Managing Member

0001633121-21-000008.txt : 20210816 0001633121-21-000008.hdr.sgml : 20210816 20210816141137 ACCESSION NUMBER: 0001633121-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 211176728 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 06-30-2021 06-30-2021 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 08-16-2021 1 330 1004324 01 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml 890 5TH AVE PARTNERS INC Common stock 28250A105 247 25000 SH SOLE 25000 0 0 ADVANCED MICRO DEVICES INC Common Stock 007903107 301 3200 SH OTR 1 0 3200 0 ADVANCED MICRO DEVICES INC Option 007903957 564 6000 SH Put OTR 1 0 0 0 AEA-BRIDGES IMPACT CORP Common stock G01046104 403 41400 SH SOLE 41400 0 0 AETERNA ZENTARIS INC Option 007975902 140 160000 SH Call SOLE 0 0 0 AJAX I Common Stock G0190X100 891 89492 SH OTR 1 0 89492 0 ALPS ETF TR Common Stock 00162Q452 471 12948 SH OTR 1 0 12948 0 ALPS ETF TR Option 00162Q902 1922 52800 SH Call OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Common Stock 01609W102 147 650 SH OTR 1 0 650 0 ALIBABA GROUP HLDG LTD Common stock 01609W102 136 600 SH SOLE 600 0 0 ALIBABA GROUP HLDG LTD Option 01609W952 8051 35500 SH Put OTR 1 0 0 0 ALPHABET INC Common stock 02079K305 1953 800 SH SOLE 800 0 0 ALTIMAR ACQUISITION CORP II Common stock G03709113 592 59055 SH SOLE 59055 0 0 AMAZON COM INC Option 023135956 6880 2000 SH Put SOLE 0 0 0 AMC ENTMT HLDGS INC Common Stock 00165C104 362 6392 SH OTR 1 0 6392 0 AMC ENTMT HLDGS INC Common stock 00165C104 57 1000 SH SOLE 1000 0 0 AMC ENTMT HLDGS INC Option 00165C954 2006 35400 SH Put OTR 1 0 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A200 987 98665 SH SOLE 98665 0 0 APOLLO GLOBAL MGMT INC Common Stock 03768E105 1402 22537 SH OTR 1 0 22537 0 APOLLO GLOBAL MGMT INC Option 03768E905 2022 32500 SH Call OTR 1 0 0 0 APOLLO STRATEGIC GROWTH CAPT Common stock G0411R106 285 29100 SH SOLE 29100 0 0 APPHARVEST INC Common Stock 03783T111 132 21986 SH OTR 1 0 21986 0 APPLE INC Common Stock 037833100 1949 14234 SH OTR 1 0 14234 0 APPLE INC Option 037833950 44512 325000 SH Put OTR 1 0 0 0 APPLE INC Option 037833900 2054 15000 SH Call OTR 1 0 0 0 APPLIED MATLS INC Option 038222955 570 4000 SH Put SOLE 0 0 0 APPLIED MATLS INC Option 038222905 285 2000 SH Call SOLE 0 0 0 ARES ACQUISITION CORPORATION Common stock G33032114 462 46215 SH SOLE 46215 0 0 ARK ETF TR Common Stock 00214Q708 260 4800 SH OTR 1 0 4800 0 ARK ETF TR Common Stock 00214Q104 248 1897 SH OTR 1 0 1897 0 ARRIVAL GROUP Common Stock L0423Q108 1453 92727 SH OTR 1 0 92727 0 ARROWROOT ACQUISITION CORP Common stock 04282M201 412 41073 SH SOLE 41073 0 0 ASENSUS SURGICAL INC Option 04367G903 815 257200 SH Call SOLE 0 0 0 AST SPACEMOBILE INC Common Stock 00217D118 40 7100 SH OTR 1 0 7100 0 AST SPACEMOBILE INC Common stock 00217D118 55 9700 SH SOLE 9700 0 0 ATI PHYSICAL THERAPY INC Common Stock 00216W109 429 44952 SH OTR 1 0 44952 0 ATI PHYSICAL