Managing Member

0001572748-23-000005.txt : 20230214 0001572748-23-000005.hdr.sgml : 20230214 20230214112448 ACCESSION NUMBER: 0001572748-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 23624732 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001572748 XXXXXXXX 12-31-2022 12-31-2022 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 02-14-2023 1 185 774291 1 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml 180 LIFE SCIENCES CORP Option 68236V903 52 15200 SH Call OTR 1 0 0 0 ACTIVISION BLIZZARD INC Common Stock 00507V109 936 12225 SH OTR 1 0 12225 0 ADVANCED MICRO DEVICES INC Common stock 007903107 728 11233 SH SOLE 11233 0 0 ADVANCED MICRO DEVICES INC Common Stock 007903107 974 15031 SH OTR 1 0 15031 0 ADVANCED MICRO DEVICES INC Option 007903957 1665 25700 SH Put SOLE 0 0 0 ADVANCED MICRO DEVICES INC Option 007903907 2014 31100 SH Call SOLE 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W952 12112 137500 SH Put OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 18525 210300 SH Call OTR 1 0 0 0 AMAZON COM INC Option 023135956 1268 15100 SH Put SOLE 0 0 0 AMAZON COM INC Option 023135956 1092 13000 SH Put OTR 1 0 0 0 AMAZON COM INC Option 023135906 2226 26500 SH Call SOLE 0 0 0 AMAZON COM INC Option 023135906 252 3000 SH Call OTR 1 0 0 0 AMC ENTMT HLDGS INC Option 00165C954 4651 1142700 SH Put OTR 1 0 0 0 AMC ENTMT HLDGS INC Option 00165C904 2435 598200 SH Call OTR 1 0 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A119 1 32888 SH SOLE 32888 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A101 997 98665 SH SOLE 98665 0 0 APOLLO GLOBAL MGMT INC Common Stock 03769M106 2752 43135 SH OTR 1 0 43135 0 APOLLO GLOBAL MGMT INC Option 03769M906 638 10000 SH Call OTR 1 0 0 0 APPHARVEST INC Common stock 03783T111 2 21986 SH SOLE 21986 0 0 APPLE INC Common Stock 037833100 11176 86015 SH OTR 1 0 86015 0 APPLE INC Option 037833950 6003 46200 SH Put OTR 1 0 0 0 APPLE INC Option 037833900 10472 80600 SH Call OTR 1 0 0 0 ARES ACQUISITION CORPORATION Common stock G33032106 365 36215 SH SOLE 36215 0 0 ARQIT QUANTUM INC Common stock G0567U119 7 14600 SH SOLE 14600 0 0 ARROWROOT ACQUISITION CORP Common stock 04282M102 413 41073 SH SOLE 41073 0 0 ARROWROOT ACQUISITION CORP Common stock 04282M110 0 20536 SH SOLE 20536 0 0 AST SPACEMOBILE INC Common stock 00217D100 125 26000 SH SOLE 26000 0 0 ATI PHYSICAL THERAPY INC Common stock 00216W109 10 31337 SH SOLE 31337 0 0 ATOSSA THERAPEUTICS INC Common Stock 04962H506 5 10000 SH OTR 1 0 10000 0 BANK AMERICA CORP Common Stock 060505104 10036 303022 SH OTR 1 0 303022 0 BANK AMERICA CORP Option 060505954 23601 712600 SH Put OTR 1 0 0 0 BANK AMERICA CORP Option 060505904 13891 419400 SH Call OTR 1 0 0 0 BARCLAYS BANK PLC Common Stock 06747R477 407 28800 SH OTR 1 0 28800 0 BARRICK GOLD CORP Option 067901908 1081 62900 SH Call SOLE 0 0 0 BARRICK GOLD CORP Option 067901908 172 10000 SH Call OTR 1 0 0 0 BED BATH & BEYOND INC Option 075896900 408 162500 SH Call OTR 1 0 0 0 BIRD GLOBAL INC Common stock 09077J107 2 10000 SH SOLE 10000 0 0 BLACKBERRY LTD Common Stock 09228F103 221 67700 SH OTR 1 0 67700 0 BOXED INC Common stock 103174116 1 19900 SH SOLE 19900 0 0 BUZZFEED INC Common stock 12430A102 8 12000 SH SOLE 12000 0 0 CANOPY GROWTH CORP Common stock 138035100 