0001145549-22-010531.txt : 20220225 0001145549-22-010531.hdr.sgml : 20220225 20220225142400 ACCESSION NUMBER: 0001145549-22-010531 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220225 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Event Opportunities Trust CENTRAL INDEX KEY: 0001572617 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22818 FILM NUMBER: 22678458 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: Westchester Capital Funds DATE OF NAME CHANGE: 20130320 0001572617 S000040968 Virtus Westchester Event-Driven Fund C000127094 Class A WCERX C000127095 Class I WCEIX NPORT-P 1 primary_doc.xml NPORT-P false 0001572617 XXXXXXXX S000040968 C000127094 C000127095 Virtus Event Opportunities Trust 811-22818 0001572617 549300CPNDRO644GZH21 101 Munson Street Greenfield 01301-9668 1-800-243-1574 Virtus Westchester Event-Driven Fund S000040968 5493008NZHHNV9ZXUR38 2021-12-31 2021-12-31 N 379553108.520000000000 45613549.880000000000 333939558.640000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.010000000000 0.000000000000 0.000000000000 49072513.890000000000 N AMR CORP ESCROW N/A 001ESC102 28850 NS USD 577 0.0001727858 Long EC CORP US N 3 N N N AT&T Inc 549300Z40J86GGSTL398 00206R102 93700 NS USD 2305020 0.6902506577 Long EC CORP US N 1 N N N Accelerate Acquisition Corp N/A 00439D102 95760 NS USD 930787.2 0.2787292418 Long EC CORP US N 1 N N N ACCELERATE ACQUISITION COR-A N/A 00439D110 31920 NS USD 26496.79 0.0079346065 N/A DE CORP US N 1 New York N/A Call Purchased Accelerate Acquisition Corp Accelerate Acquisition Corp 1 11.500000000000 USD 2027-12-31 XXXX -2189.41 N N N Ackrell Spac Partners I Co N/A 00461L204 112200 NS USD 1161270 0.3477485581 Long EC CORP US N 1 N N N Aerojet Rocketdyne Holdings In 549300VULNLWHE8QWI76 007800105 50372 NS USD 2355394.72 0.7053356391 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 46395.89 0.0138934992 N/A DE US N 2 Bank of America, National Association B4TYDEB6GKMZO031MB27 Aerojet Rocketdyne Holdings In Aerojet Rocketdyne Holdings Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-07-22 0.000000000000 USD 0.000000000000 USD 2454900 USD 46395.89 N N N N/A N/A N/A 1 NC USD -706106.05 -0.2114472610 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Advanced Micro Devices Inc Advanced Micro Devices Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-13 0.000000000000 USD 0.000000000000 USD -24147715.1 USD -706106.05 N N N Afterpay Ltd 529900P6ROPAX0QTB720 00832J102 30977 NS USD 1855522.3 0.5556461497 Long EC CORP AU N 1 N N N Alder Biopharmaceuticals Inc 529900946SFXHRCYLD85 014339105 194778 NS USD 350600.4 0.1049891787 Long EC CORP US N 2 N N N ALLEN MEDIA LLC/CO-ISSR N/A 01771YAA8 3724000 PA USD 3885267.82 1.1634643813 Long DBT CORP US N 2 2028-02-15 Fixed 10.5 N N N N N N Altitude Acquisition Corp N/A 02156Y103 37388 NS USD 370141.2 0.1108407765 Long EC CORP US N 1 N N N AltEnergy Acquisition Corp N/A 02157M207 10320 NS USD 104128.8 0.0311819302 Long EC CORP US N 1 N N N ALTABA INC ORD SHS ESCROW N/A 021ESC017 1529223 NS USD 9106522.97 2.7269973666 Long EC CORP US N 2 N N N American Airlines Group Inc N/A 02376R102 292.0774 NS USD 5245.71 0.0015708561 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 148.48 0.0000444631 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 American Airlines Group Inc American Airlines Group Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-02-26 0.000000000000 USD 0.000000000000 USD -3484.24 USD 148.48 N N N Anzu Special Acquisition Corp N/A 03737A200 56956 NS USD 567281.76 0.1698755794 Long EC CORP US N 1 N N N Apollo Senior Floating Rate Fu 5493005XHGCCBXT5YQ39 037636107 11127 NS USD 179255.97 0.0536791660 Long EC RF US N 1 N N N N/A N/A N/A 1 NC USD -238191.73 -0.0713277969 N/A DE US N 2 Bank of America, National Association B4TYDEB6GKMZO031MB27 Apollo Asset Management Inc Apollo Asset Management Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-03-16 0.000000000000 USD 0.000000000000 USD -6316837.59 USD -238191.73 N N N N/A N/A N/A 1 NC USD -198218.85 -0.0593577026 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Apollo Asset Management Inc Apollo Asset Management Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-13 0.000000000000 USD 0.000000000000 USD -5151076.74 USD -198218.85 N N N Archimedes Tech SPAC Partners N/A 039562202 56647 NS USD 568735.88 0.1703110234 Long EC CORP US N 1 N N N Arena Pharmaceuticals