Managing Member

0001572748-22-000003.txt : 20220211 0001572748-22-000003.hdr.sgml : 20220211 20220211130925 ACCESSION NUMBER: 0001572748-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 22618901 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 12-31-2021 12-31-2021 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 02-11-2022 1 331 1196790 1 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml 180 LIFE SCIENCES CORP Option 68236V904 195 50000 SH Call SOLE 0 0 0 180 LIFE SCIENCES CORP Option 68236V904 706 181100 SH Call OTR 1 0 0 0 ABBVIE INC Common stock 00287Y109 203 1500 SH SOLE 1500 0 0 ADVANCED MICRO DEVICES INC Common Stock 007903107 835 5800 SH OTR 1 0 5800 0 ADVANCED MICRO DEVICES INC Common stock 007903107 572 3976 SH SOLE 3976 0 0 ADVANCED MICRO DEVICES INC Option 007903957 446 3100 SH Put SOLE 0 0 0 ADVANCED MICRO DEVICES INC Option 007903957 835 5800 SH Put OTR 1 0 0 0 ADVANCED MICRO DEVICES INC Option 007903907 1295 9000 SH Call SOLE 0 0 0 AEA-BRIDGES IMPACT CORP Common stock G01046104 288 28800 SH SOLE 28800 0 0 AFFIRM HLDGS INC Common stock 00827B106 362 3600 SH SOLE 3600 0 0 AFFIRM HLDGS INC Option 00827B956 362 3600 SH Put SOLE 0 0 0 ALIBABA GROUP HLDG LTD Common Stock 01609W102 7761 65333 SH OTR 1 0 65333 0 ALIBABA GROUP HLDG LTD Option 01609W952 18947 159500 SH Put OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 17961 151200 SH Call OTR 1 0 0 0 ALPS ETF TR Option 00162Q902 1729 52800 SH Call OTR 1 0 0 0 AMAZON COM INC Common stock 023135106 3001 900 SH SOLE 900 0 0 AMC ENTMT HLDGS INC Common Stock 00165C104 218 8000 SH OTR 1 0 8000 0 AMC ENTMT HLDGS INC Option 00165C954 1482 54500 SH Put OTR 1 0 0 0 AMERICAN AIRLS GROUP INC Common Stock 02376R102 187 10425 SH OTR 1 0 10425 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A119 25 32888 SH SOLE 32888 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A101 962 98665 SH SOLE 98665 0 0 APOLLO GLOBAL MGMT INC Common Stock 03768E105 2581 35635 SH OTR 1 0 35635 0 APOLLO GLOBAL MGMT INC Option 03768E905 2231 30800 SH Call OTR 1 0 0 0 APOLLO STRATEGIC GROWTH CAPT Common stock G0411R106 287 29100 SH SOLE 29100 0 0 APPHARVEST INC Common stock 03783T111 13 21986 SH SOLE 21986 0 0 APPLE INC Common Stock 037833100 3699 20834 SH OTR 1 0 20834 0 APPLE INC Common stock 037833100 62 350 SH SOLE 350 0 0 APPLE INC Option 037833950 47944 270000 SH Put OTR 1 0 0 0 ARES ACQUISITION CORPORATION Common stock G33032106 450 46215 SH SOLE 46215 0 0 ARK ETF TR Common Stock 00214Q104 444 4690 SH OTR 1 0 4690 0 ARQIT QUANTUM INC Common Stock G0567U119 352 52866 SH OTR 1 0 52866 0 ARRIVAL GROUP Common Stock L0423Q108 151 20317 SH OTR 1 0 20317 0 ARROWROOT ACQUISITION CORP Common stock 04282M102 398 41073 SH SOLE 41073 0 0 ARROWROOT ACQUISITION CORP Common stock 04282M110 11 20536 SH SOLE 20536 0 0 ASENSUS SURGICAL INC Option 04367G903 322 289700 SH Call SOLE 0 0 0 ATI PHYSICAL THERAPY INC Common Stock 