0001140361-16-077417.txt : 20160822
0001140361-16-077417.hdr.sgml : 20160822
20160822154855
ACCESSION NUMBER: 0001140361-16-077417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160818
FILED AS OF DATE: 20160822
DATE AS OF CHANGE: 20160822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerke Mark Raymond
CENTRAL INDEX KEY: 0001601016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 161845257
MAIL ADDRESS:
STREET 1: 5749 N. KENT AVENUE
CITY: WHITEFISH BAY
STATE: WI
ZIP: 53217
4
1
doc1.xml
FORM 4
X0306
4
2016-08-18
0
0001569994
Waterstone Financial, Inc.
WSBF
0001601016
Gerke Mark Raymond
11200 W PLANK COURT
WAUWATOSA
WI
53226
0
1
0
0
CFO
Common Stock
2016-08-18
4
M
0
8229
16.11
A
36429
D
Common Stock
2016-08-18
4
F
0
7859
16.87
D
36059
D
Common Stock
14464
I
By ESOP
Common Stock
1199
I
By 401(k)
Stock Appreciation Rights
16.11
2016-08-18
4
M
0
8229
0.00
D
2014-01-27
2017-01-05
Common Stock
8229
0
D
Employee Stock Option (right to buy)
1.73
2014-01-27
2022-01-04
Common Stock
3292
3292
D
Stock Options
12.75
2016-03-04
2025-03-04
Common Stock
10000
10000
D
Stock Options
14.98
2016-06-21
2026-06-20
Common Stock
10000
10000
D
/s/ William F. Bruss
2016-08-22