THERAPY INC Common stock 00216W109 70 7298 SH SOLE 7298 0 0 ATOSSA THERAPEUTICS INC Option 04962H956 73 11600 SH Put SOLE 0 0 0 ATOSSA THERAPEUTICS INC Option 04962H956 674 106600 SH Put OTR 1 0 0 0 ATOSSA THERAPEUTICS INC Option 04962H906 6429 1017300 SH Call SOLE 0 0 0 ATOSSA THERAPEUTICS INC Option 04962H906 97 15400 SH Call OTR 1 0 0 0 AYRO INC Option 054748908 268 55000 SH Call SOLE 0 0 0 BAIDU INC Common stock 056752108 204 1000 SH SOLE 1000 0 0 BK OF AMERICA CORP Option 060505954 3917 95000 SH Put OTR 1 0 0 0 BARCLAYS BANK PLC Common Stock 06747R477 841 28535 SH OTR 1 0 28535 0 BARCLAYS BANK PLC Option 06747R957 10370 352000 SH Put OTR 1 0 0 0 BARCLAYS BANK PLC Option 06747R907 1473 50000 SH Call OTR 1 0 0 0 BED BATH & BEYOND INC Common Stock 075896100 216 6500 SH OTR 1 0 6500 0 BEYOND MEAT INC Common stock 08862E109 268 1700 SH SOLE 1700 0 0 BLACKBERRY LTD Option 09228F903 183 15000 SH Call OTR 1 0 0 0 BLUESCAPE OPPORTUNITIES ACQU Common stock G1195N105 383 39069 SH SOLE 39069 0 0 BOEING CO Common Stock 097023105 707 2950 SH OTR 1 0 2950 0 BUTTERFLY NETWORK INC Common Stock 124155102 371 25653 SH OTR 1 0 25653 0 C3 AI INC Common Stock 12468P104 738 11800 SH OTR 1 0 11800 0 C3 AI INC Common stock 12468P104 6 100 SH SOLE 100 0 0 CANAAN INC Common Stock 134748102 299 36700 SH OTR 1 0 36700 0 CANOO INC Common Stock 13803R102 238 23960 SH OTR 1 0 23960 0 CARLOTZ INC Common Stock 142552108 430 78700 SH OTR 1 0 78700 0 CARLOTZ INC Common stock 142552108 27 5000 SH SOLE 5000 0 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636116 54 58333 SH SOLE 58333 0 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636108 1698 175000 SH SOLE 175000 0 0 CARNIVAL CORP Common Stock 143658300 2201 83500 SH OTR 1 0 83500 0 CARNIVAL CORP Option 143658950 11801 447700 SH Put OTR 1 0 0 0 CARNIVAL CORP Option 143658900 13072 495900 SH Call OTR 1 0 0 0 CC NEUBERGER PRIN HLDGS II Common Stock G3166T103 949 96000 SH OTR 1 0 96000 0 CC NEUBERGER PRIN HLDGS II Common stock G3166T103 178 18000 SH SOLE 18000 0 0 CHARGEPOINT HOLDINGS INC Common Stock 15961R105 217 6260 SH OTR 1 0 6260 0 SCHWAB CHARLES CORP Option 808513955 13244 181900 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 9232 126800 SH Call OTR 1 0 0 0 CHURCHILL CAPITAL CORP IV Common Stock 171439110 2211 139033 SH OTR 1 0 139033 0 CHURCHILL CAPITAL CORP IV Option 171439902 2306 80000 SH Call OTR 1 0 0 0 CHURCHILL CAPITAL CORP V Common stock 17144T107 131 13000 SH SOLE 13000 0 0 CHURCHILL CAPITAL CORP VI Common stock 17143W200 104 10283 SH SOLE 10283 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M201 1022 102064 SH SOLE 102064 0 0 CIRRUS LOGIC INC Common stock 172755100 213 2500 SH SOLE 2500 0 0 CITIC CAPITAL ACQUISITION CO Common Stock G21513109 1066 107600 SH OTR 1 0 107600 0 CITIC CAPITAL ACQUISITION CO Common stock G21513109 527 53200 SH SOLE 53200 0 0 CITIC CAPITAL ACQUISITION CO Option G21513909 99 10000 SH Call SOLE 