Managing Member

0001572748-20-000002.txt : 20200214 0001572748-20-000002.hdr.sgml : 20200214 20200214094741 ACCESSION NUMBER: 0001572748-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 20614799 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 12-31-2019 12-31-2019 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 02-14-2020 1 197 1484943 1 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml ABB LTD Common Stock 000375204 465 19314 SH OTR 1 0 19314 0 ABB LTD Common stock 000375204 241 10000 SH SOLE 10000 0 0 ABB LTD Option 000375904 465 19300 SH Call SOLE 0 0 0 ABB LTD Option 000375904 3905 162100 SH Call OTR 1 0 0 0 ACACIA COMMUNICATIONS INC Common stock 00401C108 987 14550 SH SOLE 14550 0 0 ADVANCED MICRO DEVICES INC Common Stock 007903107 692 15085 SH OTR 1 0 15085 0 ADVANCED MICRO DEVICES INC Option 007903957 1889 41200 SH Put OTR 1 0 0 0 ALPS ETF TR Common Stock 00162Q866 499 58700 SH OTR 1 0 58700 0 ALPS ETF TR Option 00162Q956 1484 174600 SH Put OTR 1 0 0 0 ALPS ETF TR Option 00162Q906 741 87200 SH Call OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Common Stock 01609W102 874 4121 SH OTR 1 0 4121 0 ALIBABA GROUP HLDG LTD Option 01609W952 4815 22700 SH Put OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 1612 7600 SH Call OTR 1 0 0 0 ALLERGAN PLC Common stock G0177J108 574 3000 SH SOLE 3000 0 0 ALPHABET INC Common Stock 02079K305 134 100 SH OTR 1 0 100 0 ALPHABET INC Common stock 02079K305 401 300 SH SOLE 300 0 0 AMAZON COM INC Common Stock 023135106 185 100 SH OTR 1 0 100 0 AMAZON COM INC Common stock 023135106 150691 81550 SH SOLE 81550 0 0 AMAZON COM INC Option 023135956 152447 82500 SH Put SOLE 0 0 0 AMAZON COM INC Option 023135956 370 200 SH Put OTR 1 0 0 0 AMAZON COM INC Option 023135906 3326 1800 SH Call OTR 1 0 0 0 APOLLO GLOBAL MGMT INC Common Stock 03768E105 2188 45852 SH OTR 1 0 45852 0 APOLLO GLOBAL MGMT INC Option 03768E905 3173 66500 SH Call OTR 1 0 0 0 APPLE INC Common Stock 037833100 51590 175687 SH OTR 1 0 175687 0 APPLE INC Option 037833950 88330 300800 SH Put OTR 1 0 0 0 APPLE INC Option 037833900 57761 196700 SH Call OTR 1 0 0 0 AURORA CANNABIS INC Common Stock 05156X108 79 36600 SH OTR 1 0 36600 0 BAIDU INC Common Stock 056752108 398 3150 SH OTR 1 0 3150 0 BAIDU INC Option 056752908 316 2500 SH Call SOLE 0 0 0 BAIDU INC Option 056752908 1264 10000 SH Call OTR 1 0 0 0 BANK AMER CORP Common Stock 060505682 5844 4033 SH OTR 1 0 4033 0 BANK AMER CORP Common Stock 060505104 2691 76413 SH OTR 1 0 76413 0 BANK AMER CORP Option 060505954 574 16300 SH Put OTR 1 0 0 0 BANK AMER CORP Option 060505904 1884 53500 SH Call OTR 1 0 0 0 BARCLAYS BK PLC Option 06746P951 7956 526200 SH