0000950170-24-082820.txt : 20240710 0000950170-24-082820.hdr.sgml : 20240710 20240710200945 ACCESSION NUMBER: 0000950170-24-082820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240708 FILED AS OF DATE: 20240710 DATE AS OF CHANGE: 20240710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLTA V (GP), L.L.C. CENTRAL INDEX KEY: 0001737652 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 241110879 BUSINESS ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-8120 MAIL ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Lake Technology Investors V, L.P. CENTRAL INDEX KEY: 0001735863 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 241110876 BUSINESS ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650)233-8120 MAIL ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Lake Partners V DE (AIV), L.P. CENTRAL INDEX KEY: 0001737659 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 241110877 BUSINESS ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-8120 MAIL ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Lake Technology Associates V, L.P. CENTRAL INDEX KEY: 0001737657 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 241110878 BUSINESS ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-8120 MAIL ADDRESS: STREET 1: C/O SILVER LAKE STREET 2: 2775 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc. CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Dell Technologies Inc DATE OF NAME CHANGE: 20160825 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 ownership.xml 4 X0508 4 2024-07-08 false 0001571996 Dell Technologies Inc. DELL 0001737652 SLTA V (GP), L.L.C. C/O SILVER LAKE 2775 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 true false true false 0001737657 Silver Lake Technology Associates V, L.P. C/O SILVER LAKE 2775 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 true false true false 0001737659 Silver Lake Partners V DE (AIV), L.P. C/O SILVER LAKE 2775 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 true false true false 0001735863 Silver Lake Technology Investors V, L.P. C/O SILVER LAKE 2775 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 true false true false false Class C Common Stock 2024-07-08 4 M false 523024 A 551665 I Held through SL SPV-2, L.P. Class C Common Stock 2024-07-08 4 M false 536910 A 543184 I Held through Silver Lake Partners IV, L.P. Class C Common Stock 2024-07-08 4 M false 290629 A 304740 I Held through Silver Lake Partners V DE (AIV), L.P. Class C Common Stock 2024-07-08 4 M false 7900 A 7900 I Held through Silver Lake Technology Investors IV, L.P.( Class C Common Stock 2024-07-08 4 M false 3563 A 3563 I Held through Silver Lake Technology Investors V, L.P. Class C Common Stock 2024-07-08 4 S false 361637 144.68 D 190028 I Held through SL SPV-2, L.P. Class C Common Stock 2024-07-08 4 S false 414286 144.68 D 128898 I Held through Silver Lake Partners IV, L.P. Class C Common Stock 2024-07-08 4 S false 212614 144.68 D 92126 I Held through Silver Lake Partners V DE (AIV), L.P. Class C Common Stock 2024-07-08 4 S false 7900 144.68 D 0 I Held through Silver Lake Technology Investors IV, L.P. Class C Common Stock 2024-07-08 4 S false 3563 144.68 D 0 I Held through Silver Lake Technology Investors V, L.P. Class C Common Stock 2024-07-09 4 J false 190028 D 0 I Held through SL SPV-2, L.P. Class C Common Stock 2024-07-09 4 J false 128898 D 0 I Held through Silver Lake Partners IV, L.P. Class C Common Stock 2024-07-09 4 J false 92126 D 0 I Held through Silver Lake Partners V DE (AIV), L.P. Class C Common Stock 2024-07-09 4 M false 522809 A 522809 I Held through SL SPV-2, L.P. Class C Common Stock 2024-07-09 4 M false 536690 A 536690 I Held through Silver Lake Partners IV, L.P. Class C Common Stock 2024-07-09 4 M false 290510 A 290510 I Held through Silver Lake Partners V DE (AIV), L.P. Class C Common Stock 2024-07-09 4 M false 7897 A 7897 I Held through Silver Lake Technology Investors IV, L.P.