Inc 529900CVGQMPJ3A3NI85 040047607 15385 NS USD 1429881.9 0.4281858387 Long EC CORP US N 1 N N N Arrowroot Acquisition Corp N/A 04282M102 91466 NS USD 887220.2 0.2656828690 Long EC CORP US N 1 N N N ARROWROOT ACQUISITION CORP-A N/A 04282M110 60113 NS USD 31258.76 0.0093606041 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Arrowroot Acquisition Corp Arrowroot Acquisition Corp 1 11.500000000000 USD 2022-03-02 XXXX -1054.07 N N N Astrea Acquisition Corp N/A 04637C106 35303 NS USD 348793.64 0.1044481347 Long EC CORP US N 1 N N N Athena Consumer Acquisition Co 549300I3J7Y1D6R3A720 04684M205 6791 NS USD 69064.47 0.0206817276 Long EC CORP US N 1 N N N Atlas Crest Investment Corp II N/A 049287204 53300 NS USD 529269 0.1584924536 Long EC CORP US N 1 N N N BHP Group PLC 549300C116EOWV835768 05545E209 52764 NS USD 3153704.28 0.9443937378 Long EC CORP AU N 1 N N N N/A N/A N/A 1 NC USD 1320660.28 0.3954788362 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 BHP Group PLC BHP Group PLC Y Unrealized appreciation/depreciation relating to the underlying position 2022-11-03 0.000000000000 USD 0.000000000000 USD 11011965.03 USD 1320660.28 N N N BP PLC 213800LH1BZH3DI6G760 055622104 -9490 NS USD -252718.7 -0.0756779763 Short EC CORP GB N 1 N N N N/A N/A N/A 1 NC USD 2810.61 0.0008416523 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 BP Midstream Partners LP BP Midstream Partners LP Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-22 0.000000000000 USD 0.000000000000 USD 252373.5 USD 2810.61 N N N BOA Acquisition Corp N/A 05601A109 6410 NS USD 63010.3 0.0188687738 Long EC CORP US N 1 N N N BABCOCK & WILCOX ENTERPR 5493006H661OZN2C0T54 05614L506 11979 NS USD 297079.2 0.0889619670 Long EP CORP US N 1 N N N N/A N/A N/A 1 NC -365110.63 -0.1093343453 N/A DE US N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 Meggitt PLC Meggitt PLC Y Unrealized appreciation/depreciation relating to the underlying position 2022-08-11 0.000000000000 GBP 0.000000000000 GBP 5026990.32 GBP -365110.63 N N N BERKSHIRE GREY INC N/A 084656115 8388 NS USD 7549.2 0.0022606486 N/A DE CORP US N 1 NASDAQ GS N/A Call Purchased Berkshire Grey Inc Berkshire Grey Inc 1 11.500000000000 USD 2026-12-10 XXXX -7462.92 N N N BHP Group Ltd WZE1WSENV6JSZFK0JC28 088606108 -2747 NS USD -165781.45 -0.0496441484 Short EC CORP AU N 1 N N N N/A N/A N/A 1 NC USD 10708.43 0.0032066971 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 BHP Group Ltd BHP Group Ltd Y Unrealized appreciation/depreciation relating to the underlying position 2022-08-19 0.000000000000 USD 0.000000000000 USD -8958172.95 USD 10708.43 N N N BIGBEAR.AI HOLDINGS INC 549300XGCF2ELN28CS63 08975B117 9362 NS USD 7583.22 0.0022708361 N/A DE CORP US N 1 New York N/A Call Purchased BigBear.ai Holdings Inc BigBear.ai Holdings Inc 1 11.500000000000 USD 2028-12-31 XXXX 1161.05 N N N Bilander Acquisition Corp N/A 09001T106 35783 NS USD 346021.61 0.1036180354 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC -11743.83 -0.0035167532 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Ultra Electronics Holdings PLC Ultra Electronics Holdings PLC Y Unrealized appreciation/depreciation relating to the underlying position 2022-08-17 0.000000000000 GBP 0.000000000000 GBP 111777 GBP -11743.83 N N N BlackRock Floating Rate Income UZXE8UOGW61VMG5WLP57 09255X100 9611 NS USD 129075.73 0.0386524228 Long EC RF US N 1 N N N N/A N/A 09255X100 1 NC USD 106781.95 0.0319764302 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 BlackRock Floating Rate Income BlackRock Floating Rate Income Strategies Fund Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-09-03 0.000000000000 USD 0.000000000000 USD 984257.84 USD 106781.95 N N N Bluerock Residential Growth RE 549300KWLV0TGICOUU26 09627J102 65711 NS USD 1734113.29 0.5192895676 Long EC CORP US N 1 N N N BOMBARDIER INC W7L3VLU8EHQY34Z36697 097751BT7 1474000 PA USD 1528685.4 0.4577730791 Long DBT CORP CA N 2 2027-04-15 Fixed 7.875 N N N N N N CIVITAS RESOURCES INC IIVIHPH28S64K95M2381 097793AD5 2956000 PA USD 2970780 0.8896160767 Long DBT CORP US N 2 2026-04-30 Fixed 7.5 N N N N N N Bright Lights Acquisition Corp N/A 10920K200 204941 NS USD 2110892.3 0.6321180721 Long EC CORP US N 1 N N N BRISTOL-MYERS SQUIBB CO CONTNGNT VAL RT N/A N/A 169085 NS USD 190220.63 0.0569625925 Long EC CORP US N 3 N N N N/A N/A N/A 1 NC USD 28163.24 0.0084336340 N/A DE US N 3 Bank of America, National