Managing Member

0001572748-21-000009.txt : 20211112 0001572748-21-000009.hdr.sgml : 20211112 20211112163923 ACCESSION NUMBER: 0001572748-21-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 211404268 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 09-30-2021 09-30-2021 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 11-12-2021 1 395 1394259 1 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml 180 LIFE SCIENCES CORP Option 68236V904 271 50000 SH Call SOLE 0 0 0 180 LIFE SCIENCES CORP Option 68236V904 914 169000 SH Call OTR 1 0 0 0 890 5TH AVE PARTNERS INC Common stock 28250A105 248 25000 SH SOLE 25000 0 0 ACTIVISION BLIZZARD INC Common stock 00507V109 240 3100 SH SOLE 3100 0 0 ACTIVISION BLIZZARD INC Option 00507V959 1006 13000 SH Put SOLE 0 0 0 ACTIVISION BLIZZARD INC Option 00507V909 387 5000 SH Call SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED Option 00724F951 633 1100 SH Put SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED Option 00724F901 345 600 SH Call SOLE 0 0 0 AEA-BRIDGES IMPACT CORP Common stock G01046104 405 41400 SH SOLE 41400 0 0 ALIBABA GROUP HLDG LTD Common Stock 01609W102 4450 30060 SH OTR 1 0 30060 0 ALIBABA GROUP HLDG LTD Option 01609W952 7847 53000 SH Put OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 6884 46500 SH Call OTR 1 0 0 0 ALPS ETF TR Common Stock 00162Q452 444 13320 SH OTR 1 0 13320 0 ALPS ETF TR Option 00162Q902 1760 52800 SH Call OTR 1 0 0 0 ALTIMAR ACQUISITION CORP II Common stock G03709121 16 14763 SH SOLE 14763 0 0 ALTIMAR ACQUISITION CORP II Common stock G03709105 582 59051 SH SOLE 59051 0 0 ALUMINUM CORP CHINA LIMITED Option 022276959 267 14300 SH Put SOLE 0 0 0 AMAZON COM INC Option 023135956 18068 5500 SH Put SOLE 0 0 0 AMC ENTMT HLDGS INC Option 00165C904 1149 30200 SH Call OTR 1 0 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A119 21 32888 SH SOLE 32888 0 0 ANZU SPECIAL ACQUISITIN CORP Common stock 03737A101 957 98665 SH SOLE 98665 0 0 APOLLO GLOBAL MGMT INC Common Stock 03768E105 1663 27005 SH OTR 1 0 27005 0 APOLLO GLOBAL MGMT INC Option 03768E905 2002 32500 SH Call OTR 1 0 0 0 APOLLO STRATEGIC GROWTH CAPT Common stock G0411R106 284 29100 SH SOLE 29100 0 0 APPHARVEST INC Common Stock 03783T111 30 21986 SH OTR 1 0 21986 0 APPLE INC Common Stock 037833100 2297 16234 SH OTR 1 0 16234 0 APPLE INC Option 037833950 38205 270000 SH Put OTR 1 0 0 0 ARES ACQUISITION CORPORATION Common stock G33032106 450 46215 SH SOLE 46215 0 0 ARK ETF TR Option 00214Q904 553 5000 SH Call OTR 1 0 0 0 ARRIVAL GROUP Common Stock L0423Q108 553 42027 SH OTR 1 0 42027 0 ARROWROOT ACQUISITION CORP Common stock 04282M102 398 41073 SH SOLE 41073 0 0 ARROWROOT ACQUISITION CORP Common stock 04282M110 12 20536 SH SOLE 20536 0 0 ASENSUS SURGICAL INC Option 04367G903 388 209700 SH Call SOLE 0 0 0 ATI PHYSICAL THERAPY INC Common stock 00216W109 28 7298 SH SOLE 7298 0 0 ATI PHYSICAL THERAPY INC Common Stock 00216W109 171 44952 SH OTR 1 0 44952 0 ATOSSA THERAPEUTICS INC Option 04962H906 1764 541000 SH Call SOLE 0 0 0 ATOSSA THERAPEUTICS INC Option 04962H906 163 50000 SH Call OTR 1 0 0 0 BAIDU INC Option 056752958 769 5000 SH Put OTR 1 0 0 0 BAKER HUGHES COMPANY Option 05722G950 364 14700 SH Put SOLE 0 0 0 BAKER HUGHES COMPANY Option 05722G900 364 14700 SH Call SOLE 0 0 0 BARCLAYS BANK PLC Option 06747R957 7389 265500 SH Put OTR 1 0 0 0 BED BATH & BEYOND INC Option 075896950 259 15000 SH Put OTR 1 0 0 0 BK OF AMERICA