0 0 0 CITIGROUP INC Common Stock 172967424 592 8374 SH OTR 1 0 8374 0 CLEVER LEAVES HOLDINGS INC Common Stock 186760104 213 21000 SH OTR 1 0 21000 0 CLOVER HEALTH INVESTMENTS CO Common Stock 18914F103 839 62995 SH OTR 1 0 62995 0 CLOVER HEALTH INVESTMENTS CO Common stock 18914F103 186 14000 SH SOLE 14000 0 0 CLOVER HEALTH INVESTMENTS CO Option 18914F903 400 30000 SH Call OTR 1 0 0 0 COHN ROBBINS HOLDINGS CORP Common stock G23726105 1005 102000 SH SOLE 102000 0 0 COINBASE GLOBAL INC Common Stock 19260Q107 1570 6200 SH OTR 1 0 6200 0 COINBASE GLOBAL INC Option 19260Q957 583 2300 SH Put OTR 1 0 0 0 COINBASE GLOBAL INC Option 19260Q907 203 800 SH Call OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y952 510 6300 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y902 219 2700 SH Call SOLE 0 0 0 COMPUTE HEALTH ACQUISITIN CO Common stock 204833206 239 23391 SH SOLE 23391 0 0 CONTEXTLOGIC INC Common Stock 21077C107 141 10720 SH OTR 1 0 10720 0 CONTEXTLOGIC INC Common stock 21077C107 14 1100 SH SOLE 1100 0 0 CONX CORP Common stock 212873103 951 96500 SH SOLE 96500 0 0 DANIMER SCIENTIFIC INC Common Stock 236272100 356 14200 SH OTR 1 0 14200 0 DECARBONIZATION PLUS ACQU II Common stock 24279D105 220 21200 SH SOLE 21200 0 0 DIGITALBRIDGE GROUP INC Option 25401T908 790 100000 SH Call SOLE 0 0 0 DISCOVERY INC Common Stock 25470F104 3267 106500 SH OTR 1 0 106500 0 DISCOVERY INC Common stock 25470F104 341 11100 SH SOLE 11100 0 0 DRAFTKINGS INC Common Stock 26142R104 569 10900 SH OTR 1 0 10900 0 E MERGE TECHNOLOGY ACQUISITI Common stock 26873Y104 649 66500 SH SOLE 66500 0 0 EBANG INTL HLDGS INC Common stock G3R33A106 31 10000 SH SOLE 10000 0 0 ELECTRAMECCANICA VEHS CORP Common stock 284849205 239 56000 SH SOLE 56000 0 0 ENERGY TRANSFER L P Common Stock 29273V100 3516 330796 SH OTR 1 0 330796 0 ENERGY TRANSFER L P Option 29273V950 4382 412200 SH Put OTR 1 0 0 0 ENERGY TRANSFER L P Option 29273V900 6230 586100 SH Call OTR 1 0 0 0 EPIPHANY TECHNOLOGY ACQUISIT Common stock 29429X109 109 11220 SH SOLE 11220 0 0 FACEBOOK INC Common Stock 30303M102 1765 5075 SH OTR 1 0 5075 0 FIRSTENERGY CORP Option 337932957 1861 50000 SH Put OTR 1 0 0 0 FIRSTENERGY CORP Option 337932907 1913 51400 SH Call OTR 1 0 0 0 FOLEY TRASIMENE ACQUISTN COR Common stock 34431F104 156 16000 SH SOLE 16000 0 0 FORTISTAR SUSTAINABLE SOL CO Common stock 34962M106 564 57948 SH SOLE 57948 0 0 FUBOTV INC Common stock 35953D104 344 10700 SH SOLE 10700 0 0 FUSION ACQUISITION CORP Common stock 36118H105 246 24700 SH SOLE 24700 0 0 GAMESTOP CORP NEW Option 36467W959 985 4600 SH Put OTR 1 0 0 0 GAMESTOP CORP NEW Option 36467W909 450 2100 SH Call OTR 1 0 0 0 GAOTU TECHEDU INC Common Stock 36257Y109 183 12400 SH OTR 1 0 12400 0 GAOTU TECHEDU INC Common stock 36257Y109 92 6200 SH SOLE 6200 0 0 GDS HLDGS LTD Common Stock 36165L108 305 3884 SH OTR 1 0 3884 0 GDS HLDGS LTD Common stock 36165L108 1180 15038 SH SOLE 15038 0 0 GDS HLDGS