0001572838-19-000006.txt : 20191030 0001572838-19-000006.hdr.sgml : 20191030 20191030113614 ACCESSION NUMBER: 0001572838-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 EFFECTIVENESS DATE: 20191030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Finance, LLC CENTRAL INDEX KEY: 0001572838 IRS NUMBER: 273001230 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17745 FILM NUMBER: 191178539 BUSINESS ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 BUSINESS PHONE: 2158829983 MAIL ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001572838 XXXXXXXX 09-30-2019 09-30-2019 Empirical Finance, LLC

213 FOXCROFT ROAD BROOMALL PA 19008

13F HOLDINGS REPORT 028-17745 N Patrick Cleary 2158829983 Patrick Cleary Broomall PA 10-30-2019 0 159 358101 false INFORMATION TABLE 2 2019Q3Empirical.xml GENERAL ELECTRIC CO COM 369604103 183 20457 SH SOLE 20457 0 0 AMERICAN EXPRESS CO COM 025816109 200 1691 SH SOLE 1691 0 0 US BANCORP DEL COM NEW 902973304 201 3628 SH SOLE 3628 0 0 LOWES COS INC COM 548661107 212 1931 SH SOLE 1931 0 0 DANAHER CORPORATION COM 235851102 218 1511 SH SOLE 1511 0 0 BOOKING HLDGS INC COM 09857L108 226 115 SH SOLE 115 0 0 LOCKHEED MARTIN CORP COM 539830109 227 581 SH SOLE 581 0 0 3M CO COM 88579Y101 228 1388 SH SOLE 1388 0 0 SALESFORCE COM INC COM 79466L302 249 1680 SH SOLE 1680 0 0 LILLY ELI & CO COM 532457108 251 2242 SH SOLE 2242 0 0 UNITED TECHNOLOGIES CORP COM 913017109 252 1849 SH SOLE 1849 0 0 NEXTERA ENERGY INC COM 65339F101 257 1103 SH SOLE 1103 0 0 NETFLIX INC COM 64110L106 271 1014 SH SOLE 1014 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 272 3632 SH SOLE 3632 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 274 941 SH SOLE 941 0 0 PHILIP MORRIS INTL INC COM 718172109 276 3635 SH SOLE 3635 0 0 PAYPAL HLDGS INC COM 70450Y103 277 2673 SH SOLE 2673 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 286 9758 SH SOLE 9758 0 0 UNION PACIFIC CORP COM 907818108 291 1799 SH SOLE 1799 0 0 STARBUCKS CORP COM 855244109 292 3299 SH SOLE 3299 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 294 3308 SH SOLE 3308 0 0 TEXAS INSTRS INC COM 882508104 298 2306 SH SOLE 2306 0 0 HONEYWELL INTL INC COM 438516106 298 1764 SH SOLE 1764 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 300 2063 SH SOLE 2063 0 0 NIKE INC CL B 654106103 301 3201 SH SOLE 3201 0 0 AMGEN INC COM 031162100 306 1583 SH SOLE 1583 0 0 COSTCO WHSL CORP NEW COM 22160K105 309 1072 SH SOLE 1072 0 0 ADOBE INC COM 00724F101 317 1149 SH SOLE 1149 0 0 INVESCO EXCHNG TRADED FD TR RUSEL 1000 EQL 46138E420 328 10236 SH SOLE 10236 0 0 ABBOTT LABS COM 002824100 341 4077 SH SOLE 4077 0 0 ORACLE CORP COM 68389X105 357 6485 SH SOLE 6485 0 0 TENNECO INC CL A VTG COM STK 880349105 372 29749 SH SOLE 29749 0 0 WALMART INC COM 931142103 403 3393 SH SOLE 3393 0 0 CITIGROUP INC COM NEW 172967424 416 6028 SH SOLE 6028 0 0 PEPSICO INC COM 713448108 452 3299 SH SOLE 3299 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 470 3275 SH SOLE 3275 0 0 COCA COLA CO COM 191216100 487 8938 SH SOLE 8938 0 0 BOEING CO COM 097023105 490 1287 SH SOLE 1287 0 0 CHEVRON CORP NEW COM 166764100 499 4205 SH SOLE 4205 0 0 UNITEDHEALTH GROUP INC COM 91324P102 503 2313 SH SOLE 2313 0 0 COMCAST CORP NEW CL A 20030N101 504 11178 SH SOLE 11178 0 0 PFIZER INC COM 717081103 508 14143 SH SOLE 14143 0 0 WELLS FARGO CO NEW COM 949746101 513 10165 SH SOLE 10165 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 513 10144 SH SOLE 10144 0 0 MERCK & CO INC COM 58933Y105 527 6257 SH SOLE 6257 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 544 87601 SH SOLE 87601 0 0 CISCO SYS INC COM 17275R102 546 11042 SH SOLE 