00216W109 134 39499 SH OTR 1 0 39499 0 ATI PHYSICAL THERAPY INC Common stock 00216W109 6 1838 SH SOLE 1838 0 0 ATOSSA THERAPEUTICS INC Option 04962H906 160 100000 SH Call SOLE 0 0 0 ATOSSA THERAPEUTICS INC Option 04962H906 16 10000 SH Call OTR 1 0 0 0 AVIS BUDGET GROUP Common Stock 053774105 104 500 SH OTR 1 0 500 0 AVIS BUDGET GROUP Common stock 053774105 104 500 SH SOLE 500 0 0 BAKKT HOLDINGS INC Common Stock 05759B107 543 63830 SH OTR 1 0 63830 0 BK OF AMERICA CORP Common Stock 060505682 2529 1750 SH OTR 1 0 1750 0 BK OF AMERICA CORP Option 060505954 4231 95100 SH Put OTR 1 0 0 0 BARCLAYS BANK PLC Option 06747R957 4575 246900 SH Put OTR 1 0 0 0 BARCLAYS BANK PLC Option 06747R907 906 48900 SH Call OTR 1 0 0 0 BIRD GLOBAL INC Common stock 09077J107 83 13500 SH SOLE 13500 0 0 BIT DIGITAL INC Option G1144A905 505 83000 SH Call SOLE 0 0 0 BLOCK INC Common stock 852234103 226 1400 SH SOLE 1400 0 0 BLUESCAPE OPPORTUNITIES ACQU Common stock G1195N105 382 39069 SH SOLE 39069 0 0 BOEING CO Common Stock 097023105 232 1150 SH OTR 1 0 1150 0 BOEING CO Option 097023955 523 2600 SH Put OTR 1 0 0 0 BOXED INC Common stock 103174116 24 19900 SH SOLE 19900 0 0 BUZZFEED INC Common stock 12430A102 98 18300 SH SOLE 18300 0 0 CANAAN INC Common Stock 134748102 136 26500 SH OTR 1 0 26500 0 CARDIOL THERAPEUTICS INC Option 14161Y900 463 250000 SH Call SOLE 0 0 0 CARLOTZ INC Common Stock 142552108 186 81900 SH OTR 1 0 81900 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636116 40 58333 SH SOLE 58333 0 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636108 1710 175000 SH SOLE 175000 0 0 CARNIVAL CORP Common Stock 143658300 9429 468625 SH OTR 1 0 468625 0 CARNIVAL CORP Option 143658950 24794 1232300 SH Put OTR 1 0 0 0 CARNIVAL CORP Option 143658900 17303 860000 SH Call OTR 1 0 0 0 CC NEUBERGER PRIN HLDGS II Common stock G3166T103 1304 131712 SH SOLE 131712 0 0 SCHWAB CHARLES CORP Common Stock 808513105 4123 49023 SH OTR 1 0 49023 0 SCHWAB CHARLES CORP Option 808513955 17417 207100 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 14919 177400 SH Call OTR 1 0 0 0 CHURCHILL CAPITAL CORP V Common stock 17144T107 128 13000 SH SOLE 13000 0 0 CHURCHILL CAPITAL CORP VI Common stock 17143W101 101 10283 SH SOLE 10283 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M102 1003 102064 SH SOLE 102064 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M110 20 20412 SH SOLE 20412 0 0 CISCO SYS INC Option 17275R902 266 4200 SH Call SOLE 0 0 0 CITIC CAPITAL ACQUISITION CO Common Stock G21513109 1077 107600 SH OTR 1 0 107600 0 CITIC CAPITAL ACQUISITION CO Common stock G21513109 533 53200 SH SOLE 53200 0 0 CITIGROUP INC Common Stock 172967424 2748 45500 SH OTR 1 0 45500 0 CITIGROUP INC Option 172967954 3472 57500 SH Put OTR 1 0 0 0 CITIGROUP INC Option 172967904 453 7500 SH Call OTR 1 0 0 0 CLEVER LEAVES HOLDINGS INC Common stock 186760104 55 17700 SH SOLE 17700 0 0 CLOVER HEALTH INVESTMENTS