LTD Option 36165L958 2520 32100 SH Put SOLE 0 0 0 GDS HLDGS LTD Option 36165L958 2747 35000 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Common Stock 369604103 6298 467923 SH OTR 1 0 467923 0 GENERAL ELECTRIC CO Option 369604953 11389 846100 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604903 16161 1200700 SH Call OTR 1 0 0 0 GENERAL MTRS CO Common Stock 37045V100 882 14900 SH OTR 1 0 14900 0 GENERAL MTRS CO Option 37045V950 3550 60000 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 296 5000 SH Call SOLE 0 0 0 GENERAL MTRS CO Option 37045V900 1154 19500 SH Call OTR 1 0 0 0 GERDAU SA Option 373737905 454 77000 SH Call SOLE 0 0 0 GLOBALSTAR INC Common stock 378973408 26 14500 SH SOLE 14500 0 0 GOLDEN NUGGET ONLINE GAMIN Common Stock 38113L107 612 47937 SH OTR 1 0 47937 0 GOLDMAN SACHS GROUP INC Common Stock 38141G104 266 700 SH OTR 1 0 700 0 GREENBRIER COS INC Option 393657901 575 13200 SH Call SOLE 0 0 0 GS ACQUISITION HLDGS CORP II Common Stock 36258Q105 192 18500 SH OTR 1 0 18500 0 HAMILTON LANE ALLIANCE HLDGS Common stock 40749M103 98 10000 SH SOLE 10000 0 0 HENNESSY CAPITAL INVS CORP V Common stock 42589T107 152 15000 SH SOLE 15000 0 0 HUT 8 MNG CORP Common stock 44812T102 80 18200 SH SOLE 18200 0 0 HUT 8 MNG CORP Option 44812T952 58 13100 SH Put SOLE 0 0 0 IG ACQUISITION CORP Common stock 449534106 100 10300 SH SOLE 10300 0 0 SELECT SECTOR SPDR TR Option 81369Y954 2099 20500 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y904 1065 10400 SH Call SOLE 0 0 0 INTEL CORP Option 458140950 11228 200000 SH Put OTR 1 0 0 0 INTEL CORP Option 458140900 337 6000 SH Call OTR 1 0 0 0 INTUIT Option 461202953 245 500 SH Put SOLE 0 0 0 INVESCO QQQ TR Common Stock 46090E103 744 2100 SH OTR 1 0 2100 0 INVESCO QQQ TR Option 46090E953 4253 12000 SH Put OTR 1 0 0 0 ISHARES TR Common Stock 464287432 895 6200 SH OTR 1 0 6200 0 ISHARES TR Option 464287955 805 3300 SH Put OTR 1 0 0 0 ISHARES TR Option 464287954 607 11000 SH Put SOLE 0 0 0 ISHARES TR Option 464287904 607 11000 SH Call SOLE 0 0 0 ISHARES TR Common Stock 464287655 1353 5900 SH OTR 1 0 5900 0 ISHARES SILVER TR Common Stock 46428Q109 485 20030 SH OTR 1 0 20030 0 ISHARES SILVER TR Option 46428Q959 6297 260000 SH Put OTR 1 0 0 0 ISHARES SILVER TR Option 46428Q909 2422 100000 SH Call OTR 1 0 0 0 ISHARES TR Option 464288902 208 3000 SH Call SOLE 0 0 0 IT TECH PACKAGING INC Option 46527C900 224 475000 SH Call SOLE 0 0 0 ITAU UNIBANCO HLDG S A Option 465562956 5198 864900 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 4429 736900 SH Call OTR 1 0 0 0 JD.COM INC Common Stock 47215P106 4277 53585 SH OTR 1 0 53585 0 JD.COM INC Option 47215P956 34334 430200 SH Put OTR 1 0 0 0 JD.COM INC Option 47215P906 10431 130700 SH Call OTR 1 0 0 0 JEFFERIES FINL GROUP INC Option 47233W909 445 13000 SH Call SOLE 0 0 0 JOFF FINTECH ACQUISITION COR Common stock 46592C209 168 16756 SH SOLE 16756 0 0 JPMORGAN CHASE & CO Option 