0001140361-16-070730.txt : 20160624
0001140361-16-070730.hdr.sgml : 20160624
20160624111929
ACCESSION NUMBER: 0001140361-16-070730
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160621
FILED AS OF DATE: 20160624
DATE AS OF CHANGE: 20160624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerke Mark Raymond
CENTRAL INDEX KEY: 0001601016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 161730234
MAIL ADDRESS:
STREET 1: 5749 N. KENT AVENUE
CITY: WHITEFISH BAY
STATE: WI
ZIP: 53217
4
1
doc1.xml
FORM 4
X0306
4
2016-06-21
0
0001569994
Waterstone Financial, Inc.
WSBF
0001601016
Gerke Mark Raymond
11200 W PLANK COURT
WAUWATOSA
WI
53226
0
1
0
0
Senior VP / CFO
Common Stock
2016-06-21
4
A
0
20000
0.00
A
37207
D
Common Stock
2016-06-22
2016-06-22
4
F
0
1518
15.13
D
35689
D
Common Stock
14464
I
By ESOP
Common Stock
1199
I
By 401(k)
Stock Options
16.11
2014-01-27
2017-01-05
Common Stock
8229
8229
D
Employee Stock Option (right to buy)
1.73
2014-01-27
2022-01-04
Common Stock
3292
3292
D
Stock Options
12.75
2016-03-04
2025-03-04
Common Stock
10000
10000
D
Stock Options
14.98
2016-06-21
4
A
0
10000
0.00
A
2016-06-21
2026-06-20
Common Stock
10000
10000
D
Represents shares of restricted stock that vest at a rate of 20% per year commencing on June 21, 2016.
Represents stock options that vest at a rate of 20% per year commencing June 21, 2016.
/s/ William F. Bruss, Attorney In Fact
2016-06-24