0000950170-24-015369.txt : 20240214
0000950170-24-015369.hdr.sgml : 20240214
20240214173429
ACCESSION NUMBER: 0000950170-24-015369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240212
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foley Douglas
CENTRAL INDEX KEY: 0001918894
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36198
FILM NUMBER: 24640847
MAIL ADDRESS:
STREET 1: INTERCONTINENTAL EXCHANGE, INC.
STREET 2: 5660 NEW NORTHSIDE DR
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intercontinental Exchange, Inc.
CENTRAL INDEX KEY: 0001571949
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-857-4700
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc.
DATE OF NAME CHANGE: 20130312
4
1
ownership.xml
4
X0508
4
2024-02-12
0001571949
Intercontinental Exchange, Inc.
ICE
0001918894
Foley Douglas
5660 NEW NORTHSIDE DRIVE
ATLANTA
GA
30328
false
true
false
false
SVP, HR & Administration
false
Common Stock
2024-02-12
4
M
false
7070
41.59
A
25453
D
Common Stock
2024-02-12
4
S
false
7070
136.09
D
18383
D
Common Stock
2024-02-14
4
M
false
5140
41.59
A
23523
D
Common Stock
2024-02-12
4
A
false
4309
0
A
27832
D
Common Stock
2024-02-12
4
F
false
646
135.46
D
27186
D
Employee Stock Option (right to buy) Holding
41.59
2024-02-12
4
M
false
7070
0
D
2025-01-20
Common Stock
7070
5140
D
Employee Stock Option (right to buy) Holding
41.59
2024-02-14
4
M
false
5140
0
D
2025-01-20
Common Stock
5140
0
D
Employee Stock Option (right to buy) Holding
135.46
2024-02-12
4
A
false
5324
0.00
A
2034-02-12
Common Stock
5324
5324
D
The price range for the aggregate amount sold by the direct holder is $136.08 to $136.11. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Represents shares of performance based restricted stock units granted to the filing person on February 3, 2023. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2023 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 12, 2024, 1/3 on February 12, 2025 and 1/3 on February 12, 2026). Of the 4,309 shares, 1,435 were issued on February 12, 2024, of which 646 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 2,874 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.
Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
The common stock number referred in Table I is an aggregate number and represents 21,657 shares of common stock and 5,529 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting.
These options are fully vested.
These options vest in accordance with the following schedule: 33.33% of the options vest on February 12, 2025, 33.33% of the options vest on February 12, 2026 and 33.33% of the options vest on February 12, 2027.
/s/ Octavia N. Spencer, Attorney-in-fact
2024-02-14