Put OTR 1 0 0 0 BEYOND MEAT INC Common Stock 08862E109 278 3681 SH OTR 1 0 3681 0 BEYOND MEAT INC Option 08862E959 1058 14000 SH Put OTR 1 0 0 0 BOEING CO Common Stock 097023105 1303 4000 SH OTR 1 0 4000 0 BRISTOL MYERS SQUIBB CO Common Stock 110122108 7398 115247 SH OTR 1 0 115247 0 BRISTOL MYERS SQUIBB CO Common Stock 110122157 346 115000 SH OTR 1 0 115000 0 BRISTOL MYERS SQUIBB CO Option 110122958 1284 20000 SH Put OTR 1 0 0 0 CAESARS ENTMT CORP Common Stock 127686103 876 64400 SH OTR 1 0 64400 0 CAESARS ENTMT CORP Option 127686953 2720 200000 SH Put OTR 1 0 0 0 CAESARS ENTMT CORP Option 127686903 487 35800 SH Call OTR 1 0 0 0 THE CHARLES SCHWAB CORPORATI Option 808513955 3101 65200 SH Put OTR 1 0 0 0 CISCO SYS INC Common Stock 17275R102 283 5900 SH OTR 1 0 5900 0 CISCO SYS INC Option 17275R902 801 16700 SH Call OTR 1 0 0 0 CITIGROUP INC Common Stock 172967424 1529 19144 SH OTR 1 0 19144 0 CITIGROUP INC Option 172967954 1198 15000 SH Put OTR 1 0 0 0 CITIGROUP INC Option 172967904 280 3500 SH Call OTR 1 0 0 0 COCA COLA CO Common Stock 191216100 675 12200 SH OTR 1 0 12200 0 COCA COLA CO Option 191216950 443 8000 SH Put OTR 1 0 0 0 CRONOS GROUP INC Option 22717L901 2186 285000 SH Call OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y906 3002 50000 SH Call OTR 1 0 0 0 ENERGY TRANSFER LP Option 29273V950 257 20000 SH Put OTR 1 0 0 0 ENERGY TRANSFER LP Option 29273V900 3220 251000 SH Call OTR 1 0 0 0 ERICSSON Common Stock 294821608 155 17600 SH OTR 1 0 17600 0 ESSEX PPTY TR INC Common Stock 297178105 2114 7025 SH OTR 1 0 7025 0 EXXON MOBIL CORP Option 30231G902 426 6100 SH Call SOLE 0 0 0 FACEBOOK INC Common Stock 30303M102 3828 18650 SH OTR 1 0 18650 0 FACEBOOK INC Option 30303M952 2217 10800 SH Put OTR 1 0 0 0 FACEBOOK INC Option 30303M902 3510 17100 SH Call OTR 1 0 0 0 FIRSTENERGY CORP Common Stock 337932107 403 8300 SH OTR 1 0 8300 0 FIRSTENERGY CORP Option 337932907 365 7500 SH Call OTR 1 0 0 0 FRONTIER COMMUNICATIONS CORP Common Stock 35906A306 12 13661 SH OTR 1 0 13661 0 GENERAL ELECTRIC CO Common Stock 369604103 14517 1300822 SH OTR 1 0 1300822 0 GENERAL ELECTRIC CO Option 369604953 28695 2571200 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604903 11813 1058500 SH Call OTR 1 0 0 0 GENERAL MTRS CO Common Stock 37045V100 866 23655 SH OTR 1 0 23655 0 GENERAL MTRS CO Option 37045V950 1717 46900 SH Put OTR 1 0 0 0 GENERAL MTRS CO Option 37045V900 728 19900 SH Call OTR 1 0 0 0 GOLDMAN SACHS GROUP INC Common Stock 38141G104 3996 17378 SH OTR 1 0 17378 0 GOLDMAN SACHS GROUP INC Option 38141G954 3909 17000 SH Put OTR 1 0 0 0 GOLDMAN SACHS GROUP INC Option 38141G904 17245 75000 SH Call OTR 1 0 0 0 GOPRO INC Common Stock 