CORP Option 060505954 4033 95000 SH Put OTR 1 0 0 0 BK OF AMERICA CORP Option 060505904 2123 50000 SH Call OTR 1 0 0 0 BLACKBERRY LTD Common Stock 09228F103 172 17700 SH OTR 1 0 17700 0 BLUESCAPE OPPORTUNITIES ACQU Common stock G1195N105 383 39069 SH SOLE 39069 0 0 BOEING CO Common Stock 097023105 737 3350 SH OTR 1 0 3350 0 BOEING CO Option 097023955 3299 15000 SH Put OTR 1 0 0 0 BOEING CO Option 097023905 1540 7000 SH Call OTR 1 0 0 0 C3 AI INC Common stock 12468P104 5 100 SH SOLE 100 0 0 C3 AI INC Common Stock 12468P104 628 13552 SH OTR 1 0 13552 0 C3 AI INC Option 12468P904 463 10000 SH Call OTR 1 0 0 0 CANAAN INC Common Stock 134748102 192 31500 SH OTR 1 0 31500 0 CANOO INC Common Stock 13803R102 100 12960 SH OTR 1 0 12960 0 CARLOTZ INC Common Stock 142552108 327 85700 SH OTR 1 0 85700 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636116 39 58333 SH SOLE 58333 0 0 CARNEY TECHNOLOGY ACQU CORP Common stock 143636108 1710 175000 SH SOLE 175000 0 0 CARNIVAL CORP Common Stock 143658300 8620 344663 SH OTR 1 0 344663 0 CARNIVAL CORP Option 143658950 27171 1086400 SH Put OTR 1 0 0 0 CARNIVAL CORP Option 143658900 19678 786800 SH Call OTR 1 0 0 0 CATERPILLAR INC Option 149123901 768 4000 SH Call SOLE 0 0 0 CAZOO GROUP LTD Common stock G2007L105 78 10000 SH SOLE 10000 0 0 CC NEUBERGER PRIN HLDGS II Common stock G3166T103 177 18000 SH SOLE 18000 0 0 CC NEUBERGER PRIN HLDGS II Common Stock G3166T103 943 96000 SH OTR 1 0 96000 0 CHEVRON CORP NEW Option 166764950 1725 17000 SH Put SOLE 0 0 0 CHEVRON CORP NEW Option 166764900 1948 19200 SH Call SOLE 0 0 0 CHEWY INC Common stock 16679L109 688 10098 SH SOLE 10098 0 0 CHURCHILL CAPITAL CORP V Common stock 17144T107 127 13000 SH SOLE 13000 0 0 CHURCHILL CAPITAL CORP VI Common stock 17143W101 100 10283 SH SOLE 10283 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M102 992 102064 SH SOLE 102064 0 0 CHURCHILL CAPITAL CORP VII Common stock 17144M110 19 20412 SH SOLE 20412 0 0 CIRRUS LOGIC INC Common stock 172755100 206 2500 SH SOLE 2500 0 0 CITIC CAPITAL ACQUISITION CO Common stock G21513109 530 53200 SH SOLE 53200 0 0 CITIC CAPITAL ACQUISITION CO Common Stock G21513109 1073 107600 SH OTR 1 0 107600 0 CITIGROUP INC Common Stock 172967424 933 13300 SH OTR 1 0 13300 0 CLEVER LEAVES HOLDINGS INC Common Stock 186760104 147 19000 SH OTR 1 0 19000 0 CLOUDFLARE INC Option 18915M907 451 4000 SH Call SOLE 0 0 0 CLOVER HEALTH INVESTMENTS CO Common Stock 18914F103 284 38495 SH OTR 1 0 38495 0 COHN ROBBINS HOLDINGS CORP Common stock G23726105 1002 102000 SH SOLE 102000 0 0 COINBASE GLOBAL INC Common Stock 19260Q107 341 1500 SH OTR 1 0 1500 0 COLLABORATIVE INVESTMNT SER Option 19423L952 20118 700000 SH Put OTR 1 0 0 0 COMCAST CORP NEW Common stock 20030N101 235 4200 SH SOLE 4200 0 0 COMPUTE HEALTH ACQUISITIN CO Common stock 204833107 229 23391 SH SOLE 23391 0 0 CONOCOPHILLIPS Option 20825C954 325 4800 SH Put SOLE 0 0 0 CONOCOPHILLIPS Option 20825C904 258 3800 SH Call SOLE 0 0 0 CONTEXTLOGIC INC Common Stock 21077C107 327 59920 SH OTR 1 0 59920 0 CONX CORP Common stock 212873103 946 96500 SH SOLE 96500 0 0 COSTCO WHSL CORP NEW Common stock 22160K105 225 500 SH SOLE 500 0 0 COSTCO WHSL CORP NEW Option 22160K955 584 1300 SH Put SOLE 0 0 0 DECARBONIZATION PLUS ACQU II Common stock 24279D105 1064 105894 SH SOLE 105894 0 0 DEERE & CO Option 244199905 1374 4100 SH Call SOLE 0 0 0 DENISON MINES CORP Common stock 248356107 32 22000 SH SOLE 22000 