Association B4TYDEB6GKMZO031MB27 Bristol-Myers Squibb Co Bristol-Myers Squibb Co Y Unrealized appreciation/depreciation relating to the underlying position 2022-11-23 0.000000000000 USD 0.000000000000 USD 28163.25 USD 28163.24 N N N Build Acquisition Corp N/A 12008J204 8564 NS USD 84355.4 0.0252606790 Long EC CORP US N 1 N N N BUZZFEED INC N/A 12430A110 17333 NS USD 8666.5 0.0025952301 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased BuzzFeed Inc BuzzFeed Inc 1 11.500000000000 USD 2026-12-01 XXXX -13568.25 N N N CEC BRANDS LLC N/A 12515M112 45120.003885 NS USD 135360.01 0.0405342843 N/A DE CORP US N 3 OTC US N/A Call Purchased CEC BRANDS LLC WT CEC BRANDS LLC WT 1 0.000000000000 USD 2025-12-31 XXXX -2085933.73 N N N CF Acquisition Corp VIII N/A 12520C208 57044 NS USD 576144.4 0.1725295447 Long EC CORP US N 1 N N N CF Acquisition Corp IV N/A 12520T102 84803 NS USD 831069.4 0.2488682094 Long EC CORP US N 1 N N N CF Acquisition Corp VI N/A 12521J103 14886 NS USD 161215.38 0.0482768141 Long EC CORP US N 1 N N N CF ACQUISITION CORP VI-CLS A N/A 12521J111 7125 NS USD 18097.5 0.0054193939 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased CF Acquisition Corp VI CF Acquisition Corp VI 1 11.500000000000 USD 2028-02-18 XXXX 10571.34 N N N CHP Merger Corp N/A 12558Y106 80018 NS USD 809782.16 0.2424936307 Long EC CORP US N 1 N N N CHP MERGER CORP-CLASS A N/A 12558Y114 47149 NS USD 22631.52 0.0067771306 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased CHP Merger Corp CHP Merger Corp 1 11.500000000000 USD 2024-11-22 XXXX -15702.55 N N N CIIG Capital Partners II Inc N/A 12561U208 26840 NS USD 276720.4 0.0828654147 Long EC CORP US N 1 N N N Capstar Special Purpose Acquis N/A 14070Y101 68120 NS USD 678475.2 0.2031730541 Long EC CORP US N 1 N N N Carney Technology Acquisition N/A 143636207 30113 NS USD 301130 0.0901750009 Long EC CORP US N 1 N N N CENGAGE LEARNING INC 549300BYGM0FWUSVXJ88 15137NAA1 2907000 PA USD 2925168.75 0.8759575421 Long DBT CORP US N 2 2024-06-15 Fixed 9.5 N N N N N N Cerner Corp 549300L4UJ40IEVVI304 156782104 5633 NS USD 523136.71 0.1566561063 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 72689.61 0.0217672953 N/A DE US N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 Cerner Corp Cerner Corp Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-28 0.000000000000 USD 0.000000000000 USD 6608071.98 USD 72689.61 N N N Churchill Capital Corp VII N/A 17144M102 70791 NS USD 695875.53 0.2083836766 Long EC CORP US N 1 N N N Churchill Capital Corp V N/A 17144T107 34051 NS USD 335061.84 0.1003360732 Long EC CORP US N 1 N N N Class Acceleration Corp N/A 18274B205 53000 NS USD 524700 0.1571242419 Long EC CORP US N 1 N N N Climate Real Impact Solutions N/A 187171103 34588 NS USD 337578.88 0.1010898144 Long EC CORP US N 1 N N N Climate Real Impact Solutions N/A 187171202 27128 NS USD 270466.16 0.0809925488 Long EC CORP US N 1 N N N Coherent Inc 549300RYOCKUMWACR010 192479103 2805 NS USD 747644.7 0.2238862335 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 709119.19 0.2123495620 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Coherent Inc Coherent Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-01-28 0.000000000000 USD 0.000000000000 USD 15730657.72 USD 709119.19 N N N Colicity Inc N/A 194170205 54772 NS USD 544433.68 0.1630335987 Long EC CORP US N 1 N N N Compute Health Acquisition Cor N/A 204833206 87125 NS USD 866022.5 0.2593351035 Long EC CORP US N 1 N N N Concord Acquisition Corp N/A 206071102 75227 NS USD 782360.8 0.2342821567 Long EC CORP US N 1 N N N Concord Acquisition Corp II N/A 20607U108 36366 NS USD 354568.5 0.1061774476 Long EC CORP US N 1 N N N CONNECT FINCO SARL/CONNE N/A 20752TAA2 3335000 PA USD 3505918.75 1.0498662585 Long DBT CORP US N 2 2026-10-01 Fixed 6.75 N N N N N N Convey Health Solutions Holdin N/A 21258C108 299 NS USD 2499.64 0.0007485307 Long EC CORP US N 1 N N N Conx Corp N/A 212873103 231080 NS USD 2269205.6 0.6795258427 Long EC CORP US N 1 N N N CONX CORP-CLASS A SHARES N/A 212873111 57770 NS USD 49682.2 0.0148776025 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Conx Corp Conx Corp 1 11.500000000000 USD 2027-10-30 XXXX -64117.56 N N N Conyers Park III Acquisition C N/A 21289P102 36115 NS USD 352121.25 0.1054446054 Long EC CORP US N 1 N N N Crucible Acquisition Corp N/A 22877P207 5600 NS USD 55832 0.0167191932 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 