( Class C Common Stock 2024-07-09 4 M false 3561 A 3561 I Held through Silver Lake Technology Investors V, L.P. Class C Common Stock 2024-07-09 4 S false 361393 146.66 D 161416 I Held through SL SPV-2, L.P. Class C Common Stock 2024-07-09 4 S false 414736 146.66 D 121954 I Held through Silver Lake Partners IV, L.P. Class C Common Stock 2024-07-09 4 S false 212413 146.66 D 78097 I Held through Silver Lake Partners V DE (AIV), L.P. Class C Common Stock 2024-07-09 4 S false 7897 146.66 D 0 I Held through Silver Lake Technology Investors IV, L.P. Class C Common Stock 2024-07-09 4 S false 3561 146.66 D 0 I Held through Silver Lake Technology Investors V, L.P. Class C Common Stock 128808 I Held through SLTA SPV-2, L.P. Class C Common Stock 76204 I Held through Silver Lake Technology Associates V, L.P. Class C Common Stock 4661 I Held through Silver Lake Technology Associates IV, L.P. Class C Common Stock 201170 I Held through Silver Lake Group, L.L.C. Class C Common Stock 1329 I See footnote Class C Common Stock 770369 D Class C Common Stock 27971 I See footnote Class B Common Stock 2024-07-08 4 M false 523024 0.00 D Class C Common Stock 523024 26005211 I Held through SL SPV-2, L.P. Class B Common Stock 2024-07-08 4 M false 536910 0.00 D Class C Common Stock 536910 26695655 I Held through Silver Lake Partners IV, L.P. Class B Common Stock 2024-07-08 4 M false 290629 0.00 D Class C Common Stock 290629 14450323 I Held through Silver Lake Partners V DE (AIV), L.P. Class B Common Stock 2024-07-08 4 M false 7900 0.00 D Class C Common Stock 7900 392782 I Held through Silver Lake Technology Investors IV, L.P. Class B Common Stock 2024-07-08 4 M false 3563 0.00 D Class C Common Stock 3563 177122 I Held through Silver Lake Technology Investors V, L.P. Class B Common Stock 2024-07-09 4 M false 522809 0.00 D Class C Common Stock 522809 25482402 I Held through SL SPV-2, L.P. Class B Common Stock 2024-07-09 4 M false 536690 0.00 D Class C Common Stock 536690 26158965 I Held through Silver Lake Partners IV, L.P. Class B Common Stock 2024-07-09 4 M false 290510 0.00 D Class C Common Stock 290510 14159813 I Held through Silver Lake Partners V DE (AIV), L.P. Class B Common Stock 2024-07-09 4 M false 7897 0.00 D Class C Common Stock 7897 384885 I Held through Silver Lake Technology Investors IV, L.P. Class B Common Stock 2024-07-09 4 M false 3561 0.00 D Class C Common Stock 3561 173561 I Held through Silver Lake Technology Investors V, L.P. SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on July 8, 2024 and July 9, 2024 and initiated in-kind distributions of shares of Class C Common Stock on July 9, 2024. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 8, 2024 and July 9, 2024 and, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. These shares of Class C Common Stock are held by SLTA SPV, including shares received in connection with pro rata distributions made by SPV-2 on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. These shares of Class C Common Stock are held by SLTA V, including shares received in connection with pro rata distributions made by SLP V on July 9, 2024 The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. These shares of Class C Common Stock are held by SLTA IV, including shares received in connection with pro rata distributions made by SLP IV on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Reflects shares held by Silver Lake Group, L.L.C. ("SLG"). Shares held includes additional shares of Class C Common Stock received in connection with pro rata distributions made by SPV-2, SLP IV and SLP V on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. These shares of Common Stock are held by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, including shares received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates on July 9, 2024. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Represents shares of Class C Common Stock held by Mr. Egon Durban immediately following the receipt of shares in connection with the distributions of shares of Class C Common Stock on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members, including shares received in connection with the distributions of shares of Class C Common Stock on July 9, 2024. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4. By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA V (GP), L.L.C. 2024-07-10 By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA V (GP), L.L.C., general partner of Silver Lake Technology Associates V, L.P. 2024-07-10 By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA V (GP), L.L.C., general partner of Silver Lake Technology Associates V, L.P., general partner of Silver Lake Partners V DE (AIV), LP 2024-07-10 By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA V (GP), L.L.C., gen. partner of Silver Lake Technology Associates V, L.P., gen. partner of Silver Lake Technology Investors V, L.P. 2024-07-10