CO Common Stock 18914F103 121 32495 SH OTR 1 0 32495 0 COHN ROBBINS HOLDINGS CORP Common stock G23726105 1003 102000 SH SOLE 102000 0 0 COMCAST CORP NEW Common stock 20030N101 211 4200 SH SOLE 4200 0 0 SELECT SECTOR SPDR TR Option 81369Y952 233 3000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y902 233 3000 SH Call SOLE 0 0 0 COMPUTE HEALTH ACQUISITIN CO Common stock 204833107 228 23391 SH SOLE 23391 0 0 CONSOLIDATED EDISON INC Option 209115954 239 2800 SH Put SOLE 0 0 0 CONSOLIDATED EDISON INC Option 209115904 239 2800 SH Call SOLE 0 0 0 CONTEXTLOGIC INC Common Stock 21077C107 186 59720 SH OTR 1 0 59720 0 CONX CORP Common stock 212873103 948 96500 SH SOLE 96500 0 0 CREATD INC Common stock 225265107 21 10000 SH SOLE 10000 0 0 DECARBONIZATION PLUS ACQU II Common stock 242794105 189 19000 SH SOLE 19000 0 0 DIDI GLOBAL INC Common Stock 23292E108 105 21000 SH OTR 1 0 21000 0 DIDI GLOBAL INC Option 23292E958 299 60000 SH Put OTR 1 0 0 0 DIDI GLOBAL INC Option 23292E908 64 12900 SH Call OTR 1 0 0 0 DIGITALBRIDGE GROUP INC Option 25401T908 833 100000 SH Call SOLE 0 0 0 DISCOVERY INC Common Stock 25470F104 939 39899 SH OTR 1 0 39899 0 DISCOVERY INC Option 25470F954 3901 165700 SH Put OTR 1 0 0 0 DISCOVERY INC Option 25470F904 15190 645300 SH Call OTR 1 0 0 0 DRAFTKINGS INC Common stock 26142R104 233 8500 SH SOLE 8500 0 0 DRAFTKINGS INC Option 26142R904 181 6600 SH Call SOLE 0 0 0 DRAFTKINGS INC Option 26142R904 2772 100900 SH Call OTR 1 0 0 0 DUKE ENERGY CORP NEW Option 26441C954 462 4400 SH Put SOLE 0 0 0 DUKE ENERGY CORP NEW Option 26441C904 430 4100 SH Call SOLE 0 0 0 E MERGE TECHNOLOGY ACQUISITI Common stock 26873Y104 654 66500 SH SOLE 66500 0 0 EBANG INTL HLDGS INC Common stock G3R33A106 10 10000 SH SOLE 10000 0 0 ELECTRAMECCANICA VEHS CORP Common stock 284849205 80 35000 SH SOLE 35000 0 0 ENERGY TRANSFER L P Common Stock 29273V100 3992 485100 SH OTR 1 0 485100 0 ENERGY TRANSFER L P Option 29273V950 3754 456100 SH Put OTR 1 0 0 0 ENERGY TRANSFER L P Option 29273V900 4487 545200 SH Call OTR 1 0 0 0 EPIPHANY TECHNOLOGY ACQUISIT Common stock 29429X109 110 11220 SH SOLE 11220 0 0 ESS TECH INC Common Stock 26916J114 51 20130 SH OTR 1 0 20130 0 FARADAY FUTRE INTLGT ELCTR I Common Stock 307359117 15 16000 SH OTR 1 0 16000 0 FATHOM DIGITAL MFG CORP Common stock 31189Y111 13 14763 SH SOLE 14763 0 0 FIRSTENERGY CORP Option 337932957 2080 50000 SH Put OTR 1 0 0 0 FIRSTENERGY CORP Option 337932907 1664 40000 SH Call OTR 1 0 0 0 FORD MTR CO DEL Option 345370950 260 12500 SH Put SOLE 0 0 0 FORD MTR CO DEL Option 345370900 280 13500 SH Call SOLE 0 0 0 FORTISTAR SUSTAINABLE SOL CO Common stock 34962M106 563 57948 SH SOLE 57948 0 0 GAOTU TECHEDU INC Common Stock 36257Y109 116 59600 SH OTR 1 0 59600 0 GDS HLDGS LTD Common Stock 36165L108 468 9920 SH OTR 1 0 9920 0 GDS HLDGS LTD Option 36165L958 1839 39000 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Common Stock 