72876.79 0.0218233474 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 CyrusOne Inc CyrusOne Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-15 0.000000000000 USD 0.000000000000 USD 11221908.44 USD 72876.79 N N N D & Z Media Acquisition Corp N/A 23305Q205 15838 NS USD 156954.58 0.0470008946 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC 25405.98 0.0076079576 N/A DE US N 2 Merril Lynch International GGDZP1UYGU9STUHRDP48 Cominar Real Estate Investment Cominar Real Estate Investment Trust Y Unrealized appreciation/depreciation relating to the underlying position 2022-11-30 0.000000000000 CAD 0.000000000000 CAD 1456305.13 CAD 25405.98 N N N Decarbonization Plus Acquisiti N/A 242794105 27600 NS USD 275172 0.0824017379 Long EC CORP US N 1 N N N DECARBONIZATION PLUS ACQUI-A N/A 242794113 9200 NS USD 14444 0.0043253336 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Decarbonization Plus Acquisiti Decarbonization Plus Acquisition Corp II 1 11.500000000000 USD 2025-10-02 XXXX -330.79 N N N Dell Technologies Inc 549300TJB5YBRUPOG437 24703L202 20900 NS USD 1173953 0.3515465508 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD -821567.22 -0.2460227304 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Dell Technologies Inc Dell Technologies Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-20 0.000000000000 USD 0.000000000000 USD 2487319.94 USD -821567.22 N N N Delwinds Insurance Acquisition N/A 24803C201 52374 NS USD 530024.88 0.1587188059 Long EC CORP US N 1 N N N DiamondHead Holdings Corp 549300HWN3ECTEH7I380 25278L204 27100 NS USD 267612.5 0.0801380049 Long EC CORP US N 1 N N N RR Donnelley & Sons Co SU4X0P4WWRGOQDTSV032 257867200 73519 NS USD 827823.94 0.2478963389 Long EC CORP US N 1 N N N DuPont de Nemours Inc 5493004JF0SDFLM8GD76 26614N102 18457 NS USD 1490956.46 0.4464749448 Long EC CORP US N 1 N N N ECP Environmental Growth Oppor N/A 26829T100 117559 NS USD 1159131.74 0.3471082446 Long EC CORP US N 1 N N N E.Merge Technology Acquisition N/A 26873Y104 73998 NS USD 728140.32 0.2180455418 Long EC CORP US N 1 N N N E.MERGE TECHNOLOGY ACQUISI-A N/A 26873Y112 24666 NS USD 13812.96 0.0041363653 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased E.Merge Technology Acquisition E.Merge Technology Acquisition Corp 1 11.500000000000 USD 2025-07-30 XXXX -8864.64 N N N EMBARK TECHNOLOGY INC N/A 29079J111 19566 NS USD 38349.36 0.0114839225 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Embark Technology Inc Embark Technology Inc 1 11.500000000000 USD 2027-12-31 XXXX 13946.61 N N N FTAC Emerald Acquisition Corp N/A 29103K209 34254 NS USD 341512.38 0.1022677222 Long EC CORP US N 1 N N N ENJOY TECHNOLOGY INC N/A 29335V114 33184 NS USD 14600.96 0.0043723361 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased Enjoy Technology Inc Enjoy Technology Inc 1 11.500000000000 USD 2025-12-01 XXXX -15529.78 N N N Environmental Impact Acquisiti N/A 29408N106 36636 NS USD 363429.12 0.1088308080 Long EC CORP US N 1 N N N Equity Distribution Acquisitio N/A 29465E106 195973 NS USD 1924454.86 0.5762883762 Long EC CORP US N 1 N N N ExcelFin Acquisition Corp N/A 30069X201 10246 NS USD 102972.3 0.0308356100 Long EC CORP US N 1 N N N FTAC Parnassus Acquisition Cor N/A 30319B108 18087 NS USD 176348.25 0.0528084336 Long EC CORP US N 1 N N N FTAC Zeus Acquisition Corp N/A 30320F205 6870 NS USD 68700 0.0205725851 Long EC CORP US N 1 N N N FREDDIE MAC S6XOOCT0IEG5ABCC6L87 313400624 537348 NS USD 1542188.76 0.4618167330 Long EP USGSE US N 1 N N N Ferro Corp 1YTO5R7OHOPE81ZNYD08 315405100 105091 NS USD 2294136.53 0.6869915440 Long EC CORP US N 1 N N N Fidelity Government Portfolio N/A 316175108 302637.22 NS USD 302637.22 0.0906263460 Long STIV RF US N 1 N N N 51job Inc 52990088ZF32Q8YHCJ53 316827104 12146 NS USD 594303.78 0.1779674688 Long EC CORP CN N 1 N N N FinServ Acquisition Corp II N/A 31809Y103 5353 NS USD 51870.57 0.0155329216 Long EC CORP US N 1 N N N FinServ Acquisition Corp II N/A 31809Y202 32164 NS USD 317137.04 0.0949683953 Long EC CORP US N 1 N N N FinTech Acquisition Corp VI N/A 31811H106 17933 NS USD 175743.4 0.0526273080 Long EC CORP US N 1 N N N FinTech Acquisition Corp VI N/A 31811H205 15784 NS USD 157050.8 0.0470297082 Long EC CORP US N 1 N N N First Trust Senior Floating Ra 549300188EQ1UO018C30 33733U108 5810 NS USD 70068.6 0.0209824198 Long EC RF US N 1 N N N N/A N/A N/A 1 NC USD -2967.15 -0.0008885291 