38268T103 50 11550 SH OTR 1 0 11550 0 HOME DEPOT INC Common Stock 437076102 1114 5100 SH OTR 1 0 5100 0 ICAD INC Option 44934S906 1150 148000 SH Call OTR 1 0 0 0 INNOVIVA INC Option 45781M901 1374 97000 SH Call OTR 1 0 0 0 INTEL CORP Common Stock 458140100 382 6378 SH OTR 1 0 6378 0 INVESCO QQQ TR Option 46090E953 2211 10400 SH Put OTR 1 0 0 0 ISHARES TR Common Stock 464287432 1562 11527 SH OTR 1 0 11527 0 ISHARES TR Option 464287952 488 3600 SH Put OTR 1 0 0 0 ISHARES SILVER TRUST Option 46428Q959 10175 610000 SH Put OTR 1 0 0 0 ISHARES SILVER TRUST Option 46428Q909 3081 184700 SH Call OTR 1 0 0 0 ITAU UNIBANCO HLDG SA Option 465562956 3262 356500 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG SA Option 465562906 3438 375700 SH Call OTR 1 0 0 0 JD COM INC Common Stock 47215P106 2954 83842 SH OTR 1 0 83842 0 JD COM INC Option 47215P956 10830 307400 SH Put OTR 1 0 0 0 JD COM INC Option 47215P906 6165 175000 SH Call OTR 1 0 0 0 JETBLUE AWYS CORP Common Stock 477143101 331 17700 SH OTR 1 0 17700 0 JPMORGAN CHASE & CO Common Stock 46625H100 453 3250 SH OTR 1 0 3250 0 KOHLS CORP Common Stock 500255104 367 7200 SH OTR 1 0 7200 0 KRAFT HEINZ CO Common Stock 500754106 2733 85065 SH OTR 1 0 85065 0 KRAFT HEINZ CO Option 500754956 7396 230200 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 1783 55500 SH Call OTR 1 0 0 0 LAS VEGAS SANDS CORP Option 517834957 1726 25000 SH Put OTR 1 0 0 0 LAS VEGAS SANDS CORP Option 517834907 690 10000 SH Call OTR 1 0 0 0 LENNAR CORP Common Stock 526057104 927 16615 SH OTR 1 0 16615 0 LENNAR CORP Option 526057954 5250 94100 SH Put OTR 1 0 0 0 LIVERAMP HLDGS INC Option 53815P908 5413 112600 SH Call OTR 1 0 0 0 MACYS INC Common Stock 55616P104 406 23853 SH OTR 1 0 23853 0 MASCO CORP Option 574599956 2443 50900 SH Put OTR 1 0 0 0 MASCO CORP Option 574599906 37994 791700 SH Call OTR 1 0 0 0 MICRON TECHNOLOGY INC Common Stock 595112103 1812 33701 SH OTR 1 0 33701 0 MICRON TECHNOLOGY INC Option 595112953 3173 59000 SH Put OTR 1 0 0 0 MICRON TECHNOLOGY INC Option 595112903 1775 33000 SH Call OTR 1 0 0 0 MICROSOFT CORP Common Stock 594918104 45981 291571 SH OTR 1 0 291571 0 MICROSOFT CORP Common stock 594918104 647 4100 SH SOLE 4100 0 0 MICROSOFT CORP Option 594918954 647 4100 SH Put SOLE 0 0 0 MICROSOFT CORP Option 594918954 48619 308300 SH Put OTR 1 0 0 0 MICROSOFT CORP Option 594918904 8989 57000 SH Call OTR 1 0 0 0 MORGAN STANLEY Common Stock 617446448 289 5653 SH OTR 1 0 5653 0 NETFLIX INC Common Stock 64110L106 19064 58919 SH OTR 1 0 58919 0 NETFLIX INC Option 64110L956 23459 72500 SH Put OTR 1 0 0 0 NETFLIX INC Option 64110L906 12393 38300 SH Call OTR 1 0 0 0 NEUROTROPE INC Option 64129T907 