11042 0 0 INTEL CORP COM 458140100 572 11109 SH SOLE 11109 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 580 9603 SH SOLE 9603 0 0 MASTERCARD INC CL A 57636Q104 585 2153 SH SOLE 2153 0 0 DISNEY WALT CO COM DISNEY 254687106 592 4539 SH SOLE 4539 0 0 CLEVELAND CLIFFS INC COM 185899101 599 82950 SH SOLE 82950 0 0 AT&T INC COM 00206R102 614 16223 SH SOLE 16223 0 0 DESIGNER BRANDS INC CL A 250565108 631 36855 SH SOLE 36855 0 0 ISHARES TR CORE S&P SCP ETF 464287804 646 8295 SH SOLE 8295 0 0 HOME DEPOT INC COM 437076102 653 2814 SH SOLE 2814 0 0 BANK AMER CORP COM 060505104 667 22878 SH SOLE 22878 0 0 BED BATH & BEYOND INC COM 075896100 674 63380 SH SOLE 63380 0 0 GAP INC COM 364760108 695 40012 SH SOLE 40012 0 0 INTERDIGITAL INC COM 45867G101 703 13390 SH SOLE 13390 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 721 9561 SH SOLE 9561 0 0 PROCTER & GAMBLE CO COM 742718109 731 5876 SH SOLE 5876 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 763 2799 SH SOLE 2799 0 0 LEAR CORP COM NEW 521865204 770 6527 SH SOLE 6527 0 0 KORN FERRY COM NEW 500643200 796 20596 SH SOLE 20596 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 807 54187 SH SOLE 54187 0 0 JOHNSON & JOHNSON COM 478160104 823 6359 SH SOLE 6359 0 0 VIACOM INC NEW CL B 92553P201 827 34433 SH SOLE 34433 0 0 WESTLAKE CHEM CORP COM 960413102 854 13039 SH SOLE 13039 0 0 ALPHABET INC CAP STK CL A 02079K305 857 702 SH SOLE 702 0 0 THOR INDS INC COM 885160101 880 15529 SH SOLE 15529 0 0 ALPHABET INC CAP STK CL C 02079K107 886 727 SH SOLE 727 0 0 CAL MAINE FOODS INC COM NEW 128030202 891 22304 SH SOLE 22304 0 0 JPMORGAN CHASE & CO COM 46625H100 940 7984 SH SOLE 7984 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 940 4520 SH SOLE 4520 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 941 9230 SH SOLE 9230 0 0 INTERPUBLIC GROUP COS INC COM 460690100 969 44936 SH SOLE 44936 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 970 18767 SH SOLE 18767 0 0 DELUXE CORP COM 248019101 973 19784 SH SOLE 19784 0 0 BLOCK H & R INC COM 093671105 976 41302 SH SOLE 41302 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1005 18740 SH SOLE 18740 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1006 5205 SH SOLE 5205 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1015 15372 SH SOLE 15372 0 0 FACEBOOK INC CL A 30303M102 1016 5705 SH SOLE 5705 0 0 TECH DATA CORP COM 878237106 1025 9833 SH SOLE 9833 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1033 11548 SH SOLE 11548 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1078 7766 SH SOLE 7766 0 0 DICKS SPORTING GOODS INC COM 253393102 1121 27474 SH SOLE 27474 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1187 22059 SH SOLE 22059 0 0 MICRON TECHNOLOGY INC COM 595112103 1208 28194 SH SOLE 28194 0 0 KAR AUCTION SVCS INC COM 48238T109 1209 49229 SH SOLE 49229 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 1239 23696 SH SOLE 23696 0 0 COHERENT INC COM 192479103 1250 8133 SH SOLE 8133 0 0 WESTERN UN CO COM 959802109 1266 54643 SH SOLE 54643 0 0 EMCOR GROUP INC COM 29084Q100 1276 14815 SH SOLE 14815 0 0 MICROSOFT CORP COM 594918104 1293 9298 SH SOLE 9298 0 0 CENTENE CORP DEL COM 15135B101 1298 30003 SH SOLE 30003 0 0 REGAL BELOIT CORP COM 758750103 1309 17967 SH SOLE 17967 0 0 NETAPP INC COM 64110D104 1323 25195 SH SOLE 25195 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1329 16162 SH SOLE 16162 0 0 HUMANA INC COM 444859102 1332 5210 SH SOLE 5210 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1337 13413 SH SOLE 13413 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 1339 31473 SH SOLE 31473 0 0 PVH CORP COM 693656100 1348 