369604301 4032 42678 SH OTR 1 0 42678 0 GENERAL ELECTRIC CO Option 369604951 37363 395500 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604901 96246 1018800 SH Call OTR 1 0 0 0 GENERAL MTRS CO Common Stock 37045V100 1125 19180 SH OTR 1 0 19180 0 GENERAL MTRS CO Common stock 37045V100 7 120 SH SOLE 120 0 0 GENERAL MTRS CO Option 37045V950 117 2000 SH Put SOLE 0 0 0 GENERAL MTRS CO Option 37045V950 2638 45000 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 352 6000 SH Call SOLE 0 0 0 GENERAL MTRS CO Option 37045V900 1143 19500 SH Call OTR 1 0 0 0 GENIUS SPORTS LIMITED Option G3934V909 152 20000 SH Call SOLE 0 0 0 GOLDMAN SACHS GROUP INC Common Stock 38141G104 1301 3400 SH OTR 1 0 3400 0 GORES GUGGENHEIM INC Common Stock 38286Q107 1465 125200 SH OTR 1 0 125200 0 GRAB HOLDINGS LIMITED Common stock G4124C109 71 10000 SH SOLE 10000 0 0 GREENIDGE GENERATION HLDGS I Common Stock 39531G100 155 9677 SH OTR 1 0 9677 0 GREENIDGE GENERATION HLDGS I Common stock 39531G100 27 1685 SH SOLE 1685 0 0 GREENIDGE GENERATION HLDGS I Option 39531G950 88 5500 SH Put SOLE 0 0 0 GREENIDGE GENERATION HLDGS I Option 39531G950 1143 71200 SH Put OTR 1 0 0 0 GREENIDGE GENERATION HLDGS I Option 39531G900 1265 78800 SH Call OTR 1 0 0 0 HAMILTON LANE ALLIANCE HLDGS Common stock 40749M103 98 10000 SH SOLE 10000 0 0 HENNESSY CAPITAL INVS CORP V Common stock 42589T107 146 15000 SH SOLE 15000 0 0 HEXO CORP Option 428304907 49 70000 SH Call SOLE 0 0 0 HUT 8 MNG CORP Option 44812T902 1727 220000 SH Call SOLE 0 0 0 IG ACQUISITION CORP Common stock 449534106 101 10300 SH SOLE 10300 0 0 INTEL CORP Common Stock 458140100 324 6289 SH OTR 1 0 6289 0 INTEL CORP Common stock 458140100 111 2150 SH SOLE 2150 0 0 INTEL CORP Option 458140900 26 500 SH Call SOLE 0 0 0 INTEL CORP Option 458140900 206 4000 SH Call OTR 1 0 0 0 INVESCO QQQ TR Common Stock 46090E103 4856 12205 SH OTR 1 0 12205 0 INVESCO QQQ TR Common stock 46090E103 2148 5399 SH SOLE 5399 0 0 INVESCO QQQ TR Option 46090E953 2506 6300 SH Put SOLE 0 0 0 INVESCO QQQ TR Option 46090E953 12612 31700 SH Put OTR 1 0 0 0 INVESCO QQQ TR Option 46090E903 676 1700 SH Call SOLE 0 0 0 INVESCO QQQ TR Option 46090E903 597 1500 SH Call OTR 1 0 0 0 IRONNET INC Common Stock 46323Q105 47 11300 SH OTR 1 0 11300 0 ISHARES SILVER TR Common Stock 46428Q109 2522 117230 SH OTR 1 0 117230 0 ISHARES SILVER TR Option 46428Q959 4947 230000 SH Put OTR 1 0 0 0 ISHARES SILVER TR Option 46428Q909 2151 100000 SH Call OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Common Stock 465562106 903 240800 SH OTR 1 0 240800 0 ITAU UNIBANCO HLDG S A Option 465562956 3589 957000 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 3014 803800 SH Call OTR 1 0 0 0 JD.COM INC Common Stock 47215P106 5266 75149 SH OTR 1 0 75149 0 JD.COM INC Option 47215P956 21603 308300 SH Put OTR 1 0 0 0 JD.COM INC Option 47215P906 28105 401100 SH Call OTR 1 0 0 0 JOFF FINTECH ACQUISITION COR Common stock 