0001140361-16-070730.txt : 20160624 0001140361-16-070730.hdr.sgml : 20160624 20160624111929 ACCESSION NUMBER: 0001140361-16-070730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160621 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerke Mark Raymond CENTRAL INDEX KEY: 0001601016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 161730234 MAIL ADDRESS: STREET 1: 5749 N. KENT AVENUE CITY: WHITEFISH BAY STATE: WI ZIP: 53217 4 1 doc1.xml FORM 4 X0306 4 2016-06-21 0 0001569994 Waterstone Financial, Inc. WSBF 0001601016 Gerke Mark Raymond 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 Senior VP / CFO Common Stock 2016-06-21 4 A 0 20000 0.00 A 37207 D Common Stock 2016-06-22 2016-06-22 4 F 0 1518 15.13 D 35689 D Common Stock 14464 I By ESOP Common Stock 1199 I By 401(k) Stock Options 16.11 2014-01-27 2017-01-05 Common Stock 8229 8229 D Employee Stock Option (right to buy) 1.73 2014-01-27 2022-01-04 Common Stock 3292 3292 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 10000 10000 D Stock Options 14.98 2016-06-21 4 A 0 10000 0.00 A 2016-06-21 2026-06-20 Common Stock 10000 10000 D Represents shares of restricted stock that vest at a rate of 20% per year commencing on June 21, 2016. Represents stock options that vest at a rate of 20% per year commencing June 21, 2016. /s/ William F. Bruss, Attorney In Fact 2016-06-24