Compliance Associate

0001570296-20-000008.txt : 20201103 0001570296-20-000008.hdr.sgml : 20201103 20201103122917 ACCESSION NUMBER: 0001570296-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fernwood Investment Management, LLC CENTRAL INDEX KEY: 0001570296 IRS NUMBER: 300156397 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15739 FILM NUMBER: 201282630 BUSINESS ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 617-376-4750 MAIL ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001570296 XXXXXXXX 09-30-2020 09-30-2020 Fernwood Investment Management, LLC

400 CROWN COLONY SUITE 101 QUINCY MA 02169

13F HOLDINGS REPORT 028-15739 N Collette B. Rajotte Compliance Associate 617-376-4750 Collette B Rajotte Quincy MA 11-03-2020 0 163 211681 false INFORMATION TABLE 2 13FData20200930.xml AMAZON.COM INC Stock 023135106 5816 1847 SH SOLE 0 1847 0 0 MYOKARDIA INC COM Stock 62857M105 5255 38547 SH SOLE 0 38547 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 639 5475 SH SOLE 0 5475 0 0 STARBUCKS CORP Stock 855244109 349 4056 SH SOLE 0 4056 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 962 34167 SH SOLE 0 34167 0 0 JOHN HANCOCK MULTIFACTOR LARGE CAP ETF ETF 47804J107 383 9181 SH SOLE 0 9181 0 0 JOHNSON & JOHNSON COM Stock 478160104 2483 16680 SH SOLE 0 16680 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 299 6771 SH SOLE 0 6771 0 0 YUM BRANDS INC COM Stock 988498101 908 9950 SH SOLE 0 9950 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 1063 27824 SH SOLE 0 27824 0 0 DREYFUS HI YIELD STRATEGIC FD CEF 09660L105 70 25900 SH SOLE 0 25900 0 0 COCA COLA CO COM Stock 191216100 222 4502 SH SOLE 0 4502 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 1019 6113 SH SOLE 0 6113 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 482 6108 SH SOLE 0 6107 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 335 2275 SH SOLE 0 2275 0 0 BIOGEN IDEC INC Stock 09062X103 1577 5560 SH SOLE 0 5560 0 0 MEDTRONIC PLC SHS Stock G5960L103 1987 19122 SH SOLE 0 19121 0 0 NETFLIX COM INC Stock 64110L106 454 907 SH SOLE 0 907 0 0 WATERS CP Stock 941848103 465 2375 SH SOLE 0 2375 0 0 VAN KAMPEN SENIOR INCOME TRUST CEF 46131H107 70 19035 SH SOLE 0 19035 0 0 WELLS FARGO CO NEW PERP PFD CNV A Preferred 949746804 794 592 SH SOLE 0 592 0 0 SPDR S&P 500 ETF ETF 78462F103 473 1411 SH SOLE 0 1411 0 0 MASTERCARD INC Stock 57636Q104 365 1079 SH SOLE 0 1079 0 0 SBA COMMUNICATIONS CP REIT 78410G104 1720 5400 SH SOLE 0 5400 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 2065 39000 SH SOLE 0 39000 0 0 SAFETY INSURANCE GROUP IN Stock 78648T100 806 11661 SH SOLE 0 11660 0 0 ISHARES TIPS BOND ETF ETF 464287176 296 2337 SH SOLE 0 2337 0 0 MARVELL 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0 2568 0 0 WEYERHAEUSER CO MTN BE COM NEW REIT 962166104 969 33980 SH SOLE 0 33980 0 0 ALPHABET INC CLASS A Stock 02079K305 2837 1936 SH SOLE 0 1936 0 0 O REILLY AUTOMOTIVE INC Stock 67103H107 920 1995 SH SOLE 0 1995 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 1464 7726 SH SOLE 0 7725 0 0 MICROSOFT Stock 594918104 1400 6655 SH SOLE 0 6655 0 0 CERIDIAN HCM HLDG INC COM Stock 15677J108 2950 35690 SH SOLE 0 35690 0 0 HEALTH CARE PPTY INVS INC REIT 42250P103 333 12276 SH SOLE 0 12276 0 0 CVS HEALTH CORP COM Stock 126650100 3035 51972 