0001209191-22-019079.txt : 20220316
0001209191-22-019079.hdr.sgml : 20220316
20220316111554
ACCESSION NUMBER: 0001209191-22-019079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220314
FILED AS OF DATE: 20220316
DATE AS OF CHANGE: 20220316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: St.Clare Christine
CENTRAL INDEX KEY: 0001570393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36426
FILM NUMBER: 22743791
MAIL ADDRESS:
STREET 1: 405 EAGLEVIEW BLVD.
CITY: EXTON
STATE: PA
ZIP: 19341
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaBounty Technologies, Inc.
CENTRAL INDEX KEY: 0001603978
STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900]
IRS NUMBER: 043156167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
BUSINESS PHONE: 978-648-6000
MAIL ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-14
0
0001603978
AquaBounty Technologies, Inc.
AQB
0001570393
St.Clare Christine
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395
MAYNARD
MA
01754
1
0
0
0
Options to Purchase Common Stock
10.80
2015-07-01
2024-07-01
Common Stock
800
800
D
Options to Purchase Common Stock
5.70
2016-02-26
2025-02-26
Common Stock
2500
2500
D
Options to Purchase Common Stock
9.60
2017-03-01
2026-03-01
Common Stock
2500
2500
D
Options to Purchase Common Stock
14.20
2018-02-27
2027-04-21
Common Stock
2500
2500
D
Options to Purchase Common Stock
2.50
2019-02-27
2028-02-27
Common Stock
2500
2500
D
Options to Purchase Common Stock
2.11
2020-03-05
2029-03-05
Common Stock
2500
2500
D
Options to Purchase Common Stock
1.88
2021-03-12
2030-03-12
Common Stock
2500
2500
D
Options to Purchase Common Stock
6.72
2022-03-10
2031-03-10
Common Stock
2500
2500
D
Options to Purchase Common Stock
1.52
2022-03-14
4
A
0
2500
0.00
A
2023-03-14
2032-03-14
Common Stock
2500
2500
D
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
2022-03-16