0001140361-16-057137.txt : 20160309
0001140361-16-057137.hdr.sgml : 20160309
20160309145938
ACCESSION NUMBER: 0001140361-16-057137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150529
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerke Mark Raymond
CENTRAL INDEX KEY: 0001601016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 161494244
MAIL ADDRESS:
STREET 1: 5749 N. KENT AVENUE
CITY: WHITEFISH BAY
STATE: WI
ZIP: 53217
4
1
doc1.xml
FORM 4
X0306
4
2015-05-29
0
0001569994
Waterstone Financial, Inc.
WSBF
0001601016
Gerke Mark Raymond
11200 W PLANK COURT
WAUWATOSA
WI
53226
0
1
0
0
CFO
Common Stock
2015-05-29
4
M
0
9875
1.73
A
15915
D
Common Stock
2016-03-01
4
M
0
3292
1.73
A
19207
D
Common Stock
2016-03-07
2016-03-07
4
S
0
315
14.0201
D
18892
D
Common Stock
2016-03-07
2016-03-07
4
S
0
518
14.03
D
18374
D
Common Stock
2016-03-07
2016-03-07
4
S
0
682
14.04
D
17692
D
Common Stock
2016-03-07
2016-03-07
4
S
0
485
14.05
D
17207
D
Common Stock
2015-12-31
4
A
0
2034
14.10
A
14464
I
By ESOP
Common Stock
1199
I
By 401(k)
Stock Options
16.11
2014-01-27
2017-01-05
Common Stock
8229
8229
D
Employee Stock Option (right to buy)
1.73
2015-05-29
4
M
0
9875
1.73
D
2014-01-27
2022-01-04
Common Stock
9875
6548
D
Employee Stock Option (right to buy)
1.73
2016-03-01
4
M
0
3292
1.73
D
2014-01-27
2022-01-04
Common Stock
3292
3292
D
Stock Options
12.75
2016-03-04
2025-03-04
Common Stock
10000
10000
D
/s/ William F. Bruss, Attorney in Fact
2016-03-09