The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILE THERAPEUTICS INC | COM | 00847L100 | 18,940 | 2,171,831 | SH | SOLE | 2,171,831 | 0 | 0 | ||
AMBIT BIOSCIENCES CORP | COM | 02318X100 | 11,400 | 1,650,156 | SH | SOLE | 1,650,156 | 0 | 0 | ||
CEMPRA INC | COM | 15130J109 | 35,330 | 3,293,060 | SH | SOLE | 3,293,060 | 0 | 0 | ||
CEMPRA INC | COM | 15130J109 | 429 | 40,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CHIMERIX INC | COM | 16934W106 | 33,410 | 1,522,943 | SH | SOLE | 1,522,943 | 0 | 0 | ||
DURATA THERAPEUTICS INC | COM | 26658A107 | 34,570 | 2,030,175 | SH | SOLE | 2,030,175 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 32,540 | 2,054,594 | SH | SOLE | 2,054,594 | 0 | 0 | ||
LOMBARD MED INC | COM | G55598109 | 6,380 | 886,363 | SH | SOLE | 886,363 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 4,880 | 770,000 | SH | SOLE | 770,000 | 0 | 0 | ||
PERNIX THERAPEUTICS HLDGS IN | COM | 71426V108 | 18,050 | 2,010,000 | SH | SOLE | 2,010,000 | 0 | 0 | ||
PERNIX THERAPEUTICS HLDGS IN | COM | 71426V108 | 90 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 11,900 | 1,763,500 | SH | SOLE | 1,763,500 | 0 | 0 | ||
TRANSENTERIX INC | COM NEW | 89366M201 | 42,010 | 8,335,819 | SH | SOLE | 8,335,819 | 0 | 0 | ||
VERSARTIS INC | COM | 92529L102 | 55,090 | 1,964,568 | SH | SOLE | 1,964,568 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 39,460 | 2,597,742 | SH | SOLE | 2,597,742 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 657 | 43,261 | SH | Call | SOLE | 0 | 0 | 0 |