X0306 4 2013-11-13 0 0001571949 IntercontinentalExchange Group, Inc. ICE 0001042445 TESE VINCENT 2100 RIVEREDGE PARKWAY SUITE 500 ATLANTA GA 30328 1 0 0 0 Deferred Compensation 2013-11-13 4 A 0 4163 A 4163 D Common Stock 2013-11-13 4 A 0 10905 A 10905 D As of the effective time (the "Effective Time") of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger dated as of March 19, 2013, by and among IntercontinentalExchange, Inc. ("ICE"), IntercontinentalExchange Group, Inc. ("ICE Group"), NYSE Euronext, Braves Merger Sub, Inc., and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) (the "Merger Agreement"), each Deferred Compensation Obligation of ICE issued to the reporting person under the ICE 2003 Restricted Stock Deferral Plan for Outside Directors was converted into an award of a substantially equivalent Deferred Compensation Obligation of ICE Group pursuant to the terms of the Merger Agreement. As of the Effective Time of the transactions contemplated by the Merger Agreement, each share of common stock of ICE and each restricted stock unit of ICE held by the reporting person was converted into one share of common stock of ICE Group or one substantially equivalent restricted stock unit of ICE Group, respectively. (This footnote is continued onto footnote 3). The common stock number referred in Table I is an aggregate number and represents 9,614 shares of common stock of ICE Group and 1,291 restricted stock units of ICE Group held by the reporting person immediately following the Effective Time. The restricted stock units vest on the one-year anniversary of the grant date, which is February 28, 2013. /s/ Andrew J. Surdykowski, Attorney-in-fact 2013-11-14