46592C100 163 16756 SH SOLE 16756 0 0 JPMORGAN CHASE & CO Option 46625H950 1599 10100 SH Put OTR 1 0 0 0 KEMPHARM INC Common Stock 488445206 295 33821 SH OTR 1 0 33821 0 KEMPHARM INC Option 488445906 174 20000 SH Call OTR 1 0 0 0 KRAFT HEINZ CO Common Stock 500754106 2007 55905 SH OTR 1 0 55905 0 KRAFT HEINZ CO Option 500754956 7316 203800 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 5144 143300 SH Call OTR 1 0 0 0 KRANESHARES TR Option 500767956 730 20000 SH Put OTR 1 0 0 0 L3HARRIS TECHNOLOGIES INC Option 502431959 213 1000 SH Put SOLE 0 0 0 L3HARRIS TECHNOLOGIES INC Option 502431909 213 1000 SH Call SOLE 0 0 0 LEFTERIS ACQUISITION CORP Common stock 52470X109 117 11901 SH SOLE 11901 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M106 247 25000 SH SOLE 25000 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M114 6 12500 SH SOLE 12500 0 0 THE LION ELECTRIC COMPANY Common Stock 536221112 76 28000 SH OTR 1 0 28000 0 LIVERAMP HLDGS INC Option 53815P908 2508 52300 SH Call OTR 1 0 0 0 LUCID GROUP INC Option 549498953 76 2000 SH Put SOLE 0 0 0 LUCID GROUP INC Option 549498953 685 18000 SH Put OTR 1 0 0 0 LUCID GROUP INC Option 549498903 126 3300 SH Call SOLE 0 0 0 LUCID GROUP INC Option 549498903 190 5000 SH Call OTR 1 0 0 0 MARATHON DIGITAL HOLDINGS IN Option 565788956 457 13900 SH Put OTR 1 0 0 0 MARATHON DIGITAL HOLDINGS IN Option 565788906 493 15000 SH Call OTR 1 0 0 0 MCEWEN MNG INC Common stock 58039P107 38 42500 SH SOLE 42500 0 0 MICRON TECHNOLOGY INC Option 595112953 932 10000 SH Put OTR 1 0 0 0 MICROSOFT CORP Common Stock 594918104 269 800 SH OTR 1 0 800 0 MICROSOFT CORP Option 594918954 942 2800 SH Put OTR 1 0 0 0 MICROVISION INC DEL Common stock 594960304 159 31700 SH SOLE 31700 0 0 MISSION ADVANCEMENT CORP Common stock 60501L101 97 10000 SH SOLE 10000 0 0 MONEYLION INC Common stock 60938K106 63 15700 SH SOLE 15700 0 0 MORGAN STANLEY Common Stock 617446448 4517 46012 SH OTR 1 0 46012 0 MORGAN STANLEY Option 617446958 42052 428400 SH Put OTR 1 0 0 0 MORGAN STANLEY Option 617446908 4790 48800 SH Call OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Common Stock 647581107 1830 871314 SH OTR 1 0 871314 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581957 2580 1228400 SH Put OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581907 480 228800 SH Call OTR 1 0 0 0 NEXTERA ENERGY INC Option 65339F951 252 2700 SH Put SOLE 0 0 0 NEXTERA ENERGY INC Option 65339F901 252 2700 SH Call SOLE 0 0 0 NIO INC Common Stock 62914V106 725 22898 SH OTR 1 0 22898 0 NIO INC Option 62914V956 2059 65000 SH Put OTR 1 0 0 0 NIO INC Option 62914V906 380 12000 SH Call OTR 1 0 0 0 NOKIA CORP Option 654902904 1243 199800 SH Call OTR 1 0 0 0 OATLY GROUP AB Common stock 67421J108 84 10600 SH SOLE 10600 0 0 OPKO HEALTH INC Option 68375N903 125 26000 SH Call OTR 1 0 0 0 ORIGIN MATERIALS INC Common Stock 68622D106 267 41400 SH OTR 1 0 41400 0 PALANTIR TECHNOLOGIES