46625H950 1555 10000 SH Put OTR 1 0 0 0 KB HOME Option 48666K909 204 5000 SH Call SOLE 0 0 0 KEMPHARM INC Option 488445906 2354 183600 SH Call SOLE 0 0 0 KEMPHARM INC Option 488445906 3200 249600 SH Call OTR 1 0 0 0 KOHLS CORP Option 500255904 524 9500 SH Call SOLE 0 0 0 KRAFT HEINZ CO Common Stock 500754106 2272 55705 SH OTR 1 0 55705 0 KRAFT HEINZ CO Option 500754956 9738 238800 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 5844 143300 SH Call OTR 1 0 0 0 LAM RESEARCH CORP Option 512807908 1171 1800 SH Call SOLE 0 0 0 LEFTERIS ACQUISITION CORP Common stock 52470X109 116 11901 SH SOLE 11901 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M106 244 25000 SH SOLE 25000 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M114 10 12500 SH SOLE 12500 0 0 THE LION ELECTRIC COMPANY Common Stock 536221112 385 59200 SH OTR 1 0 59200 0 LIVERAMP HLDGS INC Option 53815P958 703 15000 SH Put OTR 1 0 0 0 LIVERAMP HLDGS INC Option 53815P908 937 20000 SH Call OTR 1 0 0 0 MARATHON DIGITAL HOLDINGS IN Common Stock 565788106 976 31100 SH OTR 1 0 31100 0 MARATHON DIGITAL HOLDINGS IN Option 565788956 282 9000 SH Put OTR 1 0 0 0 MCEWEN MNG INC Common stock 58039P107 59 42500 SH SOLE 42500 0 0 MICROSOFT CORP Common Stock 594918104 603 2225 SH OTR 1 0 2225 0 MISSION ADVANCEMENT CORP Common stock 60501L200 100 10000 SH SOLE 10000 0 0 MORGAN STANLEY Option 617446958 45157 492500 SH Put OTR 1 0 0 0 MORGAN STANLEY Option 617446908 24142 263300 SH Call OTR 1 0 0 0 MOXIAN INC Common Stock 624697306 1641 73600 SH OTR 1 0 73600 0 MOXIAN INC Common stock 624697306 4 200 SH SOLE 200 0 0 MOXIAN INC Option 624697956 907 40700 SH Put OTR 1 0 0 0 MOXIAN INC Option 624697906 325 14600 SH Call OTR 1 0 0 0 NETFLIX INC Common Stock 64110L106 924 1750 SH OTR 1 0 1750 0 NETFLIX INC Option 64110L956 264 500 SH Put OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Common Stock 647581107 3405 415769 SH OTR 1 0 415769 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581957 6438 786100 SH Put OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581907 1725 210600 SH Call OTR 1 0 0 0 NIO INC Common Stock 62914V106 267 5024 SH OTR 1 0 5024 0 NIO INC Option 62914V906 638 12000 SH Call OTR 1 0 0 0 NOKIA CORP Option 654902904 1063 199800 SH Call OTR 1 0 0 0 OPENDOOR TECHNOLOGIES INC Common Stock 683712103 565 31873 SH OTR 1 0 31873 0 OPKO HEALTH INC Option 68375N903 294 72600 SH Call OTR 1 0 0 0 ORIGIN MATERIALS INC Common Stock 68622D106 205 25000 SH OTR 1 0 25000 0 PALANTIR TECHNOLOGIES INC Common Stock 69608A108 944 35800 SH OTR 1 0 35800 0 PAYONEER GLOBAL INC Common Stock 70451X104 156 15000 SH OTR 1 0 15000 0 PAYSAFE LIMITED Common Stock G6964L107 239 19756 SH OTR 1 0 19756 0 PELOTON INTERACTIVE INC Common Stock 70614W100 245 1973 SH OTR 1 0 1973 0 PERIDOT ACQUISITION CORP Common Stock G7008A115 122 10000 SH OTR 1 0 10000 0 PERIDOT ACQUISITION CORP Common stock G7008A115 54 4400 SH SOLE 4400 0 0 PERSHING