0 0 DIDI GLOBAL INC Common Stock 23292E108 207 26600 SH OTR 1 0 26600 0 DIGITALBRIDGE GROUP INC Option 25401T908 603 100000 SH Call SOLE 0 0 0 DISCOVERY INC Common Stock 25470F104 1898 74799 SH OTR 1 0 74799 0 DISCOVERY INC Option 25470F954 4084 160900 SH Put OTR 1 0 0 0 DISCOVERY INC Option 25470F904 14274 562400 SH Call OTR 1 0 0 0 DISNEY WALT CO Common Stock 254687106 4567 26995 SH OTR 1 0 26995 0 DISNEY WALT CO Option 254687956 59040 349000 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 49787 294300 SH Call OTR 1 0 0 0 DOCUSIGN INC Option 256163956 257 1000 SH Put SOLE 0 0 0 E MERGE TECHNOLOGY ACQUISITI Common stock 26873Y104 653 66500 SH SOLE 66500 0 0 EBANG INTL HLDGS INC Common stock G3R33A106 19 10000 SH SOLE 10000 0 0 ELECTRAMECCANICA VEHS CORP Common stock 284849205 164 46000 SH SOLE 46000 0 0 ENERGY TRANSFER L P Common Stock 29273V100 6880 718112 SH OTR 1 0 718112 0 ENERGY TRANSFER L P Option 29273V950 6016 628000 SH Put OTR 1 0 0 0 ENERGY TRANSFER L P Option 29273V900 5715 596600 SH Call OTR 1 0 0 0 EPIPHANY TECHNOLOGY ACQUISIT Common stock 29429X109 110 11220 SH SOLE 11220 0 0 EXXON MOBIL CORP Option 30231G952 1570 26700 SH Put OTR 1 0 0 0 EXXON MOBIL CORP Option 30231G902 1665 28300 SH Call OTR 1 0 0 0 FACEBOOK INC Common Stock 30303M102 1162 3425 SH OTR 1 0 3425 0 FACEBOOK INC Option 30303M902 679 2000 SH Call OTR 1 0 0 0 FARADAY FUTRE INTLGT ELCTR I Common Stock 307359117 27 16000 SH OTR 1 0 16000 0 FASTLY INC Common stock 31188V100 247 6100 SH SOLE 6100 0 0 FASTLY INC Option 31188V950 404 10000 SH Put SOLE 0 0 0 FEDEX CORP Common Stock 31428X106 2193 10000 SH OTR 1 0 10000 0 FIRSTENERGY CORP Option 337932957 1781 50000 SH Put OTR 1 0 0 0 FIRSTENERGY CORP Option 337932907 1959 55000 SH Call OTR 1 0 0 0 FISKER INC Option 33813J906 249 17000 SH Call SOLE 0 0 0 FORTISTAR SUSTAINABLE SOL CO Common stock 34962M106 566 57948 SH SOLE 57948 0 0 FREEPORT-MCMORAN INC Option 35671D907 1627 50000 SH Call SOLE 0 0 0 GAMESTOP CORP NEW Common Stock 36467W109 765 4358 SH OTR 1 0 4358 0 GAMESTOP CORP NEW Option 36467W959 474 2700 SH Put OTR 1 0 0 0 GAMESTOP CORP NEW Option 36467W909 421 2400 SH Call OTR 1 0 0 0 GAOTU TECHEDU INC Common Stock 36257Y109 225 73200 SH OTR 1 0 73200 0 GDS HLDGS LTD Common Stock 36165L108 562 9920 SH OTR 1 0 9920 0 GDS HLDGS LTD Option 36165L958 2774 49000 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Common Stock 369604301 2269 22027 SH OTR 1 0 22027 0 GENERAL ELECTRIC CO Option 369604953 38616 374800 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604903 108995 1057900 SH Call OTR 1 0 0 0 GENERAL MTRS CO Common Stock 37045V100 1281 24300 SH OTR 1 0 24300 0 GENERAL MTRS CO Option 37045V950 2688 51000 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 264 5000 SH Call SOLE 0 0 0 GENERAL MTRS CO Option 37045V900 1291 24500 SH Call OTR 1 0 0 0 GERDAU SA Option 373737905 379 77000 SH Call SOLE 0 0 0 GILEAD SCIENCES INC Option 375558953 279 4000 SH Put SOLE 0 0 0 GILEAD SCIENCES INC Option 375558903 279 4000 SH Call SOLE 0 0 0 GLOBALSTAR INC Common stock 378973408 24 14500 SH SOLE 14500 0 0 GLOBALSTAR INC Option 378973958 17 10000 SH Put SOLE 0 0 0 GOLDMAN SACHS GROUP INC Common Stock 38141G104 491 1300 SH OTR 1 0 1300 0 GREENIDGE GENERATION HLDGS I Common Stock 39531G100 375 14698 SH OTR 1 0 14698 0 GREENIDGE GENERATION HLDGS I Option 39531G950 140 5500 SH Put SOLE 0 0 0 GREENIDGE GENERATION HLDGS I Option 39531G950 3085 