0001213900-20-027429.txt : 20200921 0001213900-20-027429.hdr.sgml : 20200921 20200921061323 ACCESSION NUMBER: 0001213900-20-027429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200915 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Charles Kenneth III CENTRAL INDEX KEY: 0001573203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37899 FILM NUMBER: 201185136 MAIL ADDRESS: STREET 1: 100 METROPLEX CITY: EDISON STATE: NJ ZIP: 08817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCWorx Corp. CENTRAL INDEX KEY: 0001674227 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 475412331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127397825 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alliance MMA, Inc. DATE OF NAME CHANGE: 20160510 4 1 ownership.xml X0306 4 2020-09-15 0 0001674227 SCWorx Corp. WORX 0001573203 Miller Charles Kenneth III C/O SCWORX CORP. 590 MADISON AVENUE, 21ST FLOOR NEW YORK NY 10022 1 0 0 0 Restricted Stock Units 20000 D Restricted Stock Units 80000 D Common Stock, $.001 par value 2020-09-15 4 S 0 3290 1.49 D 0 D Common Stock Option 6.49 2029-02-13 Common Stock 13393 13393 D Common Stock Option 2.64 2019-11-26 2029-11-26 Common Stock 50000 50000 D The Restricted Stock Units vest in full on 09/17/20 The Restricted Stock Units were issued to the reporting person as additional compensation for serving as a director in 2020 The option vests in 4 quarterly installments, commencing ninety days after the grant date /s/ Charles K. Miller 2020-09-17