0001062993-23-016867.txt : 20230818 0001062993-23-016867.hdr.sgml : 20230818 20230818180723 ACCESSION NUMBER: 0001062993-23-016867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230816 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitten Anthony Charles CENTRAL INDEX KEY: 0001878623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 231186908 MAIL ADDRESS: STREET 1: C/O DELL TECHNOLOGIES INC. STREET 2: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc. CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Dell Technologies Inc DATE OF NAME CHANGE: 20160825 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-08-16 1 0001571996 Dell Technologies Inc. DELL 0001878623 Whitten Anthony Charles ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 Co-Chief Operating Officer 1 Class C Common Stock 2023-08-16 4 F 0 83206 55.73 D 758001 D Class C Common Stock 2023-08-17 4 S 0 100203 55.09 D 657798 D Class C Common Stock 2023-08-17 4 S 0 7600 55.73 D 650198 D Represents shares withheld by the Issuer for payment of the tax liability incurred with respect to restricted stock units ("RSUs") granted on August 16, 2021 as follows: (a) 69,944 shares with respect to RSUs that vested on August 16, 2023, (b) 6,631 shares with respect to RSUs that will vest on August 16, 2024 and (c) 6,631 shares with respect to RSUs that will vest on August 16, 2025. These transactions were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 represents a weighted average sales price of $55.09. These shares were sold in multiple transactions at prices ranging from $54.65 to $55.64, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in Column 4 represents a weighted average sales price of $55.73. These shares were sold in multiple transactions at prices ranging from $55.65 to $55.80, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. /s/ James Williamson, Attorney-in-Fact 2023-08-18