120800 SH Put OTR 1 0 0 0 GREENIDGE GENERATION HLDGS I Option 39531G900 3486 136500 SH Call OTR 1 0 0 0 GS ACQUISITION HLDGS CORP II Common stock 36258Q105 189 18500 SH SOLE 18500 0 0 HALLIBURTON CO Option 406216951 750 34700 SH Put SOLE 0 0 0 HALLIBURTON CO Option 406216901 750 34700 SH Call SOLE 0 0 0 HAMILTON LANE ALLIANCE HLDGS Common stock 40749M103 97 10000 SH SOLE 10000 0 0 HENNESSY CAPITAL INVS CORP V Common stock 42589T107 148 15000 SH SOLE 15000 0 0 HEXO CORP Option 428304907 129 70000 SH Call SOLE 0 0 0 HOME DEPOT INC Common stock 437076102 361 1100 SH SOLE 1100 0 0 HOME DEPOT INC Option 437076952 985 3000 SH Put SOLE 0 0 0 HOME DEPOT INC Option 437076902 492 1500 SH Call SOLE 0 0 0 HUT 8 MNG CORP Option 44812T902 966 115000 SH Call SOLE 0 0 0 IG ACQUISITION CORP Common stock 449534106 101 10300 SH SOLE 10300 0 0 INTEL CORP Common Stock 458140100 355 6658 SH OTR 1 0 6658 0 INTUIT Option 461202953 540 1000 SH Put SOLE 0 0 0 INVESCO QQQ TR Common Stock 46090E103 7214 20154 SH OTR 1 0 20154 0 INVESCO QQQ TR Option 46090E953 4296 12000 SH Put OTR 1 0 0 0 IQIYI INC Option 46267X958 217 27000 SH Put SOLE 0 0 0 ISHARES SILVER TR Common Stock 46428Q109 4166 203030 SH OTR 1 0 203030 0 ISHARES SILVER TR Option 46428Q959 4720 230000 SH Put OTR 1 0 0 0 ISHARES SILVER TR Option 46428Q909 2052 100000 SH Call OTR 1 0 0 0 ISHARES TR Common Stock 464287655 722 3300 SH OTR 1 0 3300 0 ISHARES TR Option 464287956 808 5000 SH Put SOLE 0 0 0 ISHARES TR Option 464287954 554 11000 SH Put SOLE 0 0 0 ISHARES TR Option 464287906 485 3000 SH Call SOLE 0 0 0 ISHARES TR Option 464287904 998 19800 SH Call SOLE 0 0 0 ISHARES TR Option 464287902 967 6700 SH Call OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Common Stock 465562106 1588 301300 SH OTR 1 0 301300 0 ITAU UNIBANCO HLDG S A Option 465562956 5040 956300 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 3394 644100 SH Call OTR 1 0 0 0 JD.COM INC Common Stock 47215P106 7276 100716 SH OTR 1 0 100716 0 JD.COM INC Option 47215P956 31504 436100 SH Put OTR 1 0 0 0 JD.COM INC Option 47215P906 29105 402900 SH Call OTR 1 0 0 0 JOFF FINTECH ACQUISITION COR Common stock 46592C100 162 16756 SH SOLE 16756 0 0 JPMORGAN CHASE & CO Option 46625H950 1637 10000 SH Put OTR 1 0 0 0 KEMPHARM INC Option 488445906 1713 183600 SH Call SOLE 0 0 0 KEMPHARM INC Option 488445906 2422 259600 SH Call OTR 1 0 0 0 KINDER MORGAN INC DEL Option 49456B951 335 20000 SH Put SOLE 0 0 0 KINDER MORGAN INC DEL Option 49456B901 211 12600 SH Call SOLE 0 0 0 KRAFT HEINZ CO Common Stock 500754106 2261 61405 SH OTR 1 0 61405 0 KRAFT HEINZ CO Option 500754956 7412 201300 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 5645 153300 SH Call OTR 1 0 0 0 KRANESHARES TR Option 500767956 946 20000 SH Put OTR 1 0 0 0 LAS VEGAS SANDS CORP Option 517834907 1834 50100 SH Call SOLE 0 0 0 LEFTERIS ACQUISITION CORP Common stock 52470X109 117 11901 SH SOLE 11901 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M106 246 25000 SH SOLE 25000 0 0 LIGHTJUMP ACQUISITION CORP Common stock 53228M114 7 12500 SH SOLE 12500 0 0 LIVERAMP HLDGS INC Option 53815P908 945 20000 SH Call OTR 1 0 0 0 LUCID GROUP INC Common Stock 549498103 525 20669 SH OTR 1 0 20669 0 LYFT INC Common Stock 55087P104 389 7250 SH OTR 1 0 7250 0 MARATHON DIGITAL HOLDINGS IN Common Stock 565788106 243 7700 SH OTR 1 0 7700 0 MCDONALDS CORP Option 580135951 1447 6000 SH Put SOLE 0 0 0 MCDONALDS CORP Option 580135901 