119 51300 SH SOLE 51300 0 0 CARMAX INC Common Stock 143130102 931 15293 SH OTR 1 0 15293 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636116 4 58333 SH SOLE 58333 0 0 CARNIVAL CORP Common Stock 143658300 934 115875 SH OTR 1 0 115875 0 CARNIVAL CORP Option 143658950 6544 811900 SH Put OTR 1 0 0 0 CARNIVAL CORP Option 143658900 5079 630200 SH Call OTR 1 0 0 0 CATALENT INC Common Stock 148806102 993 22051 SH OTR 1 0 22051 0 CHURCHILL CAPITAL CORP V Common stock 17144T107 129 13000 SH SOLE 13000 0 0 CHURCHILL CAPITAL CORP VI Common stock 17143W101 103 10283 SH SOLE 10283 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M102 1018 102064 SH SOLE 102064 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M110 1 20412 SH SOLE 20412 0 0 CITIGROUP INC Common Stock 172967424 838 18530 SH OTR 1 0 18530 0 CITIGROUP INC Option 172967954 764 16900 SH Put OTR 1 0 0 0 COINBASE GLOBAL INC Option 19260Q957 368 10400 SH Put OTR 1 0 0 0 COMCAST CORP NEW Common Stock 20030N101 395 11300 SH OTR 1 0 11300 0 CONTEXTLOGIC INC Common Stock 21077C107 26 53820 SH OTR 1 0 53820 0 DIGITAL WORLD ACQUISITION CO Common Stock 25400Q113 95 27906 SH OTR 1 0 27906 0 DISH NETWORK CORPORATION Common Stock 25470M109 945 67295 SH OTR 1 0 67295 0 DISNEY WALT CO Option 254687956 12033 138500 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 23041 265200 SH Call OTR 1 0 0 0 DRAFTKINGS INC NEW Option 26142V905 273 24000 SH Call SOLE 0 0 0 ELECTRAMECCANICA VEHS CORP Common stock 284849205 12 19100 SH SOLE 19100 0 0 ENERGY TRANSFER L P Common Stock 29273V100 937 78900 SH OTR 1 0 78900 0 ENERGY TRANSFER L P Option 29273V950 3315 279300 SH Put OTR 1 0 0 0 ENERGY TRANSFER L P Option 29273V900 1773 149400 SH Call OTR 1 0 0 0 ESS TECH INC Common stock 26916J114 6 20130 SH SOLE 20130 0 0 EXPEDIA GROUP INC Common Stock 30212P303 971 11086 SH OTR 1 0 11086 0 FARADAY FUTRE INTLGT ELCTR I Common stock 307359117 1 11700 SH SOLE 11700 0 0 FATHOM DIGITAL MFG CORP Common stock 31189Y111 1 12763 SH SOLE 12763 0 0 FORD MTR CO DEL Option 345370900 116 10000 SH Call SOLE 0 0 0 FUBOTV INC Common stock 35953D104 28 16000 SH SOLE 16000 0 0 GENERAC HLDGS INC Common Stock 368736104 1084 10767 SH OTR 1 0 10767 0 GENERAL ELECTRIC CO Common Stock 369604301 4850 57884 SH OTR 1 0 57884 0 GENERAL ELECTRIC CO Option 369604951 37077 442500 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604901 24726 295100 SH Call OTR 1 0 0 0 GENERAL MTRS CO Option 37045V950 2187 65000 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 3623 107700 SH Call OTR 1 0 0 0 HEXO CORP Option 428304906 40 40000 SH Call SOLE 0 0 0 INTEL CORP Common stock 458140100 910 34423 SH SOLE 34423 0 0 INTEL CORP Common Stock 458140100 582 22005 SH OTR 1 0 22005 0 INTEL CORP Option 458140950 735 27800 SH Put SOLE 0 0 0 INTEL CORP Option 458140900 315 11900 SH Call SOLE 0 0 0 ITAU UNIBANCO HLDG S A Option 465562956 1413 300000 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 848 180000 SH Call OTR 1 0 0 0 JD.COM INC Common Stock 47215P106 6780 120793 SH OTR 1 0 120793 0 JD.COM INC Option 47215P956 25444 453300 SH Put OTR 1 0 0 0 JD.COM INC Option 47215P906 19808 352900 SH Call OTR 1 0 0 0 JETBLUE AWYS CORP Common stock 477143101 117 18000 SH SOLE 18000 0 0 KRAFT HEINZ CO Common Stock 500754106 