SH SOLE 0 51972 0 0 PERSPECTA INC COM Stock 715347100 726 37320 SH SOLE 0 37320 0 0 ARES CAPITAL CORP COM CEF 04010L103 3647 261446 SH SOLE 0 261446 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 960 3 SH SOLE 0 3 0 0 CBOE GLOBAL MKTS INC COM Stock 12503M108 649 7400 SH SOLE 0 7400 0 0 VANGUARD SMALL CAP ETF ETF 922908751 205 1330 SH SOLE 0 1329 0 0 ALIGN TECHNOLOGY INC Stock 016255101 336 1025 SH SOLE 0 1025 0 0 MSCI INC COM Stock 55354G100 1589 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SOLE 0 2364 0 0 ISHARES S&P 500 INDEX ETF 464287200 6637 19749 SH SOLE 0 19749 0 0 TEXAS PAC LD TR SUB CTF PROP I T Stock 882610108 3152 6980 SH SOLE 0 6980 0 0 METTLER TOLEDO INTL INCF Stock 592688105 319 330 SH SOLE 0 330 0 0 UNION PAC CORP COM Stock 907818108 2602 13217 SH SOLE 0 13217 0 0 MCCORMICK & CO INC COM NON VTG Stock 579780206 1101 5670 SH SOLE 0 5670 0 0 GOLAR LNG LTD SHS ISIN BMG9456A1009 Stock G9456A100 690 113900 SH SOLE 0 113900 0 0 SPDR PORTFOLIO EMERGING MARKETS ETF ETF 78463X509 239 6537 SH SOLE 0 6537 0 0 CONOCOPHILLIPS COM Stock 20825C104 505 15366 SH SOLE 0 15366 0 0 DANAHER CORP Stock 235851102 719 3340 SH SOLE 0 3340 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 1046 25587 SH SOLE 0 25587 0 0 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 1368 14151 SH SOLE 0 14150 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 440 7648 SH SOLE 0 7648 0 0 PFIZER INC COM Stock 717081103 1107 30158 SH SOLE 0 30158 0 0 COUPA SOFTWARE INC COM Stock 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GROWTH ETF ETF 921910816 5776 31156 SH SOLE 0 31156 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 738 7073 SH SOLE 0 7073 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 782 12979 SH SOLE 0 12978 0 0 EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF ETF 301505889 2611 49992 SH SOLE 0 49992 0 0 WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND ETF 97717X578 338 10051 SH SOLE 0 10051 0 0 ALTRIA GROUP INC COM Stock 02209S103 2640 68311 SH SOLE 0 68311 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 507 4570 SH SOLE 0 4570 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 783 15869 SH SOLE 0 15869 0 0 EXXON MOBIL CORP COM Stock 30231G102 720 20969 SH SOLE 0 20969 0 0 UNITEDHEALTH GROUP Stock 91324P102 399 1279 SH SOLE 0 1279 0 0 SOUTHWEST AIRLS CO COM Stock 844741108 281 7500 SH SOLE 0 7500 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 270 3500 SH SOLE 0 3500 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 1246 6325 SH SOLE 0 6325 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 487 16643 SH SOLE 0 16643 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 2204 11895 SH SOLE 0 11895 0 0 GLOBAL BLOOD THERAPEUTICS INC COM Stock 37890U108 10337 187477 SH SOLE 0 187477 0 0 ISHARES MSCI EAFE ETF ETF 464287465 466 7314 SH SOLE 0 7314 0 0 APPLE INC Stock 037833100 7331 63298 SH SOLE 0 63298 0 0 ABBOTT LABS COM Stock 002824100 644 5922 SH SOLE 0 5921 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 1405 11326 SH SOLE 0 11325 0 0 MADISON SQUARE GRDN SPRT CORP CL A Stock 55825T103 852 5660 SH SOLE 0 5660 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 2475 13226 SH SOLE 0 13226 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 212 1798 SH SOLE 0 1798 0 0