964 4000 SH Call SOLE 0 0 0 MCEWEN MNG INC Common stock 58039P107 44 42500 SH SOLE 42500 0 0 MEDTRONIC PLC Option G5960L953 376 3000 SH Put SOLE 0 0 0 MEDTRONIC PLC Option G5960L903 376 3000 SH Call SOLE 0 0 0 MICRON TECHNOLOGY INC Common stock 595112103 64 900 SH SOLE 900 0 0 MICRON TECHNOLOGY INC Common Stock 595112103 639 9000 SH OTR 1 0 9000 0 MICROVISION INC DEL Common stock 594960304 111 10000 SH SOLE 10000 0 0 MISSION ADVANCEMENT CORP Common stock 60501L101 97 10000 SH SOLE 10000 0 0 MONEYLION INC Common stock 60938K106 74 10900 SH SOLE 10900 0 0 MORGAN STANLEY Option 617446958 41843 430000 SH Put OTR 1 0 0 0 MORGAN STANLEY Option 617446908 487 5000 SH Call SOLE 0 0 0 MORGAN STANLEY Option 617446908 18100 186000 SH Call OTR 1 0 0 0 NETFLIX INC Option 64110L956 2075 3400 SH Put OTR 1 0 0 0 NETFLIX INC Option 64110L906 488 800 SH Call OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Common Stock 647581107 3457 1686183 SH OTR 1 0 1686183 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581957 3690 1800000 SH Put OTR 1 0 0 0 NEW ORIENTAL ED & TECHNOLOGY Option 647581907 349 170000 SH Call OTR 1 0 0 0 NIO INC Option 62914V906 428 12000 SH Call OTR 1 0 0 0 NOKIA CORP Option 654902904 1089 199800 SH Call OTR 1 0 0 0 NXP SEMICONDUCTORS N V Option N6596X959 1214 6200 SH Put SOLE 0 0 0 NXP SEMICONDUCTORS N V Option N6596X909 2213 11300 SH Call SOLE 0 0 0 OCCIDENTAL PETE CORP Common stock 674599105 657 22200 SH SOLE 22200 0 0 OCCIDENTAL PETE CORP Option 674599955 3393 114700 SH Put SOLE 0 0 0 OCCIDENTAL PETE CORP Option 674599905 624 21100 SH Call SOLE 0 0 0 OPENDOOR TECHNOLOGIES INC Common stock 683712103 14 700 SH SOLE 700 0 0 OPENDOOR TECHNOLOGIES INC Common Stock 683712103 199 9673 SH OTR 1 0 9673 0 OPKO HEALTH INC Option 68375N903 265 72600 SH Call OTR 1 0 0 0 ORIGIN MATERIALS INC Common Stock 68622D106 333 48900 SH OTR 1 0 48900 0 PALANTIR TECHNOLOGIES INC Common Stock 69608A108 288 12000 SH OTR 1 0 12000 0 PALANTIR TECHNOLOGIES INC Option 69608A958 457 19000 SH Put OTR 1 0 0 0 PALANTIR TECHNOLOGIES INC Option 69608A908 661 27500 SH Call OTR 1 0 0 0 PAYPAL HLDGS INC Common stock 70450Y103 445 1710 SH SOLE 1710 0 0 PAYPAL HLDGS INC Option 70450Y953 260 1000 SH Put SOLE 0 0 0 PAYPAL HLDGS INC Option 70450Y903 260 1000 SH Call SOLE 0 0 0 PAYSAFE LIMITED Common Stock G6964L107 147 19000 SH OTR 1 0 19000 0 PELOTON INTERACTIVE INC Common Stock 70614W100 705 8100 SH OTR 1 0 8100 0 PERSHING SQUARE TONTINE HLDG Common Stock 71531R109 3540 179676 SH OTR 1 0 179676 0 PHILLIPS 66 Option 718546954 252 3600 SH Put SOLE 0 0 0 PINDUODUO INC Common Stock 722304102 10792 119021 SH OTR 1 0 119021 0 PINDUODUO INC Option 722304952 31009 342000 SH Put OTR 1 0 0 0 PINDUODUO INC Option 722304902 12494 137800 SH Call OTR 1 0 0 0 PLBY GROUP INC Common stock 72814P109 236 10000 SH SOLE 10000 0 0 PLUG POWER INC Common stock 72919P202 230 9000 SH SOLE 9000 0 0 PROGENITY INC Option 74319F907 76 50000 SH Call SOLE 0 0 0 PROTERRA INC Common Stock 74374T109 168 16600 SH OTR 1 0 16600 0 QUANTUMSCAPE CORP Common Stock 74767V109 2376 96820 SH OTR 1 0 96820 0 QUANTUMSCAPE CORP Option 74767V959 609 24800 SH Put OTR 1 0 0 0 QUANTUMSCAPE CORP Option 74767V909 1043 42500 SH Call OTR 1 0 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C101 321 32545 SH SOLE 32545 0 0 QUEENS GAMBIT GROWTH CAPITAL Common stock G7315C119 8 10000 SH SOLE 10000 0 0 REDBALL ACQUISITION CORP Common stock G7417R105 651 