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 First Trust Senior Floating Ra First Trust Senior Floating Rate Income Fund II Y Unrealized appreciation/depreciation relating to the underlying position 2022-03-19 0.000000000000 USD 0.000000000000 USD 146022.48 USD -2967.15 N N N FirstMark Horizon Acquisition N/A 33765Y101 17878 NS USD 176813.42 0.0529477312 Long EC CORP US N 1 N N N FirstMark Horizon Acquisition N/A 33765Y200 14900 NS USD 151980 0.0455112298 Long EC CORP US N 1 N N N Five9 Inc 254900MXP6EWY0SFFR59 338307101 9500 NS USD 1304540 0.3906515315 Long EC CORP US N 1 N N N Forterra Inc 549300M8CB93DI1JD480 34960W106 9310 NS USD 221391.8 0.0662969673 Long EC CORP US N 1 N N N Fortistar Sustainable Solution N/A 34962M205 47426 NS USD 473785.74 0.1418776925 Long EC CORP US N 1 N N N FORTERRA FIN LLC/FRTA FI N/A 34962WAA2 1299000 PA USD 1378628.7 0.4128377918 Long DBT CORP US N 2 2025-07-15 Fixed 6.5 N N N N N N Fortress Value Acquisition Cor N/A 34964G107 23676 NS USD 231314.52 0.0692683793 Long EC CORP US N 1 N N N Fortress Value Acquisition Cor N/A 34964G206 6883 NS USD 68210.53 0.0204260107 Long EC CORP US N 1 N N N Fortress Value Acquisition Cor N/A 34964K108 17951 NS USD 175022.25 0.0524113557 Long EC CORP US N 1 N N N Fortress Value Acquisition Cor N/A 34964K207 16404 NS USD 161087.28 0.0482384539 Long EC CORP US N 1 N N N FOSSIL GROUP INC DDMY8YZ6L8UEMS1FDM73 34988V304 31540 NS USD 801116 0.2398985024 Long EP CORP US N 1 N N N FRESH MARKET INC 529900QM5ZSBEBR6CS58 35804HAA4 5251000 PA USD 5401966.25 1.6176478977 Long DBT CORP US N 2 2023-05-01 Fixed 9.75 N N N N N N Fusion Acquisition Corp II N/A 36118N201 15500 NS USD 153372.5 0.0459282214 Long EC CORP US N 1 N N N GCM GROSVENOR INC - CLASS A N/A 36831E116 50688 NS USD 76032 0.0227681920 N/A DE CORP US N 1 NASDAQ GM N/A Call Purchased GCM Grosvenor Inc GCM Grosvenor Inc 1 11.500000000000 USD 2025-11-17 XXXX 48244.41 N N N GENESIS ENERGY LP/GENESI N/A 37185LAF9 3324000 PA USD 3290760 0.9854358116 Long DBT CORP US N 2 2024-06-15 Fixed 5.625 N N N N N N GETTY IMAGES INC 5493005NV20IG4VEKZ40 374276AJ2 4392000 PA USD 4652226 1.3931341405 Long DBT CORP US N 2 2027-03-01 Fixed 9.75 N N N N N N GINKGO BIOWORKS HOLDINGS INC N/A 37611X118 11400 NS USD 25536 0.0076468928 N/A DE CORP US N 1 New York N/A Call Purchased Ginkgo Bioworks Holdings Inc Ginkgo Bioworks Holdings Inc 1 11.500000000000 USD 2026-08-01 XXXX -641.94 N N N GlaxoSmithKline PLC 5493000HZTVUYLO1D793 37733W105 42600 NS USD 1878660 0.5625748587 Long EC CORP GB N 1 N N N Goal Acquisitions Corp N/A 38021H107 276246 NS USD 2679586.2 0.8024165244 Long EC CORP US N 1 N N N GOAL ACQUISITIONS CORP N/A 38021H115 272843 NS USD 149054.13 0.0446350623 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Goal Acquisitions Corp Goal Acquisitions Corp 1 11.500000000000 USD 2022-01-31 XXXX 8060.7 N N N Golden Falcon Acquisition Corp N/A 38102H109 125274 NS USD 1225179.72 0.3668866681 Long EC CORP US N 1 N N N GOLDEN FALCON ACQUISITI-CL A N/A 38102H117 62637 NS USD 39473.84 0.0118206541 N/A DE CORP US N 1 New York N/A Call Purchased Golden Falcon Acquisition Corp Golden Falcon Acquisition Corp 1 11.500000000000 USD 2026-11-04 XXXX -56284.16 N N N Goldman Sachs Financial Square N/A 38141W273 5448445.32 NS USD 5448445.32 1.6315663056 Long STIV RF US N 1 N N N Gores Holdings VIII Inc N/A 382863108 431 NS USD 4396.2 0.0013164658 Long EC CORP US N 1 N N N Gores Technology Partners Inc N/A 382870103 11297 NS USD 111953.27 0.0335250099 Long EC CORP US N 1 N N N Gores Technology Partners Inc N/A 382870202 1000 NS USD 10060 0.0030125212 Long EC CORP US N 1 N N N Gores Technology Partners II I N/A 38287L107 3902 NS USD 38629.8 0.0115679017 Long EC CORP US N 1 N N N Graf Acquisition Corp IV N/A 384272209 16558 NS USD 163924.2 0.0490879849 Long EC CORP US N 1 N N N GRUBHUB HOLDINGS INC N/A 40010PAA6 684000 PA USD 679212 0.2033936928 Long DBT CORP US N 2 2027-07-01 Fixed 5.5 N N N N N N Hartford Financial Services Gr IU7C3FTM7Y3BQM112U94 416515104 42693 NS USD 2947524.72 0.8826521578 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 249146.85 0.0746083666 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Hartford Financial Services Gr Hartford Financial Services Group Inc/The Y Unrealized appreciation/depreciation relating to the underlying position 2022-03-30 0.000000000000 USD 0.000000000000 USD 4985861.68 USD 249146.85 N N N Haymaker