568 13954 SH OTR 1 0 13954 0 KRAFT HEINZ CO Option 500754956 5292 130000 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 2036 50000 SH Call OTR 1 0 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M114 2 12500 SH SOLE 12500 0 0 LINCOLN NATL CORP IND Common Stock 534187109 997 32446 SH OTR 1 0 32446 0 LUCID GROUP INC Common stock 549498103 41 6002 SH SOLE 6002 0 0 LUCID GROUP INC Common Stock 549498103 68 10000 SH OTR 1 0 10000 0 LUMEN TECHNOLOGIES INC Common Stock 550241103 961 184162 SH OTR 1 0 184162 0 LYFT INC Common Stock 55087P104 1008 91500 SH OTR 1 0 91500 0 LYFT INC Option 55087P954 1489 135100 SH Put OTR 1 0 0 0 LYFT INC Option 55087P904 158 14300 SH Call OTR 1 0 0 0 MATCH GROUP INC NEW Common Stock 57667L107 989 23838 SH OTR 1 0 23838 0 MICROSOFT CORP Common Stock 594918104 2827 11790 SH OTR 1 0 11790 0 MICROSOFT CORP Option 594918904 4557 19000 SH Call OTR 1 0 0 0 MONEYLION INC Common stock 60938K106 7 11000 SH SOLE 11000 0 0 MORGAN STANLEY Common Stock 617446448 3007 35371 SH OTR 1 0 35371 0 MORGAN STANLEY Option 617446958 22904 269400 SH Put OTR 1 0 0 0 MORGAN STANLEY Option 617446908 3639 42800 SH Call OTR 1 0 0 0 NEOGEN CORP Common Stock 640491106 367 24080 SH OTR 1 0 24080 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581956 7413 212900 SH Put OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581906 369 10600 SH Call OTR 1 0 0 0 NEWMONT CORP Option 651639906 1987 42100 SH Call SOLE 0 0 0 NIO INC Common Stock 62914V106 233 23899 SH OTR 1 0 23899 0 NIO INC Option 62914V956 574 58900 SH Put OTR 1 0 0 0 NIO INC Option 62914V906 98 10000 SH Call OTR 1 0 0 0 NOVAVAX INC Common stock 670002401 144 14000 SH SOLE 14000 0 0 NVIDIA CORPORATION Option 67066G954 2265 15500 SH Put OTR 1 0 0 0 OATLY GROUP AB Common stock 67421J108 18 10500 SH SOLE 10500 0 0 OPKO HEALTH INC Option 68375N903 26 20000 SH Call OTR 1 0 0 0 ORIGIN MATERIALS INC Common Stock 68622D106 78 17000 SH OTR 1 0 17000 0 PAYPAL HLDGS INC Common Stock 70450Y103 1021 14333 SH OTR 1 0 14333 0 PFIZER INC Option 717081903 707 13800 SH Call OTR 1 0 0 0 PINDUODUO INC Option 722304952 10300 126300 SH Put OTR 1 0 0 0 PINDUODUO INC Option 722304902 26642 326700 SH Call OTR 1 0 0 0 PROSHARES TR Common Stock 74347G440 625 59923 SH OTR 1 0 59923 0 PROSHARES TR Option 74347G900 522 50000 SH Call OTR 1 0 0 0 PROSHARES TR II Common Stock 74347Y839 1827 266371 SH OTR 1 0 266371 0 REDWIRE CORPORATION Common stock 75776W103 35 17790 SH SOLE 17790 0 0 REVLON INC Common Stock 761525609 9 20800 SH OTR 1 0 20800 0 RIOT BLOCKCHAIN INC Common Stock 767292105 152 44765 SH OTR 1 0 44765 0 RIOT BLOCKCHAIN INC Option 767292955 79 23300 SH Put OTR 1 0 0 0 RIOT BLOCKCHAIN INC Option 767292905 34 10000 SH Call OTR 1 0 0 0 RIVIAN AUTOMOTIVE INC Option 76954A953 1935 105000 SH Put OTR 1 0 0 0 RIVIAN AUTOMOTIVE INC Option 76954A903 415 22500 SH Call OTR 1 0 0 0 RMG ACQUISITION CORP III Common stock G76088106 249 24700 SH SOLE 24700 0 0 ROBINHOOD MKTS INC Common Stock 770700102 138 16900 SH OTR 1 0 16900 0 SARCOS TECHN AND ROBOTICS CO Common stock 80359A114 1 19400 SH SOLE 19400 0 0 SCHWAB CHARLES CORP Option 808513955 14953 179600 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 18750 225200 SH Call OTR 1 0 0 0 SEAGATE TECHNOLOGY HLDNGS PL Common