29 30000 SH Call SOLE 0 0 0 NIO INC Option 62914V956 1385 344500 SH Put OTR 1 0 0 0 NIO INC Option 62914V906 758 188500 SH Call OTR 1 0 0 0 NOKIA CORP Option 654902904 56 15000 SH Call OTR 1 0 0 0 NVIDIA CORP Common Stock 67066G104 810 3444 SH OTR 1 0 3444 0 NVIDIA CORP Option 67066G954 3082 13100 SH Put OTR 1 0 0 0 NVIDIA CORP Option 67066G904 2588 11000 SH Call OTR 1 0 0 0 OCCIDENTAL PETE CORP Common Stock 674599105 643 15600 SH OTR 1 0 15600 0 OPKO HEALTH INC Option 68375N953 106 72200 SH Put OTR 1 0 0 0 OPKO HEALTH INC Option 68375N903 361 245400 SH Call OTR 1 0 0 0 PAN AMERICAN SILVER CORP Common Stock 697900108 1434 60526 SH OTR 1 0 60526 0 PAN AMERICAN SILVER CORP Option 697900908 1824 77000 SH Call OTR 1 0 0 0 PAYCHEX INC Option 704326907 1276 15000 SH Call OTR 1 0 0 0 PELOTON INTERACTIVE INC Option 70614W900 1860 65500 SH Call OTR 1 0 0 0 PG&E CORP Option 69331C958 546 50200 SH Put OTR 1 0 0 0 PG&E CORP Option 69331C908 1661 152800 SH Call OTR 1 0 0 0 PINTEREST INC Common Stock 72352L106 221 11839 SH OTR 1 0 11839 0 PPL CORP Option 69351T956 3857 107500 SH Put OTR 1 0 0 0 PPL CORP Option 69351T906 4141 115400 SH Call OTR 1 0 0 0 QUALCOMM INC Common Stock 747525103 3255 36889 SH OTR 1 0 36889 0 QUALCOMM INC Option 747525953 1765 20000 SH Put OTR 1 0 0 0 QUALCOMM INC Option 747525903 1738 19700 SH Call OTR 1 0 0 0 ROKU INC Common Stock 77543R102 606 4524 SH OTR 1 0 4524 0 ROYAL BK CDA MONTREAL QUE Common Stock 780087102 301 3800 SH OTR 1 0 3800 0 ROYAL BK CDA MONTREAL QUE Option 780087902 1465 18500 SH Call OTR 1 0 0 0 SANOFI Option 80105N905 2038 40600 SH Call OTR 1 0 0 0 SCIENTIFIC GAMES CORP Option 80874P909 696 26000 SH Call OTR 1 0 0 0 SESEN BIO INC Common stock 817763105 14 13100 SH SOLE 13100 0 0 SESEN BIO INC Option 817763905 50 48200 SH Call SOLE 0 0 0 SESEN BIO INC Option 817763905 93 89100 SH Call OTR 1 0 0 0 SHAKE SHACK INC Common Stock 819047101 214 3600 SH OTR 1 0 3600 0 SLACK TECHNOLOGIES INC Common Stock 83088V102 238 10576 SH OTR 1 0 10576 0 SNAP INC Common Stock 83304A106 236 14442 SH OTR 1 0 14442 0 SNAP INC Option 83304A956 3266 200000 SH Put OTR 1 0 0 0 SNAP INC Option 83304A906 4256 260600 SH Call OTR 1 0 0 0 SPDR GOLD TRUST Common Stock 78463V107 257 1801 SH OTR 1 0 1801 0 SPDR GOLD TRUST Option 78463V957 47371 331500 SH Put OTR 1 0 0 0 SPDR GOLD TRUST Option 78463V907 23621 165300 SH Call OTR 1 0 0 0 SPDR S&P 500 ETF TR Common Stock 78462F103 122452 380450 SH OTR 1 0 380450 0 SPDR S&P 500 ETF TR Option 78462F953 171294 532200 SH Put OTR 1 0 0 0 SPDR S&P 500 ETF TR Option 78462F903 8851 27500 SH Call OTR 1 0 0 0 SPDR SERIES TRUST Common Stock 78464A730 209 8800 SH OTR 1 0 8800 0 SPDR SERIES TRUST