Acquisition Corp III N/A 42087R207 28814 NS USD 284970.46 0.0853359396 Long EC CORP US N 1 N N N Health Assurance Acquisition C N/A 42226W109 35375 NS USD 345613.75 0.1034958995 Long EC CORP US N 1 N N N Healthcare Services Acquisitio N/A 42227K104 128000 NS USD 1249280 0.3741036267 Long EC CORP US N 1 N N N HEALTHCARE SERVICES ACQUI-A N/A 42227K112 64000 NS USD 33280 0.0099658753 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Healthcare Services Acquisitio Healthcare Services Acquisition Corp 1 11.500000000000 USD 2027-12-31 XXXX -50953.78 N N N Hennessy Capital Investment Co N/A 42589T206 44900 NS USD 447653 0.1340521027 Long EC CORP US N 1 N N N Hertz Global Holdings Inc 549300NBK3K85MH1EX16 42806J700 1387 NS USD 34661.13 0.0103794621 Long EC CORP US N 1 N N N Hudson Executive Investment Co N/A 443760202 54000 NS USD 534060 0.1599271444 Long EC CORP US N 1 N N N INSU Acquisition Corp III N/A 457817302 61265 NS USD 601622.3 0.1801590391 Long EC CORP US N 1 N N N InterPrivate II Acquisition Co N/A 46064Q207 55833 NS USD 552188.37 0.1653557824 Long EC CORP US N 1 N N N InterPrivate III Financial Par N/A 46064R106 55830 NS USD 553275.3 0.1656812695 Long EC CORP US N 1 N N N INTERPRIVATE III FINANCIAL-A N/A 46064R114 11166 NS USD 15632.4 0.0046812064 N/A DE CORP US N 1 New York N/A Call Purchased InterPrivate III Financial Par InterPrivate III Financial Partners Inc 1 11.500000000000 USD 2027-12-31 XXXX 3434.21 N N N InterPrivate IV InfraTech Part N/A 46064T201 55833 NS USD 549955.05 0.1646870027 Long EC CORP US N 1 N N N Intersect ENT Inc 549300SWZUVLSFMOXR50 46071F103 48370 NS USD 1320984.7 0.3955759855 Long EC CORP US N 1 N N N Invesco Senior Income Trust 549300C38VE5Y5R75E56 46131H107 64480 NS USD 279198.4 0.0836074651 Long EC RF US N 1 N N N N/A N/A 46131H107 1 NC USD 93862.33 0.0281075804 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 Invesco Senior Income Trust Invesco Senior Income Trust Y Unrealized appreciation/depreciation relating to the underlying position 2022-03-19 0.000000000000 USD 0.000000000000 USD 897093.73 USD 93862.33 N N N N/A N/A N/A 1 NC USD 29130.5 0.0087232852 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 Invesco Dynamic Credit Opportu Invesco Dynamic Credit Opportunity Fund Y Unrealized appreciation/depreciation relating to the underlying position 2022-11-19 0.000000000000 USD 0.000000000000 USD 530357.55 USD 29130.5 N N N N/A N/A N/A 1 NC USD 24770.32 0.0074176058 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Invesco Dynamic Credit Opportu Invesco Dynamic Credit Opportunity Fund Y Unrealized appreciation/depreciation relating to the underlying position 2022-11-19 0.000000000000 USD 0.000000000000 USD 151877.55 USD 24770.32 N N N Isleworth Healthcare Acquisiti N/A 46468P102 18841 NS USD 185395.44 0.0555176634 Long EC CORP US N 1 N N N ISLEWORTH HEALTHCARE ACQUISI N/A 46468P110 3537.5 NS USD 1759.55 0.0005269067 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Isleworth Healthcare Acquisiti Isleworth Healthcare Acquisition Corp 1 11.500000000000 USD 2027-08-02 XXXX 433.84 N N N Jaws Hurricane Acquisition Cor N/A 47201B103 31058 NS USD 300330.86 0.0899356941 Long EC CORP US N 1 N N N Khosla Ventures Acquisition Co N/A 482504107 32820 NS USD 318354 0.0953328205 Long EC CORP US N 1 N N N Khosla Ventures Acquisition Co N/A 482506102 48573 NS USD 474072.48 0.1419635583 Long EC CORP US N 1 N N N KKR Acquisition Holdings I Cor N/A 48253T208 33765 NS USD 338325.3 0.1013133339 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC 310940.68 0.0931128619 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Vivendi SE Vivendi SE Y Unrealized appreciation/depreciation relating to the underlying position 2022-08-19 0.000000000000 EUR 0.000000000000 EUR 4870144 EUR 310940.68 N N N KL Acquisition Corp N/A 49837C109 159999 NS USD 1563190.23 0.4681057364 Long EC CORP US N 1 N N N KL ACQUISITION CORP/MO-CLS A N/A 49837C117 53333 NS USD 28266.49 0.0084645527 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased KL Acquisition Corp KL Acquisition Corp 1 11.500000000000 USD 2028-01-12 XXXX -7988.65 N N N KludeIn I Acquisition Corp N/A 49878L208 20000 NS USD 200800 0.0601306418 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC -558337.68 -0.1671972264 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Bayer AG Bayer AG Y Unrealized appreciation/depreciation relating to the underlying position 