15283 SH SOLE 15283 0 0 AVNET INC COM 053807103 1354 30441 SH SOLE 30441 0 0 EXXON MOBIL CORP COM 30231G102 1355 19185 SH SOLE 19185 0 0 BRUNSWICK CORP COM 117043109 1359 26068 SH SOLE 26068 0 0 APPLIED MATLS INC COM 038222105 1362 27292 SH SOLE 27292 0 0 LAM RESEARCH CORP COM 512807108 1368 5920 SH SOLE 5920 0 0 NUCOR CORP COM 670346105 1376 27019 SH SOLE 27019 0 0 HANESBRANDS INC COM 410345102 1383 90276 SH SOLE 90276 0 0 OMNICOM GROUP INC COM 681919106 1385 17688 SH SOLE 17688 0 0 STEEL DYNAMICS INC COM 858119100 1385 46477 SH SOLE 46477 0 0 NVR INC COM 62944T105 1398 376 SH SOLE 376 0 0 OCCIDENTAL PETE CORP COM 674599105 1422 31967 SH SOLE 31967 0 0 PACKAGING CORP AMER COM 695156109 1439 13565 SH SOLE 13565 0 0 SOUTHWEST AIRLS CO COM 844741108 1440 26658 SH SOLE 26658 0 0 ANTHEM INC COM 036752103 1450 6038 SH SOLE 6038 0 0 TAPESTRY INC COM 876030107 1461 56088 SH SOLE 56088 0 0 BIOGEN INC COM 09062X103 1476 6341 SH SOLE 6341 0 0 CATERPILLAR INC DEL COM 149123101 1513 11976 SH SOLE 11976 0 0 KLA CORPORATION COM NEW 482480100 1527 9576 SH SOLE 9576 0 0 CONOCOPHILLIPS COM 20825C104 1545 27110 SH SOLE 27110 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1619 26571 SH SOLE 26571 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1621 19202 SH SOLE 19202 0 0 ETF SER SOLUTIONS APTUS BHVRL MMTM 26922A784 1630 53471 SH SOLE 53471 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1647 40903 SH SOLE 40903 0 0 AMAZON COM INC COM 023135106 1647 949 SH SOLE 949 0 0 ABBVIE INC COM 00287Y109 1803 23812 SH SOLE 23812 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 2005 25143 SH SOLE 25143 0 0 KOHLS CORP COM 500255104 2068 41636 SH SOLE 41636 0 0 AMC NETWORKS INC CL A 00164V103 2121 43148 SH SOLE 43148 0 0 FOOT LOCKER INC COM 344849104 2174 50370 SH SOLE 50370 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2216 20504 SH SOLE 20504 0 0 HP INC COM 40434L105 2220 117319 SH SOLE 117319 0 0 BORGWARNER INC COM 099724106 2292 62488 SH SOLE 62488 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 2324 49391 SH SOLE 49391 0 0 INTL PAPER CO COM 460146103 2332 55764 SH SOLE 55764 0 0 MANPOWERGROUP INC COM 56418H100 2335 27718 SH SOLE 27718 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 2347 50994 SH SOLE 50994 0 0 GILEAD SCIENCES INC COM 375558103 2371 37411 SH SOLE 37411 0 0 HOLLYFRONTIER CORP COM 436106108 2388 44521 SH SOLE 44521 0 0 URBAN OUTFITTERS INC COM 917047102 2409 85755 SH SOLE 85755 0 0 CUMMINS INC COM 231021106 2461 15130 SH SOLE 15130 0 0 BEST BUY INC COM 086516101 2510 36380 SH SOLE 36380 0 0 APPLE INC COM 037833100 2621 11704 SH SOLE 11704 0 0 PULTE GROUP INC COM 745867101 2753 75334 SH SOLE 75334 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3128 33548 SH SOLE 33548 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3434 68810 SH SOLE 68810 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4541 24050 SH SOLE 24050 0 0 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 4581 50016 SH SOLE 50016 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 5948 52888 SH SOLE 52888 0 0 ISHARES TR CORE S&P500 ETF 464287200 6961 23320 SH SOLE 23320 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9094 60228 SH SOLE 60228 0 0 ALPHA ARCHITECT ETF TR VAL MOMTM TRND 02072L508 24564 1044716 SH SOLE 1044716 0 0 ALPHA ARCHITECT ETF TR US QUAN MOMENTUM 02072L409 35077 1168327 SH SOLE 1168327 0 0 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 36848 1322622 SH SOLE 1322622 0 0 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 37046 1377338 SH SOLE 1377338 0 0 ALPHA ARCHITECT ETF TR INTL QUAN MOMNTM 02072L300 37460 1462057 SH SOLE 1462057 0 0