66200 SH SOLE 66200 0 0 REDBALL ACQUISITION CORP Common Stock G7417R105 755 76679 SH OTR 1 0 76679 0 RIOT BLOCKCHAIN INC Common Stock 767292105 2246 87400 SH OTR 1 0 87400 0 RIOT BLOCKCHAIN INC Option 767292955 807 31400 SH Put OTR 1 0 0 0 RMG ACQUISITION CORP III Common stock G76088106 240 24700 SH SOLE 24700 0 0 ROBLOX CORP Common Stock 771049103 301 3980 SH OTR 1 0 3980 0 ROCKET COS INC Common Stock 77311W101 312 19477 SH OTR 1 0 19477 0 SALESFORCE COM INC Option 79466L952 488 1800 SH Put SOLE 0 0 0 SALESFORCE COM INC Option 79466L902 217 800 SH Call SOLE 0 0 0 SARCOS TECHN AND ROBOTICS CO Common stock 80359A114 15 19400 SH SOLE 19400 0 0 SARCOS TECHN AND ROBOTICS CO Common stock 80359A106 77 10000 SH SOLE 10000 0 0 SCHLUMBERGER LTD Option 806857958 1224 41300 SH Put SOLE 0 0 0 SCHLUMBERGER LTD Option 806857908 1224 41300 SH Call SOLE 0 0 0 SCHWAB CHARLES CORP Common Stock 808513105 1361 18685 SH OTR 1 0 18685 0 SCHWAB CHARLES CORP Option 808513955 14867 204100 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 8107 111300 SH Call OTR 1 0 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065112 29 50000 SH SOLE 50000 0 0 SCP & CO HEALTHCARE ACQUSTN Common stock 784065104 973 100000 SH SOLE 100000 0 0 SCVX CORP Common stock G79448208 114 11500 SH SOLE 11500 0 0 SEAGATE TECHNOLOGY HLDNGS PL Common stock G7997R103 224 2719 SH SOLE 2719 0 0 SEAGATE TECHNOLOGY HLDNGS PL Option G7997R953 1073 13000 SH Put SOLE 0 0 0 SEAGATE TECHNOLOGY HLDNGS PL Option G7997R903 1362 16500 SH Call SOLE 0 0 0 SEAWORLD ENTMT INC Common Stock 81282V100 959 17337 SH OTR 1 0 17337 0 SELECT SECTOR SPDR TR Common stock 81369Y852 969 12100 SH SOLE 12100 0 0 SELECT SECTOR SPDR TR Common stock 81369Y209 484 3800 SH SOLE 3800 0 0 SELECT SECTOR SPDR TR Common stock 81369Y704 1233 12600 SH SOLE 12600 0 0 SELECT SECTOR SPDR TR Common stock 81369Y803 538 3600 SH SOLE 3600 0 0 SELECT SECTOR SPDR TR Common Stock 81369Y506 844 16200 SH OTR 1 0 16200 0 SELECT SECTOR SPDR TR Common Stock 81369Y605 443 11800 SH OTR 1 0 11800 0 SELECT SECTOR SPDR TR Option 81369Y952 2099 26200 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y957 1436 8000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y958 620 9000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y959 1197 9400 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y954 2446 25000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y950 1464 18500 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y953 2389 16000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y956 383 6000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y956 448 8600 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y955 1314 35000 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y902 1682 21000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y907 897 5000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y908 413 6000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y909 713 5600 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y904 1565 16000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y903 1493 10000 SH Call SOLE 0 0 0 SEVEN OAKS ACQUISITION CORP Common stock 81787X114 11 13400 SH SOLE 13400 0 0 SEVEN OAKS ACQUISITION CORP Common stock 81787X106 1476 148623 SH SOLE 148623 0 0 SHOPIFY INC Option 82509L957 271 200 SH Put SOLE 0 0 0 SHOPIFY INC Option 82509L907 407 300 SH Call SOLE 0 0 0 SKILLZ INC Common stock 83067L109 4 400 SH SOLE 400 0 0 