SQUARE TONTINE HLDG Common Stock 71531R109 5186 227876 SH OTR 1 0 227876 0 PINDUODUO INC Common Stock 722304102 9195 72387 SH OTR 1 0 72387 0 PINDUODUO INC Option 722304952 47594 374700 SH Put OTR 1 0 0 0 PINDUODUO INC Option 722304902 10136 79800 SH Call OTR 1 0 0 0 PROPERTY SOLUTIONS ACQUISITI Common Stock 74348Q116 210 52400 SH OTR 1 0 52400 0 PROTERRA INC Common Stock 74374T109 301 17600 SH OTR 1 0 17600 0 PROTERRA INC Common Stock 74374T117 253 45100 SH OTR 1 0 45100 0 QELL ACQUISITION CORP Common Stock G7307X105 254 25482 SH OTR 1 0 25482 0 QELL ACQUISITION CORP Common stock G7307X105 75 7500 SH SOLE 7500 0 0 QUANTUMSCAPE CORP Common Stock 74767V109 1555 53149 SH OTR 1 0 53149 0 QUANTUMSCAPE CORP Option 74767V959 234 8000 SH Put OTR 1 0 0 0 QUANTUMSCAPE CORP Option 74767V909 2080 71100 SH Call OTR 1 0 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C101 316 32545 SH SOLE 32545 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C119 10 10000 SH SOLE 10000 0 0 REDBALL ACQUISITION CORP Common Stock G7417R105 749 76679 SH OTR 1 0 76679 0 REDBALL ACQUISITION CORP Common stock G7417R105 647 66200 SH SOLE 66200 0 0 RMG ACQUISITION CORP III Common stock G76088114 247 24700 SH SOLE 24700 0 0 ROBLOX CORP Common Stock 771049103 855 9500 SH OTR 1 0 9500 0 ROBLOX CORP Option 771049953 360 4000 SH Put OTR 1 0 0 0 ROCKET COS INC Common Stock 77311W101 696 35977 SH OTR 1 0 35977 0 ROCKET COS INC Common stock 77311W101 22 1120 SH SOLE 1120 0 0 ROTOR ACQUISITION CORP Common stock 77879W105 1351 135416 SH SOLE 135416 0 0 ROTOR ACQUISITION CORP Common stock 77879W113 103 83600 SH SOLE 83600 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065112 43 50000 SH SOLE 50000 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065104 968 100000 SH SOLE 100000 0 0 SCVX CORP Common stock G79448208 114 11500 SH SOLE 11500 0 0 SEAWORLD ENTMT INC Common Stock 81282V100 2224 44537 SH OTR 1 0 44537 0 SEAWORLD ENTMT INC Option 81282V950 1358 27200 SH Put OTR 1 0 0 0 SEELOS THERAPEUTICS INC Option 81577F909 208 78700 SH Call SOLE 0 0 0 SESEN BIO INC Common stock 817763105 70 15200 SH SOLE 15200 0 0 SEVEN OAKS ACQUISITION CORP Common stock 81787X114 15 13400 SH SOLE 13400 0 0 SEVEN OAKS ACQUISITION CORP Common stock 81787X106 1470 148623 SH SOLE 148623 0 0 FALCON CAPITAL ACQUISITN COR Common Stock 30606L108 204 22000 SH OTR 1 0 22000 0 FALCON CAPITAL ACQUISITN COR Common stock 30606L108 93 10000 SH SOLE 10000 0 0 SKILLZ INC Common Stock 83067L109 217 10000 SH OTR 1 0 10000 0 SKILLZ INC Common stock 83067L109 9 400 SH SOLE 400 0 0 SNAP INC Common Stock 83304A106 1149 16860 SH OTR 1 0 16860 0 SNAP INC Option 83304A956 11373 166900 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 6194 90900 SH Call OTR 1 0 0 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G82514103 1696 163207 SH OTR 1 0 163207 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G8251L105 6594 646429 SH OTR 1 0 646429 