0001209191-22-051022.txt : 20220922 0001209191-22-051022.hdr.sgml : 20220922 20220922164136 ACCESSION NUMBER: 0001209191-22-051022 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220916 FILED AS OF DATE: 20220922 DATE AS OF CHANGE: 20220922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Stuart Glen CENTRAL INDEX KEY: 0001942706 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 221259685 MAIL ADDRESS: STREET 1: INTERCONTINENTAL EXCHANGE, INC. STREET 2: 5660 NEW NORTHSIDE DR. CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-09-16 0 0001571949 Intercontinental Exchange, Inc. ICE 0001942706 Williams Stuart Glen 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 0 1 0 0 Chief Operating Officer Common Stock 8911 D Employee Stock Option (right to buy) Holding 67.00 2028-02-08 Common Stock 3576 D Employee Stock Option (right to buy) Holding 76.16 2029-02-08 Common Stock 6472 D Employee Stock Option (right to buy) Holding 92.63 2030-02-07 Common Stock 7205 D Employee Stock Option (right to buy) Holding 114.19 2031-02-05 Common Stock 6606 D Employee Stock Option (right to buy) Holding 129.76 2032-02-04 Common Stock 7095 D The common stock number referred in Table I is an aggregate number and represents 5,081 unvested restricted stock units ("RSUs"), and 3,830 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting. These options are fully vested. These options vest in accordance with the following schedule: 33.33% of the options vested on February 7, 2021, 33.33% of the options vested on February 7, 2022 and 33.33% of the options vest on February 7, 2023. These options vest in accordance with the following schedule: 33.33% of the options vested on February 5, 2022, 33.33% of the options vest on February 5, 2023 and 33.33% of the options vest on February 5, 2024. These options vest in accordance with the following schedule: 33.33% of the options vest on February 4, 2023, 33.33% of the options vest on February 4, 2024 and 33.33% of the options vest on February 4, 2025. /s/ Octavia N. Spencer, Attorney-in-fact 2022-09-22 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT

POWER OF ATTORNEY


      KNOW ALL PERSONS BY THESE PRESENTS that the undersigned does
hereby make, constitute and appoint each of Andrew J. Surdykowski, Octavia N.
Spencer
and Tate E. Braun (and any other employee of Intercontinental Exchange, Inc.
(the
Company) designated in writing by one of the attorneys-in-fact), acting
individually, its
true and lawful attorney, to do and perform any and all acts for and on behalf
of the
undersigned to complete, execute and deliver in its name and on its behalf, any
and all
filings and any Form ID applications, required to be made by the undersigned
under the
Securities Exchange Act of 1934, as amended (the Act), relating to the Company
with
respect to securities of the Company that may be deemed to be beneficially owned
by the
undersigned under the Act, giving and granting unto each said attorney-in-fact
power and
authority to act in the premises as fully and to all intents and purposes as the
undersigned
might or could do if personally present by one of its authorized signatories,
hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be
done by virtue hereof.  The undersigned acknowledges that said
attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the
Company assuming, any of the undersigned?s responsibilities to comply with
Section 16
of the Act.

      THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned, until the undersigned is no longer
required to
make filings under the Act or until such time as the person or persons to whom
power of
attorney has been hereby granted cease(s) to be an employee of the Company or
one of its
affiliates.

      IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of August 10, 2022.



                              /s/ Stuart G. Williams