Stock G7997R103 1005 19095 SH OTR 1 0 19095 0 SELECT SECTOR SPDR TR Option 81369Y958 1252 16800 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y954 1012 10300 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y904 1031 10500 SH Call SOLE 0 0 0 SHIFT TECHNOLOGIES INC Common stock 82452T107 6 40129 SH SOLE 40129 0 0 SILVERGATE CAP CORP Common Stock 82837P408 188 10800 SH OTR 1 0 10800 0 SNAP INC Common Stock 83304A106 1608 179720 SH OTR 1 0 179720 0 SNAP INC Option 83304A956 2236 249800 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 813 90800 SH Call OTR 1 0 0 0 SOS LIMITED Option 83587W955 48 17400 SH Put OTR 1 0 0 0 SOS LIMITED Option 83587W905 341 124900 SH Call SOLE 0 0 0 SOS LIMITED Option 83587W905 404 148100 SH Call OTR 1 0 0 0 SPDR GOLD TR Common Stock 78463V107 6859 40435 SH OTR 1 0 40435 0 SPDR S&P 500 ETF TR Option 78462F953 36713 96000 SH Put OTR 1 0 0 0 SPRUCE POWER HOLDING CORP Common stock 9837FR100 67 72596 SH SOLE 72596 0 0 STANLEY BLACK & DECKER INC Common Stock 854502101 962 12809 SH OTR 1 0 12809 0 SVF INVESTMENT CORP Common stock G8601L102 161 15900 SH SOLE 15900 0 0 SWVL HOLDINGS CORP Common stock G86302117 0 10000 SH SOLE 10000 0 0 TAL EDUCATION GROUP Option 874080904 542 76900 SH Call OTR 1 0 0 0 TESLA INC Common Stock 88160R101 17327 140661 SH OTR 1 0 140661 0 TESLA INC Option 88160R951 39479 320500 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 20990 170400 SH Call OTR 1 0 0 0 THE LION ELECTRIC COMPANY Common stock 536221112 11 25500 SH SOLE 25500 0 0 TILRAY BRANDS INC Common Stock 88688T100 251 93300 SH OTR 1 0 93300 0 TMC THE METALS COMPANY INC Common stock 87261Y106 37 47527 SH SOLE 47527 0 0 T-MOBILE US INC Common Stock 872590104 11680 83425 SH OTR 1 0 83425 0 T-MOBILE US INC Option 872590954 12068 86200 SH Put OTR 1 0 0 0 T-MOBILE US INC Option 872590904 30800 220000 SH Call OTR 1 0 0 0 TORONTO DOMINION BK ONT Option 891160959 1664 25700 SH Put SOLE 0 0 0 TORONTO DOMINION BK ONT Option 891160909 2895 44700 SH Call SOLE 0 0 0 UBER TECHNOLOGIES INC Common Stock 90353T100 1017 41116 SH OTR 1 0 41116 0 UBER TECHNOLOGIES INC Option 90353T950 6761 273400 SH Put OTR 1 0 0 0 UBER TECHNOLOGIES INC Option 90353T900 5834 235900 SH Call OTR 1 0 0 0 V F CORP Common Stock 918204108 1003 36324 SH OTR 1 0 36324 0 VANECK ETF TRUST Option 92189F956 1616 56400 SH Put OTR 1 0 0 0 VANECK ETF TRUST Option 92189F906 9630 336000 SH Call OTR 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC Common Stock 92766K106 52 14850 SH OTR 1 0 14850 0 VOLTA INC Common stock 92873V102 4 10000 SH SOLE 10000 0 0 VROOM INC Common stock 92918V109 23 23000 SH SOLE 23000 0 0 WARNER BROS DISCOVERY INC Common Stock 934423104 2193 231289 SH OTR 1 0 231289 0 WARNER BROS DISCOVERY INC Option 934423954 4579 483000 SH Put OTR 1 0 0 0 WARNER BROS DISCOVERY INC Option 934423904 8486 895200 SH Call OTR 1 0 0 0 WELLS FARGO CO NEW Common Stock 949746101 15537 376290 SH OTR 1 0 376290 0 WELLS FARGO CO NEW Option 949746951 38569 934100 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746901 18803 455400 SH Call OTR 1 0 0 0 YANDEX N V Common Stock N97284108 594 31379 SH OTR 1 0 31379 0 YANDEX N V Option N97284958 379 20000 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 189 10000 SH Call OTR 1 0 0 0