0001628280-23-031574.txt : 20230906
0001628280-23-031574.hdr.sgml : 20230906
20230906171128
ACCESSION NUMBER: 0001628280-23-031574
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230905
FILED AS OF DATE: 20230906
DATE AS OF CHANGE: 20230906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dresselhuys Eric P.
CENTRAL INDEX KEY: 0001571531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39525
FILM NUMBER: 231240065
MAIL ADDRESS:
STREET 1: 555 BROADWAY STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESS Tech, Inc.
CENTRAL INDEX KEY: 0001819438
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 981550150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
BUSINESS PHONE: (855) 423-9920
MAIL ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
FORMER COMPANY:
FORMER CONFORMED NAME: ACON S2 Acquisition Corp.
DATE OF NAME CHANGE: 20200728
4
1
wk-form4_1694034678.xml
FORM 4
X0508
4
2023-09-05
0
0001819438
ESS Tech, Inc.
GWH
0001571531
Dresselhuys Eric P.
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG. 83
WILSONVILLE
OR
97070
1
1
0
0
Chief Executive Officer
0
Common Stock
2023-09-05
5
A
0
E
128617
0
A
2095468
D
Employee Stock Option (right to buy)
1.60
2023-09-05
5
A
0
E
192926
0
A
2024-09-05
2033-09-05
Common Stock
192926
192926
D
The reported shares are represented by restricted stock units, or RSUs, which vest as to 1/3 of the RSUs on November 20, 2024 and 1/3 of the RSUs vest annually thereafter subject to the Reporting Person remaining as a Service Provider to the issuer as of each vest date.
A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
1/3 of the shares subject to the option shall vest on the one year anniversary of the date of grant and 1/3 of the shares subject to the option shall vest annually thereafter, provided that the Reporting Person remains as a Service Provider to the issuer as of each vest date.
/s/ Kelly F. Goodman, by power of attorney
2023-09-06