0001570585-21-000129.txt : 20210415
0001570585-21-000129.hdr.sgml : 20210415
20210415174540
ACCESSION NUMBER: 0001570585-21-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210413
FILED AS OF DATE: 20210415
DATE AS OF CHANGE: 20210415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Salvato Andrea
CENTRAL INDEX KEY: 0001778743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35961
FILM NUMBER: 21829538
MAIL ADDRESS:
STREET 1: 161 HAMMERSMITH ROAD
CITY: LONDON
STATE: X0
ZIP: W6 8BS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global plc
CENTRAL INDEX KEY: 0001570585
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 981112770
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 161 HAMMERSMITH ROAD
CITY: HAMMERSMITH
STATE: X0
ZIP: W6 8BS
BUSINESS PHONE: 303-220-6600
MAIL ADDRESS:
STREET 1: 1550 WEWATTA ST,
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Liberty Global Corp Ltd
DATE OF NAME CHANGE: 20130227
FORMER COMPANY:
FORMER CONFORMED NAME: Lynx Europe Ltd.
DATE OF NAME CHANGE: 20130226
4
1
wf-form4_161852309939979.xml
FORM 4
X0306
4
2021-04-13
0
0001570585
Liberty Global plc
LBTY
0001778743
Salvato Andrea
161 HAMMERSMITH ROAD
LONDON
X0
UNITED KINGDOM
0
1
0
0
SVP, CHIEF DEVELOPMENT OFFICER
Restricted Share Units A
2021-04-13
4
A
0
35027
A
Class A Ordinary Shares
35027.0
35027
D
Restricted Share Units C
2021-04-13
4
A
0
70054
A
Class C Ordinary Shares
70054.0
70054
D
Share Appreciation Rights A
25.79
2021-04-13
4
A
0
319634
0
A
2031-04-13
Class A Ordinary Shares
319634.0
319634
D
Share Appreciation Rights C
25.68
2021-04-13
4
A
0
639268
0
A
2031-04-13
Class C Ordinary Shares
639268.0
639268
D
Share Appreciation Rights A
32.37
2021-04-13
4
D
0
23535
D
2021-05-01
Class A Ordinary Shares
23535.0
0
D
Share Appreciation Rights A
32.37
2021-04-13
4
A
0
23535
A
2024-05-01
Class A Ordinary Shares
23535.0
23535
D
Share Appreciation Rights C
30.81
2021-04-13
4
D
0
46831
D
2021-05-01
Class C Ordinary Shares
46831.0
0
D
Share Appreciation Rights C
30.81
2021-04-13
4
A
0
46831
A
2024-05-14
Class C Ordinary Shares
46831.0
46831
D
Share Appreciation Rights A
42.01
2021-04-13
4
D
0
18328
D
2022-05-01
Class A Ordinary Shares
18328.0
0
D
Share Appreciation Rights A
42.01
2021-04-13
4
A
0
18328
A
2025-05-01
Class A Ordinary Shares
18328.0
18328
D
Share Appreciation Rights C
40.52
2021-04-13
4
D
0
36955
D
2022-05-01
Class C Ordinary Shares
36955.0
0
D
Share Appreciation Rights C
40.52
2021-04-13
4
A
0
36955
A
2025-05-01
Class C Ordinary Shares
36955.0
36955
D
Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
The RSUs vest in three equal annual installments commencing on May 1, 2022.
The Share Appreciation Rights vest 50% on May 1, 2023 and 50% on May 1, 2024.
The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding share appreciation rights were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new share appreciation right is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
Vesting and exercise of the existing share appreciation right has not changed as a result of the extension and therefore the share appreciation right continues to be immediately exercisable.
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.
/s/ Kelly A. Johnson, Attorney-in-Fact
2021-04-15