EX-99.(H)(1)K 5 ex99h1k-ltramendtransferag.htm ETF TRANSFER AGENT AMDT 071223 Document

Principal Global Investors, LLC
711 High Street, Des Moines, Iowa 50392
principallogoregcolor.jpg
July 12, 2023

State Street Global Services
Channel Center
1 Iron Street
Boston, MA 02210
Attention: David Whelan, Managing Director

Re: PRINCIPAL EXCHANGE-TRADED FUNDS (the “Trust”)

Ladies and Gentlemen:

Please be advised that the undersigned Trust has established a new series of shares to be known as Principal Focused Blue Chip ETF (the “Portfolio”).

In accordance with Section 12, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of May 21, 2015 by and among State Street Bank and Trust Company (“State Street”) and Principal Global Investors, LLC (“PGI”), formerly known as Principal Management Corporation, the investment adviser to the Trust (as amended, modified, or supplemented from time to time, the “Agreement”), PGI hereby requests that State Street act as Transfer Agent for the new Portfolio under the terms of the Agreement, and that Schedule A to the Agreement is hereby amended and restated as set forth on Exhibit A attached hereto. In connection with such request, PGI confirms to State Street, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement

Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Trust and retaining one for your records.
Sincerely,
PRINCIPAL EXCHANGE-TRADED FUNDS
on behalf of:
PRINCIPAL FOCUSED BLUE CHIP ETF
By:/s/ Adam Shaikh
Name:Adam Shaikh
Title:Assistant General Counsel
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
By:/s/ David Whelan
Name:David Whelan
Title:Managing Director
Effective Date: July 12, 2023



SCHEDULE A

LIST OF PORTFOLIOS



Principal Active High Yield ETF
Principal Focused Blue Chip ETF
Principal Healthcare Innovators ETF
Principal International Adaptive Multi-Factor ETF
Principal Investment Grade Corporate Active ETF
Principal Millennial Global Growth ETF
Principal Quality ETF
Principal Real Estate Active Opportunities ETF
Principal Spectrum Preferred Securities Active ETF
Principal Spectrum Tax-Advantaged Dividend Active ETF
Principal U.S. Large-Cap Adaptive Multi-Factor ETF
Principal U.S. Mega-Cap ETF
Principal U.S. Small-Cap Adaptive Multi-Factor ETF
Principal U.S. Small-Cap ETF (f/k/a Principal U.S. Small-Cap Multi-Factor ETF)*
Principal Value ETF

*Name changed: June 30, 2023