0001567619-19-013919.txt : 20190625 0001567619-19-013919.hdr.sgml : 20190625 20190625100614 ACCESSION NUMBER: 0001567619-19-013919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190624 FILED AS OF DATE: 20190625 DATE AS OF CHANGE: 20190625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerke Mark Raymond CENTRAL INDEX KEY: 0001601016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 19917247 MAIL ADDRESS: STREET 1: 5749 N. KENT AVENUE CITY: WHITEFISH BAY STATE: WI ZIP: 53217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2019-06-24 0 0001569994 Waterstone Financial, Inc. WSBF 0001601016 Gerke Mark Raymond 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 CFO / Sr. Vice President Common Stock 2018-06-22 4 F 0 1318 17.90 D 29774 D Common Stock 2019-06-24 4 F 0 1325 16.91 D 28449 D Common Stock 20791 I By ESOP Common Stock 1258 I By 401(k) Employee Stock Options (right to buy) 1.73 2014-01-27 2022-01-04 Common Stock 3292 3292 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 10000 10000 D Stock Options 14.98 2016-06-21 2026-06-20 Common Stock 10000 10000 D /s/ William F. Bruss, attorney-in-fact 2019-06-25