Compliance Assoc

0001570296-24-000002.txt : 20240205 0001570296-24-000002.hdr.sgml : 20240205 20240205151713 ACCESSION NUMBER: 0001570296-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 EFFECTIVENESS DATE: 20240205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fernwood Investment Management, LLC CENTRAL INDEX KEY: 0001570296 ORGANIZATION NAME: IRS NUMBER: 300156397 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15739 FILM NUMBER: 24595434 BUSINESS ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 617-376-4750 MAIL ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001570296 XXXXXXXX 12-31-2023 12-31-2023 Fernwood Investment Management, LLC

400 CROWN COLONY SUITE 101 QUINCY MA 02169

13F HOLDINGS REPORT 028-15739 N Collette B Rajotte Compliance Assoc 617-376-4750 Collette B Rajotte Quincy MA 02-05-2024 0 194 303301322 false INFORMATION TABLE 2 13FAssetData20231229.xml 2023.12.31 13F AMAZON.COM INC Stock 023135106 6992385 47110 SH SOLE 0 47110 0 0 POWERSHARES QQQ TR ETF 46090E103 214697 1858 SH SOLE 0 1858 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1027843 5340 SH SOLE 0 5340 0 0 STARBUCKS CORP Stock 855244109 335252 3480 SH SOLE 0 3480 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 1388164 42503 SH SOLE 0 42503 0 0 JOHN HANCOCK MULTIFACTOR LARGE CAP ETF ETF 47804J107 545992 9284 SH SOLE 0 9284 0 0 JOHNSON & JOHNSON COM Stock 478160104 2794670 17866 SH SOLE 0 17865 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 280869 728 SH SOLE 0 728 0 0 SCOTTS MIRACLE-GRO CO CL A Stock 810186106 329524 5169 SH SOLE 0 5169 0 0 VERINT SYS INC COM Stock 92343X100 573036 21200 SH SOLE 0 21200 0 0 YUM BRANDS INC COM Stock 988498101 1365397 10450 SH SOLE 0 10450 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 1224069 21174 SH SOLE 0 21174 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 208714 1424 SH SOLE 0 1423 0 0 DREYFUS HI YIELD STRATEGIC FD CEF 09660L105 37556 16400 SH SOLE 0 16400 0 0 COCA COLA CO COM Stock 191216100 340203 5773 SH SOLE 0 5773 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 733163 4663 SH SOLE 0 4663 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 246439 2878 SH SOLE 0 2878 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 1089026 10835 SH SOLE 0 10835 0 0 BIOGEN IDEC INC Stock 09062X103 745258 2880 SH SOLE 0 2880 0 0 MEDTRONIC PLC SHS Stock G5960L103 1613060 19585 SH SOLE 0 19585 0 0 NETFLIX COM INC Stock 64110L106 519258 1067 SH SOLE 0 1066 0 0 QURATE RETAIL INC COM SER A Stock 74915M100 17510 20000 SH SOLE 0 20000 0 0 WATERS CP Stock 941848103 666691 2025 SH SOLE 0 2025 0 0 VAN KAMPEN SENIOR INCOME TRUST CEF 46131H107 63140 15400 SH SOLE 0 15400 0 0 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 578680 484 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SOLE 0 1790 0 0 SL GREEN RLTY CORP COM REIT 78440X887 697696 15446 SH SOLE 0 15446 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 2776790 8450 SH SOLE 0 8450 0 0 NEOGENOMICS INC COM NEW Stock 64049M209 1237770 76500 SH SOLE 0 76500 0 0 SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 978880 32000 SH SOLE 0 32000 0 0 NVIDIA CORPORATION COM Stock 67066G104 4745128 9692 SH SOLE 0 9692 0 0 ABBVIE INC COM Stock 00287Y109 2290070 14723 SH SOLE 0 14722 0 0 HORIZON KINETICS ENERGY AND REMEDIATION ETF ETF 53656G514 247277 9535 SH SOLE 0 9535 0 0 MADISON SQUARE GARDEN ENTMT COM CL A Stock 558256103 295647 9300 SH SOLE 0 9300 0 0 KENVUE INC COM Stock 49177J102 1028240 47758 SH SOLE 0 47758 0 0 ZOETIS INC COM CL A Stock 98978V103 256976 1302 SH SOLE 0 1302 0 0 KNIFE RIVER CORP COMMON STOCK Stock 498894104 336658 5087 SH SOLE 0 5087 0 0 HAWAIIAN ELEC INDUSTRIES COM Stock 419870100 695310 49000 SH SOLE 0 49000 0 0 MCDONALDS CORP COM Stock 580135101 1880363 6342 SH SOLE 0 6341 0 0 CISCO SYS INC Stock 17275R102 349807 6855 SH SOLE 0 6855 0 0 ISHARES RUSSELL MIDCAP ETF ETF 464287499 226972 2920 SH SOLE 0 2920 0 0 CYTOKINETICS INC COM NEW Stock 23282W605 834900 10000 SH SOLE 0 10000 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 1684526 20103 SH SOLE 0 20103 0 0 ISHARES DOW JONES US CONSUMER GOODS ETF 464287812 5038481 26282 SH SOLE 0 26281 0 0 ISHARES BIOTECHNOLOGY ETF ETF 464287556 526147 3873 SH SOLE 0 3873 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 816038 5546 SH SOLE 0 5546 0 0 UNIVERSAL DISPLAY CORP Stock 91347P105 1504260 7865 SH SOLE 0 7865 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 565576 3163 SH SOLE 0 3163 0 0 EXPEDIA INC DEL COM Stock 30212P303 212506 1400 SH SOLE 0 1400 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 1076422 9575 SH SOLE 0 9575 0 0 FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF ETF 316092204 210849 2671 SH SOLE 0 2671 0 0 SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 78468R853 413322 9799 SH SOLE 0 9799 0 0 ISHARES 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