Option 78464A950 474 20000 SH Put OTR 1 0 0 0 SPDR SERIES TRUST Option 78464A900 474 20000 SH Call OTR 1 0 0 0 SPRINT CORPORATION Common Stock 85207U105 106 20349 SH OTR 1 0 20349 0 SPRINT CORPORATION Option 85207U955 753 144500 SH Put OTR 1 0 0 0 SPRINT CORPORATION Option 85207U905 525 100800 SH Call OTR 1 0 0 0 STARBUCKS CORP Common Stock 855244109 1358 15448 SH OTR 1 0 15448 0 STARBUCKS CORP Option 855244959 2128 24200 SH Put OTR 1 0 0 0 TAL EDUCATION GROUP Common Stock 874080104 561 11636 SH OTR 1 0 11636 0 TAL EDUCATION GROUP Option 874080954 5061 105000 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Common Stock 81369Y803 275 3000 SH OTR 1 0 3000 0 SELECT SECTOR SPDR TR Option 81369Y953 688 7500 SH Put OTR 1 0 0 0 TESLA INC Common Stock 88160R101 2451 5860 SH OTR 1 0 5860 0 TESLA INC Option 88160R951 7865 18800 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 18281 43700 SH Call OTR 1 0 0 0 TWITTER INC Common Stock 90184L102 1566 48876 SH OTR 1 0 48876 0 TWITTER INC Option 90184L952 2083 65000 SH Put OTR 1 0 0 0 TWITTER INC Option 90184L902 1776 55400 SH Call OTR 1 0 0 0 ULTA BEAUTY INC Option 90384S903 253 1000 SH Call OTR 1 0 0 0 UNDER ARMOUR INC Common Stock 904311107 251 11600 SH OTR 1 0 11600 0 UNITED PARCEL SERVICE INC Option 911312906 4682 40000 SH Call OTR 1 0 0 0 UNITED STATES STL CORP NEW Common Stock 912909108 1251 109651 SH OTR 1 0 109651 0 UNITED STATES STL CORP NEW Option 912909958 3488 305700 SH Put OTR 1 0 0 0 UNITED STATES STL CORP NEW Option 912909908 571 50000 SH Call OTR 1 0 0 0 UNITI GROUP INC Common Stock 91325V108 309 37670 SH OTR 1 0 37670 0 UNITI GROUP INC Option 91325V958 821 100000 SH Put OTR 1 0 0 0 UNITI GROUP INC Option 91325V908 745 90800 SH Call OTR 1 0 0 0 VALARIS PLC Option G9402V959 960 146300 SH Put OTR 1 0 0 0 VALARIS PLC Option G9402V909 770 117400 SH Call OTR 1 0 0 0 VALERO ENERGY CORP NEW Option 91913Y950 3746 40000 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TRUST Common Stock 92189F106 4398 150216 SH OTR 1 0 150216 0 VANECK VECTORS ETF TRUST Option 92189F956 2132 72800 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TRUST Option 92189F906 8037 274500 SH Call OTR 1 0 0 0 DISNEY WALT CO Common Stock 254687106 4149 28690 SH OTR 1 0 28690 0 DISNEY WALT CO Option 254687956 7955 55000 SH Put OTR 1 0 0 0 DISNEY WALT CO Option 254687906 2242 15500 SH Call OTR 1 0 0 0 WELLS FARGO CO NEW Option 949746951 2421 45000 SH Put OTR 1 0 0 0 YANDEX N V Common Stock N97284108 567 13038 SH OTR 1 0 13038 0 YANDEX N V Option N97284958 4023 92500 SH Put OTR 1 0 0 0 YANDEX N V Option N97284908 435 10000 SH Call OTR 1 0 0 0 ZYNGA INC Option 98986T908 306 50000 SH Call OTR 1 0 0 0