0000791908-14-000047.txt : 20140320 0000791908-14-000047.hdr.sgml : 20140320 20140320153850 ACCESSION NUMBER: 0000791908-14-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140318 FILED AS OF DATE: 20140320 DATE AS OF CHANGE: 20140320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein Thomas CENTRAL INDEX KEY: 0001572521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 14706734 MAIL ADDRESS: STREET 1: 1277 BALBOA AVENUE CITY: BURLINGAME STATE: CA ZIP: 94010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-03-18 0 0000791908 XOMA Corp XOMA 0001572521 Klein Thomas C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 0 1 0 0 Chief Commercial Officer Common Shares 2014-03-18 4 M 0 667 0 A 44115 D Common Shares 2014-03-18 4 S 0 257 6.316 D 43858 D Common Shares 2014-03-18 4 M 0 80000 0 A 123858 D Common Shares 2014-03-18 4 S 0 30708 6.316 D 93150 D Common Shares 1659 I by 401(k) Restricted Stock Units 0 2014-03-18 4 M 0 667 0 D 2014-03-18 2016-03-18 Common Shares 667 241333 D Restricted Stock Units 0 2014-03-18 4 M 0 80000 0 D 2014-03-18 2016-03-18 Common Shares 80000 161333 D These restricted stock units were granted on March 23, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock. Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan. These restricted stock units were granted on March 18, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016. By: Russell J. Wood For: Thomas Klein 2014-03-20