0001140361-16-077417.txt : 20160822 0001140361-16-077417.hdr.sgml : 20160822 20160822154855 ACCESSION NUMBER: 0001140361-16-077417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160818 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerke Mark Raymond CENTRAL INDEX KEY: 0001601016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 161845257 MAIL ADDRESS: STREET 1: 5749 N. KENT AVENUE CITY: WHITEFISH BAY STATE: WI ZIP: 53217 4 1 doc1.xml FORM 4 X0306 4 2016-08-18 0 0001569994 Waterstone Financial, Inc. WSBF 0001601016 Gerke Mark Raymond 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 CFO Common Stock 2016-08-18 4 M 0 8229 16.11 A 36429 D Common Stock 2016-08-18 4 F 0 7859 16.87 D 36059 D Common Stock 14464 I By ESOP Common Stock 1199 I By 401(k) Stock Appreciation Rights 16.11 2016-08-18 4 M 0 8229 0.00 D 2014-01-27 2017-01-05 Common Stock 8229 0 D Employee Stock Option (right to buy) 1.73 2014-01-27 2022-01-04 Common Stock 3292 3292 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 10000 10000 D Stock Options 14.98 2016-06-21 2026-06-20 Common Stock 10000 10000 D /s/ William F. Bruss 2016-08-22