2022-01-28 0.000000000000 EUR 0.000000000000 EUR 3567300 EUR -558337.68 N N N Landcadia Holdings IV Inc N/A 51477A104 34481 NS USD 334465.7 0.1001575559 Long EC CORP US N 1 N N N Lerer Hippeau Acquisition Corp N/A 526749106 55833 NS USD 549396.72 0.1645198078 Long EC CORP US N 1 N N N LIGAND PHARMACEUTICALS N/A N/A 113683 NS USD 14216.06 0.0042570758 Long EC CORP US N 3 N N N Lionheart Acquisition Corp II N/A 53625R104 34191 NS USD 340542.36 0.1019772444 Long EC CORP US N 1 N N N Live Oak Crestview Climate Acq N/A 538086208 34468 NS USD 351573.6 0.1052806087 Long EC CORP US N 1 N N N Live Oak Mobility Acquisition N/A 538126103 17176 NS USD 167809.52 0.0502514649 Long EC CORP US N 1 N N N Longview Acquisition Corp II 549300KFRIOC6K28E041 54319Q105 43845 NS USD 431434.8 0.1291954753 Long EC CORP US N 1 N N N LONGVIEW ACQUISITION CORP -A 549300KFRIOC6K28E041 54319Q113 8769 NS USD 7452.77 0.0022317721 N/A DE CORP US N 1 New York N/A Call Purchased Longview Acquisition Corp II Longview Acquisition Corp II 1 11.500000000000 USD 2026-05-10 XXXX -5186.44 N N N M&T Bank Corp 549300WYXDDBYRASEG81 55261F104 -5977 NS USD -917947.66 -0.2748843724 Short EC CORP US N 1 N N N N/A N/A N/A 1 NC 275511.36 0.0825033611 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Daimler AG Daimler AG Y Unrealized appreciation/depreciation relating to the underlying position 2022-10-11 0.000000000000 EUR 0.000000000000 EUR 1135512 EUR 275511.36 N N N MGM Holdings Inc N/A 55303C101 11358 NS USD 1521972 0.4557627153 Long EC CORP US N 2 N N N MKS Instruments Inc 549300KEQATBHAGVF505 55306N104 -6984 NS USD -1216403.28 -0.3642585158 Short EC CORP US N 1 N N N M3-Brigade Acquisition II Corp N/A 553800103 34295 NS USD 339863.45 0.1017739412 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC -16385.53 -0.0049067352 N/A DE US N 2 Merril Lynch International GGDZP1UYGU9STUHRDP48 CNP Assurances CNP Assurances Y Unrealized appreciation/depreciation relating to the underlying position 2022-11-04 0.000000000000 EUR 0.000000000000 EUR 1802270.25 EUR -16385.53 N N N Magnachip Semiconductor Corp 529900P54J1ATLRBUV29 55933J203 7513 NS USD 157547.61 0.0471784806 Long EC CORP KR N 1 N N N MALLINCKRODT FIN/SB N/A 561233AG2 2837000 PA USD 3007886.7 0.9007278779 Long DBT CORP LU N 2 2025-04-15 None 10 Y N N N N N MarketWise Inc N/A 57064P107 12707 NS USD 95810.78 0.0286910543 Long EC CORP US N 1 N N N Mason Industrial Technology In N/A 57520Y205 53675 NS USD 532456 0.1594468179 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC -2027014.18 -0.6070003171 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Deutsche Telekom AG Deutsche Telekom AG Y Unrealized appreciation/depreciation relating to the underlying position 2022-07-20 0.000000000000 EUR 0.000000000000 EUR 11372770.8 EUR -2027014.18 N N N MEDIA GENERAL INC N/A 000000000 42852 NS USD 0 0.0000000000 Long EC CORP US N 3 N N N MedTech Acquisition Corp/NY N/A 58507N105 35584 NS USD 351569.92 0.1052795067 Long EC CORP US N 1 N N N MICROVAST HOLDINGS INC COM PIPE N/A N/A 50000 NS USD 268850 0.0805085810 Long EC CORP US Y 3 N N N N/A N/A N/A 1 NC -86684.71 -0.0259582034 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Koninklijke KPN NV Koninklijke KPN NV Y Unrealized appreciation/depreciation relating to the underlying position 2022-05-05 0.000000000000 EUR 0.000000000000 EUR 1445887.17 EUR -86684.71 N N N Molecular Partners AG 875500AXMLDAZ4D21744 60853G106 250 NS USD 4822.5 0.0014441236 Long EC CORP CH N 1 N N N MONEYLION INC N/A 60938K114 53893 NS USD 33413.66 0.0100059005 N/A DE CORP US N 1 New York N/A Call Purchased Moneylion Inc Moneylion Inc 1 11.500000000000 USD 2026-09-22 XXXX -3753.93 N N N N/A N/A N/A 1 NC 34768.48 0.0104116087 N/A DE US N 2 JP Morgan Securities Australia, Ltd. 549300Z0AVQF0QSFQV15 BHP Group Ltd BHP Group Ltd Y Unrealized appreciation/depreciation relating to the underlying position 2022-09-03 0.000000000000 AUD 0.000000000000 AUD -2367409 AUD 34768.48 N N N N/A N/A N/A 1 NC 4540.15 0.0013595724 N/A DE US N 2 Goldman Sachs International W22LROWP2IHZNBB6K528 BHP Group Ltd BHP Group Ltd Y Unrealized appreciation/depreciation relating to the underlying position 2022-09-07 0.000000000000 AUD 0.000000000000 AUD -4755443.5 AUD 4540.15 N N N Music Acquisition Corp/The N/A 62752R209 54900 NS USD 521550 0.1561809575 Long EC CORP US N 1 N N N NeoPhotonics Corp 5493001EHDO3GEGZ6930 64051T100 70415 NS USD 