Compliance Associate

0001570296-21-000005.txt : 20210506 0001570296-21-000005.hdr.sgml : 20210506 20210506132336 ACCESSION NUMBER: 0001570296-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fernwood Investment Management, LLC CENTRAL INDEX KEY: 0001570296 IRS NUMBER: 300156397 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15739 FILM NUMBER: 21896951 BUSINESS ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 617-376-4750 MAIL ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001570296 XXXXXXXX 03-31-2021 03-31-2021 Fernwood Investment Management, LLC

400 CROWN COLONY SUITE 101 QUINCY MA 02169

13F HOLDINGS REPORT 028-15739 N Collette B Rajotte Compliance Associate 617-376-4750 Collette B Rajotte Quincy MA 05-06-2021 0 190 271929 false INFORMATION TABLE 2 13F20210331XML.xml 13F 03312021 AMAZON.COM INC Stock 023135106 6476 2093 SH SOLE 0 2093 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 727 5475 SH SOLE 0 5475 0 0 STARBUCKS CORP Stock 855244109 397 3634 SH SOLE 0 3634 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 1148 34741 SH SOLE 0 34741 0 0 JOHN HANCOCK MULTIFACTOR LARGE CAP ETF ETF 47804J107 467 9181 SH SOLE 0 9181 0 0 JOHNSON & JOHNSON COM Stock 478160104 3237 19694 SH SOLE 0 19694 0 0 ASPIRA WOMENS HEALTH INC COM Stock 04537Y109 68 10000 SH SOLE 0 10000 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 358 6715 SH SOLE 0 6715 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 363 1111 SH SOLE 0 1111 0 0 VERINT SYS INC COM Stock 92343X100 1233 27100 SH SOLE 0 27100 0 0 YUM BRANDS INC COM Stock 988498101 1212 11200 SH SOLE 0 11200 0 0 BOSTON SCIENTIFIC 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