0001209191-21-064201.txt : 20211112
0001209191-21-064201.hdr.sgml : 20211112
20211112163306
ACCESSION NUMBER: 0001209191-21-064201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211110
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Surdykowski Andrew J
CENTRAL INDEX KEY: 0001755922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36198
FILM NUMBER: 211404141
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intercontinental Exchange, Inc.
CENTRAL INDEX KEY: 0001571949
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-857-4700
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc.
DATE OF NAME CHANGE: 20130312
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-10
0
0001571949
Intercontinental Exchange, Inc.
ICE
0001755922
Surdykowski Andrew J
5660 NEW NORTHSIDE DRIVE
ATLANTA
GA
30328
0
1
0
0
General Counsel
Common Stock
2021-11-10
4
M
0
2500
41.59
A
41079
D
Common Stock
2021-11-10
4
M
0
2070
50.01
A
43149
D
Common Stock
2021-11-10
4
S
0
4500
135.08
D
38649
D
Employee Stock Option (right to buy) Holding
41.59
2021-11-10
4
M
0
2500
0.00
D
2025-01-20
Common Stock
2500
2500
D
Employee Stock Option (right to buy) Holding
50.01
2021-11-10
4
M
0
2070
0.00
D
2026-01-14
Common Stock
2070
10580
D
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The common stock number referred in Table I is an aggregate number and represents 31,998 shares of common stock and 6,651 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.
These options are fully vested.
/s/ Octavia N. Spencer, Attorney-in-fact
2021-11-12