0 SOFI TECHNOLOGIES INC Common Stock 83406F110 119 14020 SH OTR 1 0 14020 0 SOFI TECHNOLOGIES INC Option 83406F902 2770 144500 SH Call OTR 1 0 0 0 SOS LIMITED Common Stock 83587W106 39 11700 SH OTR 1 0 11700 0 SOS LIMITED Option 83587W956 58 17400 SH Put OTR 1 0 0 0 SOS LIMITED Option 83587W906 1771 534900 SH Call SOLE 0 0 0 SOS LIMITED Option 83587W906 2156 651300 SH Call OTR 1 0 0 0 COLLABORATIVE INVESTMNT SER Option 19423L952 20398 700000 SH Put OTR 1 0 0 0 SPDR GOLD TR Common Stock 78463V107 4606 27807 SH OTR 1 0 27807 0 SPDR S&P 500 ETF TR Option 78462F953 52223 122000 SH Put OTR 1 0 0 0 SPDR S&P 500 ETF TR Option 78462F903 4281 10000 SH Call OTR 1 0 0 0 SPORTS VENTURES ACQUISIN COR Common stock G8372A103 112 11500 SH SOLE 11500 0 0 SPOTIFY TECHNOLOGY S A Option L8681T952 606 2200 SH Put SOLE 0 0 0 SPOTIFY TECHNOLOGY S A Option L8681T902 413 1500 SH Call SOLE 0 0 0 SPRING VY ACQUISITION CORP Common stock G8377A108 245 24500 SH SOLE 24500 0 0 STABLE RD ACQUISITION CORP Common Stock 85236Q109 208 14900 SH OTR 1 0 14900 0 STARBOARD VALUE ACQUISITN CO Common stock 85521J109 198 19800 SH SOLE 19800 0 0 STEM INC Common Stock 85859N110 2210 93000 SH OTR 1 0 93000 0 STEM INC Common stock 85859N110 422 17740 SH SOLE 17740 0 0 SUNDIAL GROWERS INC Common Stock 86730L109 58 61000 SH OTR 1 0 61000 0 SUSTAINABLE OPPORTNTS ACQ CO Common Stock G8598Y109 875 87964 SH OTR 1 0 87964 0 SWITCHBACK II CORPORATION Common stock G8633T115 163 16500 SH SOLE 16500 0 0 TAL EDUCATION GROUP Common Stock 874080104 10014 396904 SH OTR 1 0 396904 0 TAL EDUCATION GROUP Option 874080954 13064 517800 SH Put OTR 1 0 0 0 TAL EDUCATION GROUP Option 874080904 2152 85300 SH Call OTR 1 0 0 0 TARGET CORP Common Stock 87612E106 387 1600 SH OTR 1 0 1600 0 TATTOOED CHEF INC Common stock 87663X102 339 15819 SH SOLE 15819 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L205 2384 239142 SH SOLE 239142 0 0 TELADOC HEALTH INC Option 87918A955 200 1200 SH Put SOLE 0 0 0 TESLA INC Option 88160R951 2107 3100 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 6865 10100 SH Call OTR 1 0 0 0 TILRAY INC Option 88688T900 428 23700 SH Call OTR 1 0 0 0 T-MOBILE US INC Option 872590954 15323 105800 SH Put OTR 1 0 0 0 T-MOBILE US INC Option 872590904 2897 20000 SH Call OTR 1 0 0 0 TORTOISE ACQUISITION CORP II Common Stock G89554102 538 53630 SH OTR 1 0 53630 0 TORTOISE ACQUISITION CORP II Common stock G89554102 287 28570 SH SOLE 28570 0 0 TPG PACE BEN FIN CORP Common Stock G8990D117 52 15800 SH OTR 1 0 15800 0 TPG PACE BEN FIN CORP Common stock G8990D117 31 9314 SH SOLE 9314 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039950 24 200 SH Put SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039950 757 6300 SH Put OTR 1 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039900 24 200 SH Call SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD Option 874039900 889 7400 SH Call OTR 1 0 0 0 TWILIO INC Option 