485BPOS 1 etffacingpagepea76.htm ETF XBRL FILES FOR PEA #74 Document


Registration No. 333-201935
Investment Company Act of 1940 File No. 811-23029

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
X
Post-Effective Amendment No. 76
X
and/or
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
X
Amendment No. 78
X
(Check Appropriate Box or Boxes)
 
_____________________
PRINCIPAL EXCHANGE-TRADED FUNDS
(Exact Name of Registrant as Specified in Charter)
_____________________
711 High Street
Des Moines, IA 50392
(Address of Principal Executive Offices)
(515) 235-1209
(Registrant’s Telephone Number, including Area Code)
_____________________
Name and Address of Agent for Service:
Britney L. Schnathorst
Principal Financial Group
Des Moines, IA 50392
_________________
Approximate Date of Proposed Public Offering: Immediately
It is proposed that this filing will become effective (check appropriate box)
_XX_    immediately upon filing pursuant to paragraph (b)
____    on (date) pursuant to paragraph (b)
____    60 days after filing pursuant to paragraph (a)
____    on (date) pursuant to paragraph (a)
____    75 days after filing pursuant to paragraph (a)(2)
____    on (date) pursuant to paragraph (a)(2) of Rule 485
If appropriate, check the following box:
____
This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
Title of Securities Being Registered: Shares of Principal Active Global Dividend Income, Principal Contrarian Value Index, Principal EDGE Active Income, Principal Healthcare Innovators Index, Principal International Multi-Factor Index, Principal Investment Grade Corporate Active, Principal Millennials Index, Principal Price Setters Index, Principal Shareholder Yield Index, Principal Spectrum Preferred Securities Active, Principal Sustainable Momentum Index, Principal U.S. Mega-Cap Multi-Factor Index and Principal U.S. Small-Cap Multi-Factor Index ETFs.
EXPLANATORY NOTE
This filing relates to the Registrant’s prospectus dated November 1, 2018 for shares of Principal Active Global Dividend Income, Principal Contrarian Value Index, Principal EDGE Active Income, Principal Healthcare Innovators Index, Principal International Multi-Factor Index, Principal Investment Grade Corporate Active, Principal Millennials Index, Principal Price Setters Index, Principal Shareholder Yield Index, Principal Spectrum Preferred Securities Active, Principal Sustainable Momentum Index, Principal U.S. Mega-Cap Multi-Factor Index and Principal U.S. Small-Cap Multi-Factor Index ETFs, which were included in 1933 Act Post-Effective Amendment No. 74 (as filed on October 26, 2018, SEC Accession No. 0001572661-18-000159), and is filed for the purpose of submitting interactive data files.





SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Fund certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this registration statement to be signed on its behalf by the undersigned, duly authorized, in the city of Des Moines and State of Iowa, on the 16th day of November, 2018.
 
 
Principal Exchange-Traded Funds
 
(Registrant)
 


/s/ M. J. Beer
_____________________________________
M. J. Beer
Director, President and Chief Executive Officer
 
Attest:

/s/ Beth Wilson
______________________________________
Beth Wilson
Vice President and Secretary
 





 
Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
 
Signature
Title
Date
 
 
 
 
 
/s/ M. J. Beer
__________________________
M. J. Beer
Director, President and
Chief Executive Officer
(Principal Executive Officer)
November 16, 2018
 
 
 
 
/s/ T. W. Bollin
__________________________
T. W. Bollin
Chief Financial Officer
(Principal Financial Officer)
November 16, 2018
 
 
 
 
 
 
/s/ S. L. Reece
__________________________
S. L. Reece
Vice President and Controller
(Controller)
November 16, 2018
 
 
 
 
(E. Ballantine)*
__________________________
E. Ballantine
Trustee
November 16, 2018
 
 
 
 
(L. T. Barnes)*
__________________________
L. T. Barnes
Trustee
November 16, 2018
 
 
 
 
(C. Damos)*
__________________________
C. Damos
Trustee
November 16, 2018
 
 
 
 
(N. M. Everett)*
__________________________
N. M. Everett
Chair
November 16, 2018
 
 
 
 
(M. A. Grimmett)*
__________________________
M. A. Grimmett
Trustee
November 16, 2018
 
 
 
 
(P. G. Halter)*
__________________________
P. G. Halter
Trustee
November 16, 2018
 
 
 
 
(F. S. Hirsch)*
__________________________
F. S. Hirsch
Trustee
November 16, 2018
 
 
 
 
(T. Huang)*
__________________________
T. Huang
Trustee
November 16, 2018
 
 
 
 
(K. McMillan)*
__________________________
K. McMillan
Trustee
November 16, 2018
 
 
 
 
(E. A. Nickels)*
__________________________
E. A. Nickels
Trustee
November 16, 2018
 
 
 
 
(M. M. VanDeWeghe)*
__________________________
M. M. VanDeWeghe
Trustee
November 16, 2018
 
 
 
 
*   Pursuant to Power of Attorney appointing M. J. Beer
Previously Filed as Ex-99(j)(ii) on February 6, 2015 (Accession No. 0001572661-15-000008), for E. A. Nickels on October 27, 2015 (Accession No. 0001572661-15-000049), for. P. G. Halter on January 19, 2018 (Accession No. 0001572661-18-000005), and for M. M. VanDeWeghe on 08/31/2018 (Accession No. 0001572661-18-000128).





Exhibit No.    Exhibits

Ex-101.INS    XBRL Instance Document

Ex-101.SCH    XBRL Taxonomy Extension Schema Document

Ex-101.CAL    XBRL Taxonomy Extension Calculations Linkbase Document

Ex-101.DEF    XBRL Taxonomy Extension Definition Linkbase Document

Ex-101.LAB    XBRL Taxonomy Extension Label Linkbase Document

Ex-101.PRE    XBRL Taxonomy Extension Presentation Linkbase Document