INC Common Stock 69608A108 575 31600 SH OTR 1 0 31600 0 PALANTIR TECHNOLOGIES INC Option 69608A958 415 22800 SH Put OTR 1 0 0 0 PAYPAL HLDGS INC Common Stock 70450Y103 1411 7483 SH OTR 1 0 7483 0 PAYPAL HLDGS INC Common stock 70450Y103 5 24 SH SOLE 24 0 0 PAYSAFE LIMITED Common stock G6964L107 70 18000 SH SOLE 18000 0 0 PELOTON INTERACTIVE INC Common Stock 70614W100 241 6740 SH OTR 1 0 6740 0 PERSHING SQUARE TONTINE HLDG Common Stock 71531R109 3675 186376 SH OTR 1 0 186376 0 PINDUODUO INC Common Stock 722304102 728 12493 SH OTR 1 0 12493 0 PINDUODUO INC Option 722304952 9963 170900 SH Put OTR 1 0 0 0 PINDUODUO INC Option 722304902 9171 157300 SH Call OTR 1 0 0 0 PINTEREST INC Common Stock 72352L106 434 11930 SH OTR 1 0 11930 0 PROGENITY INC Common Stock 74319F107 27 13100 SH OTR 1 0 13100 0 PROGENITY INC Option 74319F907 95 45500 SH Call OTR 1 0 0 0 PROSHARES TR Common Stock 74347G440 1425 49300 SH OTR 1 0 49300 0 PROTERRA INC Common Stock 74374T109 138 15575 SH OTR 1 0 15575 0 QUANTUMSCAPE CORP Common Stock 74767V109 547 24641 SH OTR 1 0 24641 0 QUANTUMSCAPE CORP Option 74767V959 288 13000 SH Put OTR 1 0 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C101 322 32545 SH SOLE 32545 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C119 6 10000 SH SOLE 10000 0 0 REDBALL ACQUISITION CORP Common Stock G7417R105 1821 183579 SH OTR 1 0 183579 0 REDWIRE CORPORATION Common stock 75776W103 253 37500 SH SOLE 37500 0 0 RIOT BLOCKCHAIN INC Option 767292955 255 11400 SH Put OTR 1 0 0 0 RIVIAN AUTOMOTIVE INC Option 76954A953 259 2500 SH Put OTR 1 0 0 0 RMG ACQUISITION CORP III Common stock G76088106 241 24700 SH SOLE 24700 0 0 ROBINHOOD MKTS INC Common Stock 770700102 263 14800 SH OTR 1 0 14800 0 ROBLOX CORP Common Stock 771049103 421 4080 SH OTR 1 0 4080 0 ROYAL BK CDA Common stock 780087102 1088 10250 SH SOLE 10250 0 0 ROYAL BK CDA Option 780087952 5307 50000 SH Put SOLE 0 0 0 ROYAL BK CDA Option 780087902 2654 25000 SH Call SOLE 0 0 0 SARCOS TECHN AND ROBOTICS CO Common stock 80359A114 39 19400 SH SOLE 19400 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065112 28 50000 SH SOLE 50000 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065104 980 100000 SH SOLE 100000 0 0 SCVX CORP Common stock G79448208 115 11500 SH SOLE 11500 0 0 SEAWORLD ENTMT INC Common Stock 81282V100 1124 17337 SH OTR 1 0 17337 0 SELECT SECTOR SPDR TR Common stock 81369Y886 251 3500 SH SOLE 3500 0 0 SELECT SECTOR SPDR TR Option 81369Y959 282 2000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y953 348 2000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y956 429 6000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y956 56 1000 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y909 282 2000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y904 212 2000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y903 348 2000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y906 