0000943663-17-000022.txt : 20170113 0000943663-17-000022.hdr.sgml : 20170113 20170112202635 ACCESSION NUMBER: 0000943663-17-000022 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170112 EFFECTIVENESS DATE: 20170113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO COMMODITY ALPHA FUND LTD. CENTRAL INDEX KEY: 0001570879 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-192637 FILM NUMBER: 17526219 BUSINESS ADDRESS: STREET 1: C/O INTERTRUST CORP. SERV. (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: (345) 914-3180 MAIL ADDRESS: STREET 1: C/O INTERTRUST CORP. SERV. (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0707 D/A LIVE 0001570879 PIMCO COMMODITY ALPHA FUND LTD. 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 (949) 720-6000 CAYMAN ISLANDS None None Other Exempt company true 2013 n/a n/a Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Promoter Investment Manager of the Issuer ("Investment Manager") Jamil Baz 650 Newport Center Drive Newport Beach E9 CAYMAN ISLANDS 92660 Executive Officer Managing Director of the Investment Manager David L. Braun 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jennifer S. Bridwell 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Richard H. Clarida 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager William G. De Leon 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Edward Devlin 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Chris P. Dialynas 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jennifer E. Durham 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mohsen Fahmi 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Joachim Fels 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager David N. Fisher 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager David C. Flattum 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Michael A. Gomez 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Brent R. Harris 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Douglas M. Hodge 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jonathan L. Horne 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Daniel Hyman 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Daniel J. Ivascyn 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Lew W. Jacobs, IV 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew R. Jessop 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Nicholas J. Johnson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mark R. Kiesel 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Kimberley G. Korinke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Richard R. LeBrun 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Sudesh N. Mariappa 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Scott A. Mather 650 Newport Center Drive Newoort Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Ravi K. Mattu 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mohit Mittal 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager James F. Moore 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Alfred T. Murata 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager John W. Murray 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Thomas J. Otterbein 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Stephen A. Rodosky 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jerome M. Schneider 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Marc P. Seidner 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robin C. Nabors Shanahan 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Thibault Christian Stracke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Peter G. Strelow 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Eric M. Sutherland 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Joshua T. Thimons 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew T. Vaden 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Qi Wang 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Candice Stack Whitten 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Susan L. Wilson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mihir P. Worah 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robert O. Young 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001570965-13-000001 2013-02-28 true true false 100000 PIMCO Investments LLC 154957 PIMCO Investments LLC 154957 1633 Broadway 46th Floor New York NY NEW YORK 10019 All States false Indefinite 1039602890 Indefinite false 16 0 0 0 false PIMCO COMMODITY ALPHA FUND LTD. /s/ Ryan Korinke Ryan Korinke Executive Vice President of the Investment Manager 2017-01-12