SKILLZ INC Common Stock 83067L109 98 10000 SH OTR 1 0 10000 0 SNAP INC Common Stock 83304A106 2843 38482 SH OTR 1 0 38482 0 SNAP INC Option 83304A956 18962 256700 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 7003 94800 SH Call OTR 1 0 0 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G82514103 1437 142002 SH OTR 1 0 142002 0 SOCIAL CAPITAL HEDOSOPHA HLD Common Stock G8251L105 6611 651282 SH OTR 1 0 651282 0 SOFI TECHNOLOGIES INC Common Stock 83406F102 1892 119114 SH OTR 1 0 119114 0 SOFI TECHNOLOGIES INC Option 83406F952 540 34000 SH Put OTR 1 0 0 0 SOS LIMITED Common Stock 83587W106 25 11800 SH OTR 1 0 11800 0 SOS LIMITED Option 83587W956 37 17400 SH Put OTR 1 0 0 0 SOS LIMITED Option 83587W906 1139 534900 SH Call SOLE 0 0 0 SOS LIMITED Option 83587W906 802 376500 SH Call OTR 1 0 0 0 SPDR GOLD TR Common Stock 78463V107 1257 7657 SH OTR 1 0 7657 0 SPDR GOLD TR Option 78463V907 1642 10000 SH Call OTR 1 0 0 0 SPDR S&P 500 ETF TR Common Stock 78462F103 27662 64460 SH OTR 1 0 64460 0 SPDR S&P 500 ETF TR Option 78462F953 167493 390300 SH Put OTR 1 0 0 0 SPDR S&P 500 ETF TR Option 78462F903 2575 6000 SH Call OTR 1 0 0 0 SPDR SER TR Common stock 78464A698 671 9900 SH SOLE 9900 0 0 SPDR SER TR Option 78464A958 339 5000 SH Put SOLE 0 0 0 SPHERE 3D CORP NEW Option 84841L908 314 52900 SH Call SOLE 0 0 0 SPLUNK INC Option 848637904 289 2000 SH Call SOLE 0 0 0 SPORTS VENTURES ACQUISIN COR Common stock G8372A103 112 11500 SH SOLE 11500 0 0 SPRING VY ACQUISITION CORP Common stock G8377A108 152 17500 SH SOLE 17500 0 0 SQUARE INC Option 852234953 240 1000 SH Put SOLE 0 0 0 SQUARE INC Option 852234903 336 1400 SH Call SOLE 0 0 0 SUNDIAL GROWERS INC Common Stock 86730L109 41 61000 SH OTR 1 0 61000 0 SWITCHBACK II CORPORATION Common stock G8633T115 164 16500 SH SOLE 16500 0 0 TAL EDUCATION GROUP Common Stock 874080104 1389 287084 SH OTR 1 0 287084 0 TAL EDUCATION GROUP Option 874080954 1480 305700 SH Put OTR 1 0 0 0 TAL EDUCATION GROUP Option 874080904 666 137500 SH Call OTR 1 0 0 0 TARGET CORP Common stock 87612E106 348 1520 SH SOLE 1520 0 0 TARGET CORP Option 87612E956 824 3600 SH Put SOLE 0 0 0 TARGET CORP Option 87612E906 663 2900 SH Call SOLE 0 0 0 TATTOOED CHEF INC Common stock 87663X102 236 12819 SH SOLE 12819 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L114 26 41666 SH SOLE 41666 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L106 1223 125000 SH SOLE 125000 0 0 TCW SPECIAL PURPOSE ACQU COR Common stock 87301L205 1124 114142 SH SOLE 114142 0 0 TELADOC HEALTH INC Option 87918A905 406 3200 SH Call SOLE 0 0 0 TENARIS S A Option 88031M959 285 13500 SH Put SOLE 0 0 0 TENARIS S A Option 88031M909 251 11900 SH Call SOLE 0 0 0 TESLA INC Option 88160R951 1706 2200 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 7832 10100 SH Call OTR 1 0 0 0 THE LION ELECTRIC COMPANY Common Stock 536221112 127 35825 SH OTR 1 0 35825 0 THE TRADE DESK INC Option 88339J905 808 11500 SH Call SOLE 0 0 0 TILRAY INC Common Stock 88688T100 473 41900 SH OTR 1 0 41900 0 TILRAY INC Option 88688T900 268 23700 SH Call OTR 1 0 0 0 T-MOBILE US INC Option 872590954 12291 96200 SH Put OTR 1 0 0 0 T-MOBILE US INC Option 872590904 3833 30000 SH Call OTR 1 0 0 0 TORONTO DOMINION BK ONT Common stock 891160509 4859 73450 SH SOLE 73450 0 0 TORONTO DOMINION BK ONT Option 891160959 22822 345000 SH Put SOLE 0 0 0 TORONTO DOMINION BK ONT Option 891160909 13230 200000 SH Call SOLE 0 0 0 TPG PACE BEN