90138F952 236 600 SH Put SOLE 0 0 0 TWITTER INC Common Stock 90184L102 875 12715 SH OTR 1 0 12715 0 UBER TECHNOLOGIES INC Common Stock 90353T100 6878 137226 SH OTR 1 0 137226 0 UBER TECHNOLOGIES INC Option 90353T950 9773 195000 SH Put OTR 1 0 0 0 UBER TECHNOLOGIES INC Option 90353T900 1002 20000 SH Call OTR 1 0 0 0 UNITED STS OIL FD LP Option 91232N907 12949 259600 SH Call OTR 1 0 0 0 UNITED STATES STL CORP NEW Common Stock 912909108 1509 62891 SH OTR 1 0 62891 0 UNITED STATES STL CORP NEW Option 912909958 1236 51500 SH Put OTR 1 0 0 0 UNITI GROUP INC Common Stock 91325V108 293 27635 SH OTR 1 0 27635 0 UNITI GROUP INC Option 91325V958 768 72500 SH Put OTR 1 0 0 0 UWM HOLDINGS CORPORATION Common Stock 91823B109 471 55789 SH OTR 1 0 55789 0 VANECK VECTORS ETF TR Common Stock 92189F106 960 28250 SH OTR 1 0 28250 0 VANECK VECTORS ETF TR Option 92189F956 11625 342100 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F906 20337 598500 SH Call OTR 1 0 0 0 VANECK VECTORS ETF TR Common Stock 92189F791 1876 40139 SH OTR 1 0 40139 0 VANECK VECTORS ETF TR Option 92189F951 5376 115000 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Common stock 92189F676 262 1000 SH SOLE 1000 0 0 VANECK VECTORS ETF TR Option 92189F956 892 3400 SH Put SOLE 0 0 0 VANECK VECTORS ETF TR Option 92189F906 787 3000 SH Call SOLE 0 0 0 VIACOMCBS INC Common Stock 92556H206 4501 99577 SH OTR 1 0 99577 0 VIACOMCBS INC Option 92556H956 3616 80000 SH Put OTR 1 0 0 0 VIACOMCBS INC Option 92556H906 832 18400 SH Call OTR 1 0 0 0 VIEW INC Common stock 92671V106 184 21739 SH SOLE 21739 0 0 VIRGIN GALACTIC HOLDINGS INC Option 92766K956 501 10900 SH Put OTR 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC Option 92766K906 699 15200 SH Call OTR 1 0 0 0 VPC IMPACT ACQUISITION HLDNG Common Stock G9441E118 189 109531 SH OTR 1 0 109531 0 VY GLOBAL GROWTH Common stock G9444H100 105 10513 SH SOLE 10513 0 0 WALMART INC Common Stock 931142103 282 2000 SH OTR 1 0 2000 0 DISNEY WALT CO Common Stock 254687106 21990 125107 SH OTR 1 0 125107 0 DISNEY WALT CO Option 254687956 55631 316500 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 41183 234300 SH Call OTR 1 0 0 0 WARRIOR TECHNOLOGIES ACQUI C Common stock 936273200 196 19479 SH SOLE 19479 0 0 WELLS FARGO CO NEW Common Stock 949746101 972 21457 SH OTR 1 0 21457 0 WELLS FARGO CO NEW Option 949746951 25824 570200 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746901 19814 437500 SH Call OTR 1 0 0 0 XL FLEET CORP Common Stock 9837FR100 217 26028 SH OTR 1 0 26028 0 XPRESSPA GROUP INC Option 98420U903 85 55100 SH Call SOLE 0 0 0 XPRESSPA GROUP INC Option 98420U903 180 116800 SH Call OTR 1 0 0 0 YANDEX N V Option N97284958 637 9000 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 4953 70000 SH Call OTR 1 0 0 0 YUCAIPA ACQUISITION CORP Common stock G9879L105 1461 148063 SH SOLE 148063 0 0 ZANITE ACQUISITION CORP Common Stock 98907K103 769 76430 SH OTR 1 0 76430 0