286 4000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y906 56 1000 SH Call OTR 1 0 0 0 SILVERBOX ENGAGED MERGER CO Common stock 82836L101 356 35100 SH SOLE 35100 0 0 SNAP INC Common Stock 83304A106 4736 100698 SH OTR 1 0 100698 0 SNAP INC Option 83304A956 14965 318200 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 4289 91200 SH Call OTR 1 0 0 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G82514103 1528 149502 SH OTR 1 0 149502 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G8251L105 11247 1103681 SH OTR 1 0 1103681 0 SOCIAL CAPITAL HEDOSOPHA HLD Common stock G8251L105 36 3500 SH SOLE 3500 0 0 SOFI TECHNOLOGIES INC Common Stock 83406F102 987 62414 SH OTR 1 0 62414 0 SOFI TECHNOLOGIES INC Option 83406F952 490 31000 SH Put OTR 1 0 0 0 SOFI TECHNOLOGIES INC Option 83406F902 632 40000 SH Call OTR 1 0 0 0 SOLID POWER INC Common Stock 83422N105 159 18168 SH OTR 1 0 18168 0 SOS LIMITED Common Stock 83587W106 25 30000 SH OTR 1 0 30000 0 SOS LIMITED Option 83587W956 14 17400 SH Put OTR 1 0 0 0 SOS LIMITED Option 83587W906 440 534900 SH Call SOLE 0 0 0 SOS LIMITED Option 83587W906 183 223100 SH Call OTR 1 0 0 0 SPDR GOLD TR Option 78463V907 1710 10000 SH Call OTR 1 0 0 0 SPDR S&P 500 ETF TR Common Stock 78462F103 5154 10851 SH OTR 1 0 10851 0 SPDR S&P 500 ETF TR Option 78462F953 5272 11100 SH Put OTR 1 0 0 0 SPDR S&P 500 ETF TR Option 78462F903 22133 46600 SH Call OTR 1 0 0 0 SPHERE 3D CORP NEW Option 84841L908 62 20000 SH Call SOLE 0 0 0 SPORTS VENTURES ACQUISIN COR Common stock G8372A103 112 11500 SH SOLE 11500 0 0 SPRING VY ACQUISITION CORP Common stock G8377A108 176 17500 SH SOLE 17500 0 0 SUNDIAL GROWERS INC Common stock 86730L109 35 61000 SH SOLE 61000 0 0 SVF INVESTMENT CORP Common stock G8601L102 160 15900 SH SOLE 15900 0 0 TAL EDUCATION GROUP Common Stock 874080104 195 49584 SH OTR 1 0 49584 0 TAL EDUCATION GROUP Option 874080954 236 60000 SH Put OTR 1 0 0 0 TAL EDUCATION GROUP Option 874080904 435 110700 SH Call OTR 1 0 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L114 25 41666 SH SOLE 41666 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L106 1220 125000 SH SOLE 125000 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L205 1130 114142 SH SOLE 114142 0 0 TESLA INC Common Stock 88160R101 30504 28865 SH OTR 1 0 28865 0 TESLA INC Option 88160R951 35508 33600 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 25468 24100 SH Call OTR 1 0 0 0 TILRAY INC Common Stock 88688T100 494 70300 SH OTR 1 0 70300 0 TILRAY INC Common stock 88688T100 22 3200 SH SOLE 3200 0 0 TILRAY INC Option 88688T900 160 22700 SH Call OTR 1 0 0 0 TMC THE METALS COMPANY INC Common Stock 87261Y106 170 81700 SH OTR 1 0 81700 0 TMC THE METALS COMPANY INC Common stock 87261Y106 428 206000 SH SOLE 206000 0 0 T-MOBILE US INC Common Stock 872590104 5323 45900 SH OTR 1 0 45900 0 T-MOBILE US INC Option 872590954 13477 116200 SH Put OTR 1 0 0 0 T-MOBILE US INC