0001209191-18-004840.txt : 20180123
0001209191-18-004840.hdr.sgml : 20180123
20180123124511
ACCESSION NUMBER: 0001209191-18-004840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180122
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Robert W
CENTRAL INDEX KEY: 0001571458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00303
FILM NUMBER: 18541616
MAIL ADDRESS:
STREET 1: 1014 VINE STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KROGER CO
CENTRAL INDEX KEY: 0000056873
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 310345740
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0203
BUSINESS ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
BUSINESS PHONE: 5137624000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-22
0
0000056873
KROGER CO
KR
0001571458
Clark Robert W
THE KROGER CO.
1014 VINE STREET
CINCINNATI
OH
45202
0
1
0
0
Senior Vice President
Common Stock
2018-01-22
4
M
0
11000
14.305
A
130780.446
D
Common Stock
2018-01-22
4
S
0
11000
29.572
D
119780.446
D
Non-Qualified Stock Option
14.305
2018-01-22
4
M
0
11000
0.00
D
2018-06-26
Common Stock
11000
0
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2017.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.52 to $29.66, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Between July 1, 2017 and December 31, 2017, the reporting person acquired 238.4646 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
/s/ Robert W. Clark, by Dorothy D. Roberts, Attorney-in-Fact
2018-01-23