Compliance Associate

0001570296-20-000002.txt : 20200210 0001570296-20-000002.hdr.sgml : 20200210 20200210132612 ACCESSION NUMBER: 0001570296-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fernwood Investment Management, LLC CENTRAL INDEX KEY: 0001570296 IRS NUMBER: 300156397 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15739 FILM NUMBER: 20590997 BUSINESS ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 617-376-4750 MAIL ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001570296 XXXXXXXX 12-31-2019 12-31-2019 Fernwood Investment Management, LLC

400 CROWN COLONY SUITE 101 QUINCY MA 02169

13F HOLDINGS REPORT 028-15739 N Collette B Rajotte Compliance Associate 6173764750 Collette Rajotte QUINCY MA 02-10-2020 0 159 209094 false INFORMATION TABLE 2 AssetData13F20191231.xml 13F -20191231 AMAZON.COM INC Stock 023135106 3485 1886 SH SOLE 0 1886 0 0 MYOKARDIA INC COM Stock 62857M105 5831 80008 SH SOLE 0 80008 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 551 6015 SH SOLE 0 6015 0 0 STARBUCKS CORP Stock 855244109 299 3398 SH SOLE 0 3397 0 0 JOHN HANCOCK MULTIFACTOR LARGE CAP ETF ETF 47804J107 278 6748 SH SOLE 0 6748 0 0 JOHNSON & JOHNSON COM Stock 478160104 2640 18095 SH SOLE 0 18095 0 0 VERMILLION INC COM NEW Stock 92407M206 8 10000 SH SOLE 0 10000 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 701 15629 SH SOLE 0 15629 0 0 YUM BRANDS INC COM Stock 988498101 891 8850 SH SOLE 0 8850 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 1281 28324 SH SOLE 0 28324 0 0 F5 NETWORKS INC Stock 315616102 216 1550 SH SOLE 0 1550 0 0 DREYFUS HI YIELD STRATEGIC FD CEF 09660L105 80 25900 SH SOLE 0 25900 0 0 COCA COLA CO COM Stock 191216100 246 4442 SH SOLE 0 4442 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 757 6463 SH SOLE 0 6463 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 629 6774 SH SOLE 0 6774 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 383 2856 SH SOLE 0 2856 0 0 BIOGEN IDEC INC Stock 09062X103 2368 7980 SH SOLE 0 7980 0 0 INTEL CORP COM Stock 458140100 208 3468 SH SOLE 0 3468 0 0 MEDTRONIC PLC SHS Stock G5960L103 2358 20782 SH SOLE 0 20781 0 0 NETFLIX COM INC Stock 64110L106 253 781 SH SOLE 0 781 0 0 WATERS CP Stock 941848103 683 2925 SH SOLE 0 2925 0 0 VAN KAMPEN SENIOR INCOME TRUST CEF 46131H107 86 19935 SH SOLE 0 19935 0 0 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 870 600 SH SOLE 0 600 0 0 MASTERCARD INC Stock 57636Q104 322 1079 SH SOLE 0 1079 0 0 SBA COMMUNICATIONS CP REIT 78410G104 2097 8700 SH SOLE 0 8700 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 2084 43400 SH SOLE 0 43400 0 0 MARVELL TECHNOLOGY GROUP LTD ORD Stock 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0 0 CONAGRA BRANDS INC COM Stock 205887102 757 22116 SH SOLE 0 22116 0 0 LYONDELLBASELL Stock N53745100 735 7775 SH SOLE 0 7775 0 0 GLOBAL X CLOUD COMPUTING ETF ETF 37954Y442 236 15000 SH SOLE 0 15000 0 0 ILLUMINA INC Stock 452327109 1219 3675 SH SOLE 0 3675 0 0 CORTEVA INC COM Stock 22052L104 221 7491 SH SOLE 0 7491 0 0 BRIDGEBIO PHARMA INC COM Stock 10806X102 3659 104400 SH SOLE 0 104400 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 205 3177 SH SOLE 0 3177 0 0 LILLY ELI & CO COM Stock 532457108 2714 20648 SH SOLE 0 20648 0 0 GREAT PANTHER SILVER F Stock 39115V101 5 10000 SH SOLE 0 10000 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2883 17401 SH SOLE 0 17401 0 0 TWILIO INC CL A Stock 90138F102 339 3450 SH SOLE 0 3450 0 0 INVESCO SENIOR LOAN ETF ETF 46138G508 1048 45941 SH SOLE 0 45941 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 302 3076 SH SOLE 0 3076 0 0 CHIPOTLE MEXICAN GRILL INC COM Stock 169656105 758 905 SH SOLE 0 905 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 2792 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