Option 872590904 11018 95000 SH Call OTR 1 0 0 0 TORONTO DOMINION BK ONT Option 891160959 1534 20000 SH Put SOLE 0 0 0 TORONTO DOMINION BK ONT Option 891160909 16103 210000 SH Call SOLE 0 0 0 TPG PACE BEN FIN CORP Common stock G8990D117 21 25114 SH SOLE 25114 0 0 UBER TECHNOLOGIES INC Common Stock 90353T100 9388 223900 SH OTR 1 0 223900 0 UBER TECHNOLOGIES INC Option 90353T950 13367 318800 SH Put OTR 1 0 0 0 UBER TECHNOLOGIES INC Option 90353T900 12671 302200 SH Call OTR 1 0 0 0 UNITED STS OIL FD LP Option 91232N907 14112 259600 SH Call OTR 1 0 0 0 UNITED STATES STL CORP NEW Common Stock 912909108 1095 45997 SH OTR 1 0 45997 0 UNITED STATES STL CORP NEW Option 912909958 1226 51500 SH Put OTR 1 0 0 0 UNITEDHEALTH GROUP INC Option 91324P952 502 1000 SH Put SOLE 0 0 0 UNITEDHEALTH GROUP INC Option 91324P902 502 1000 SH Call SOLE 0 0 0 UNITI GROUP INC Option 91325V958 335 23900 SH Put OTR 1 0 0 0 USHG ACQUISITION CORP Common stock 91748P100 311 30000 SH SOLE 30000 0 0 UWM HOLDINGS CORPORATION Common Stock 91823B109 108 18289 SH OTR 1 0 18289 0 VANECK ETF TRUST Common Stock 92189F106 7591 236990 SH OTR 1 0 236990 0 VANECK ETF TRUST Common stock 92189F106 90 2800 SH SOLE 2800 0 0 VANECK ETF TRUST Option 92189F956 10314 322000 SH Put OTR 1 0 0 0 VANECK ETF TRUST Option 92189F906 15298 477600 SH Call OTR 1 0 0 0 VANECK ETF TRUST Common Stock 92189F791 2558 60996 SH OTR 1 0 60996 0 VANECK ETF TRUST Option 92189F951 4822 115000 SH Put OTR 1 0 0 0 VIACOMCBS INC Common Stock 92556H206 3964 131339 SH OTR 1 0 131339 0 VIACOMCBS INC Option 92556H956 6259 207400 SH Put OTR 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC Common Stock 92766K106 283 21119 SH OTR 1 0 21119 0 VOLTA INC Common Stock 92873V102 165 22500 SH OTR 1 0 22500 0 VY GLOBAL GROWTH Common stock G9444H100 103 10513 SH SOLE 10513 0 0 WALMART INC Common Stock 931142103 651 4500 SH OTR 1 0 4500 0 DISNEY WALT CO Common Stock 254687106 29481 190332 SH OTR 1 0 190332 0 DISNEY WALT CO Option 254687956 81162 524000 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 24984 161300 SH Call OTR 1 0 0 0 WARRIOR TECHNOLOGIES ACQUI C Common stock 936273101 191 19479 SH SOLE 19479 0 0 WELLS FARGO CO NEW Common Stock 949746101 2254 46977 SH OTR 1 0 46977 0 WELLS FARGO CO NEW Option 949746951 34416 717300 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746901 25026 521600 SH Call OTR 1 0 0 0 WELLS FARGO CO NEW Common Stock 949746804 662 444 SH OTR 1 0 444 0 XILINX INC Common Stock 983919101 2454 11572 SH OTR 1 0 11572 0 XL FLEET CORP Common Stock 9837FR100 45 13528 SH OTR 1 0 13528 0 XPRESSPA GROUP INC Option 98420U903 32 16000 SH Call OTR 1 0 0 0 YANDEX N V Option N97284958 2323 38400 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 3630 60000 SH Call OTR 1 0 0 0 ZANITE ACQUISITION CORP Common Stock 98907K103 768 75430 SH OTR 1 0 75430 0 ZOOM VIDEO COMMUNICATIONS IN Common stock 98980L101 276 1500 SH SOLE 1500 0 0