1082278.55 0.3240941428 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC -114127.36 -0.0341760528 N/A DE US N 2 JP Morgan Securites Japan Co., Ltd. 5493006PWI2H6PX25403 Hitachi Metals Ltd Hitachi Metals Ltd Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-08 0.000000000000 JPY 0.000000000000 JPY 327330124 JPY -114127.36 N N N Newbury Street Acquisition Cor N/A 65101L203 57099 NS USD 565280.1 0.1692761715 Long EC CORP US N 1 N N N North Mountain Merger Corp 54930034WSZ6BSWNPN41 661204107 35878 NS USD 353757.08 0.1059344635 Long EC CORP US N 1 N N N Northern Genesis Acquisition C N/A 66516W107 34695 NS USD 337290.91 0.1010035802 Long EC CORP US N 1 N N N Northern Star Investment Corp N/A 66573W107 110310 NS USD 1070007 0.3204193610 Long EC CORP US N 1 N N N NortonLifeLock Inc YF6ZV0M6AU4FY94MK914 668771108 -37323 NS USD -969651.54 -0.2903673778 Short EC CORP US N 1 N N N Novus Capital Corp II N/A 67012W203 27600 NS USD 284004 0.0850465279 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 175275.97 0.0524873336 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 Nuance Communications Inc Nuance Communications Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-07-12 0.000000000000 USD 0.000000000000 USD 16422129.24 USD 175275.97 N N N N/A N/A N/A 1 NC USD 1336475.88 0.4002149028 N/A DE US N 2 GOLDMAN SACHS & CO. LLC FOR8UP27PHTHYVLBNG30 Nuance Communications Inc Nuance Communications Inc Y Unrealized appreciation/depreciation relating to the underlying position 2022-06-22 0.000000000000 USD 0.000000000000 USD 1336475.88 USD 0 N N N Nuveen New York AMT-Free Quali 549300V4X2BF3UXSCQ58 670656107 58257 NS USD 803364.03 0.2405716871 Long EC RF US N 1 N N N N/A N/A N/A 1 NC USD -44469.8 -0.0133167212 N/A DE US N 2 JP Morgan Securites LLC ZBUT11V806EZRVTWT807 Nuveen New York AMT-Free Quali Nuveen New York AMT-Free Quality Municipal Income Fund Y Unrealized appreciation/depreciation relating to the underlying position 2022-10-07 0.000000000000 USD 0.000000000000 USD 1172439.59 USD -44469.8 N N N One Equity Partners Open Water N/A 68237L204 84160 NS USD 830659.2 0.2487453728 Long EC CORP US N 1 N N N Oscar Health Inc N/A 687793109 300 NS USD 2355 0.0007052174 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC -57529.11 -0.0172274019 N/A DE US N 2 JP Morgan Securites Japan Co., Ltd. 5493006PWI2H6PX25403 Toshiba Corp Toshiba Corp Y Unrealized appreciation/depreciation relating to the underlying position 2022-04-19 0.000000000000 JPY 0.000000000000 JPY 138797120 JPY -57529.11 N N N PNM Resources Inc 5493003JOBJGLZSDDQ28 69349H107 29460 NS USD 1343670.6 0.4023694005 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC USD 16325.65 0.0048888039 N/A DE US N 2 Bank of America, National Association B4TYDEB6GKMZO031MB27 Pan American Silver Corp Pan American Silver Corp Y Unrealized appreciation/depreciation relating to the underlying position 2022-02-22 0.000000000000 USD 0.000000000000 USD -400219.16 USD 16325.65 N N N Pan American Silver Corp 549300MKTF5851TYIB83 697900132 322499 NS USD 251129.97 0.0752022225 Long EC CORP CA N 1 N N N PEAR THERAPEUTICS INC N/A 704723113 36173 NS USD 21707.42 0.0065004039 N/A DE CORP US N 1 NASDAQ CM N/A Call Purchased Pear Therapeutics Inc Pear Therapeutics Inc 1 11.500000000000 USD 2026-12-01 XXXX -5484.76 N N N People's United Financial Inc ROPY7PEPIPIDJNF0BO69 712704105 50647 NS USD 902529.54 0.2702673333 Long EC CORP US N 1 N N N Pershing Square Tontine Holdin 549300ZDVEYEVCF35B08 71531R109 44373 NS USD 875035.56 0.2620341129 Long EC CORP US N 1 N N N N/A N/A N/A 1 NC 278.69 0.0000834552 N/A DE US N 2 JP Morgan Securities plc K6Q0W1PS1L1O4IQL9C32 Lundin Energy AB Lundin Energy AB Y Unrealized appreciation/depreciation relating to the underlying position 2022-12-28 0.000000000000 SEK 0.000000000000 SEK 3707088 SEK 278.69 N N N Phoenix Biotech Acquisition Co N/A 71902K204 10157 NS USD 102484.13 0.0306894249 Long EC CORP US N 1 N N N Pivotal Investment Corp III N/A 72582M205 53401 NS USD 528669.9 0.1583130499 Long EC CORP US N 1 N N N Post Holdings Partnering Corp N/A 737465104 51299 NS USD 502730.2 0.1505452669 Long EC CORP US N 1 N N N Priveterra Acquisition Corp N/A 74275N201 55621 NS USD 551204.11 0.1650610405 Long EC CORP US N 1 N N N Progress Acquisition Corp N/A 74327P204 6042 NS USD 60359.58 0.0180750014 Long EC CORP US N 1 N N N PROOF 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