FIN CORP Common stock G8990D117 50 25114 SH SOLE 25114 0 0 TRANSOCEAN LTD Option H8817H950 187 49400 SH Put SOLE 0 0 0 TRANSOCEAN LTD Option H8817H900 111 29400 SH Call SOLE 0 0 0 TWITTER INC Common Stock 90184L102 498 8240 SH OTR 1 0 8240 0 UBER TECHNOLOGIES INC Common Stock 90353T100 5012 111871 SH OTR 1 0 111871 0 UBER TECHNOLOGIES INC Option 90353T950 10080 225000 SH Put OTR 1 0 0 0 UBER TECHNOLOGIES INC Option 90353T900 1900 42400 SH Call OTR 1 0 0 0 UIPATH INC Common stock 90364P105 679 12900 SH SOLE 12900 0 0 UNITED STATES STL CORP NEW Common Stock 912909108 1872 85191 SH OTR 1 0 85191 0 UNITED STATES STL CORP NEW Option 912909958 1681 76500 SH Put OTR 1 0 0 0 UNITED STATES STL CORP NEW Option 912909908 813 37000 SH Call OTR 1 0 0 0 UNITED STS OIL FD LP Option 91232N907 13645 259600 SH Call OTR 1 0 0 0 UNITI GROUP INC Option 91325V958 296 23900 SH Put OTR 1 0 0 0 UWM HOLDINGS CORPORATION Common Stock 91823B109 211 30289 SH OTR 1 0 30289 0 VANECK ETF TRUST Common stock 92189F676 538 2100 SH SOLE 2100 0 0 VANECK ETF TRUST Common Stock 92189F106 6035 204800 SH OTR 1 0 204800 0 VANECK ETF TRUST Common Stock 92189F791 2703 70496 SH OTR 1 0 70496 0 VANECK ETF TRUST Common Stock 92189H607 657 3335 SH OTR 1 0 3335 0 VANECK ETF TRUST Option 92189F956 1281 5000 SH Put SOLE 0 0 0 VANECK ETF TRUST Option 92189F956 10082 342100 SH Put OTR 1 0 0 0 VANECK ETF TRUST Option 92189F951 4409 115000 SH Put OTR 1 0 0 0 VANECK ETF TRUST Option 92189F906 513 2000 SH Call SOLE 0 0 0 VANECK ETF TRUST Option 92189F906 17546 595400 SH Call OTR 1 0 0 0 VANECK ETF TRUST Option 92189H907 394 2000 SH Call OTR 1 0 0 0 VIACOMCBS INC Common Stock 92556H206 801 20275 SH OTR 1 0 20275 0 VIACOMCBS INC Option 92556H906 988 25000 SH Call OTR 1 0 0 0 VIEW INC Common stock 92671V106 76 14000 SH SOLE 14000 0 0 VIRGIN GALACTIC HOLDINGS INC Common Stock 92766K106 228 8999 SH OTR 1 0 8999 0 VPC IMPACT ACQUISITION HLDNG Common Stock G9441E118 179 109331 SH OTR 1 0 109331 0 VY GLOBAL GROWTH Common stock G9444H100 103 10513 SH SOLE 10513 0 0 WALGREENS BOOTS ALLIANCE INC Common stock 931427108 696 14800 SH SOLE 14800 0 0 WALGREENS BOOTS ALLIANCE INC Option 931427958 706 15000 SH Put SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC Option 931427908 376 8000 SH Call SOLE 0 0 0 WALMART INC Common Stock 931142103 265 1900 SH OTR 1 0 1900 0 WARRIOR TECHNOLOGIES ACQUI C Common stock 936273101 191 19479 SH SOLE 19479 0 0 WELLS FARGO CO NEW Common Stock 949746101 5481 118098 SH OTR 1 0 118098 0 WELLS FARGO CO NEW Option 949746951 39142 843400 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746901 20768 447500 SH Call OTR 1 0 0 0 WILLIAMS COS INC Option 969457950 218 8400 SH Put SOLE 0 0 0 WORKDAY INC Option 98138H951 250 1000 SH Put SOLE 0 0 0 XILINX INC Common Stock 983919101 830 5500 SH OTR 1 0 5500 0 XL FLEET CORP Common Stock 9837FR100 117 19028 SH OTR 1 0 19028 0 XPRESSPA GROUP INC Option 98420U903 24 16000 SH Call OTR 1 0 0 0 YANDEX N V Option N97284958 717 9000 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 8224 103200 SH Call OTR 1 0 0 0 YUCAIPA ACQUISITION CORP Common stock G9879L105 1463 148063 SH SOLE 148063 0 0 ZANITE ACQUISITION CORP Common Stock 98907K103 763 75430 SH OTR 1 0 75430 0 ZOOM VIDEO COMMUNICATIONS IN Common stock 98980L101 523 2000 SH SOLE 2000 0 0 ZOOM VIDEO COMMUNICATIONS IN Option 98980L901 1517 5800 SH Call SOLE 0 0 0 ZYNGA INC Option 98986T908 151 20000 SH Call SOLE 0 0 0