0001569886-16-000013.txt : 20161114
0001569886-16-000013.hdr.sgml : 20161111
20161114130242
ACCESSION NUMBER: 0001569886-16-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Risk Paradigm Group, LLC
CENTRAL INDEX KEY: 0001569886
IRS NUMBER: 273609298
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16891
FILM NUMBER: 161993015
BUSINESS ADDRESS:
STREET 1: 5900 SOUTHWEST PARKWAY
STREET 2: BUILDING 5, SUITE 500
CITY: AUSTIN
STATE: TX
ZIP: 78735
BUSINESS PHONE: (866) 726-5150
MAIL ADDRESS:
STREET 1: 5900 SOUTHWEST PARKWAY
STREET 2: BUILDING 5, SUITE 500
CITY: AUSTIN
STATE: TX
ZIP: 78735
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001569886
XXXXXXXX
09-30-2016
09-30-2016
Risk Paradigm Group, LLC
5900 SOUTHWEST PARKWAY
BUILDING 5, SUITE 500
AUSTIN
TX
78735
13F HOLDINGS REPORT
028-16891
N
Brandon Lamb
Chief Compliance Officer
781-916-8176
Brandon Lamb
Burlington
MA
11-14-2016
0
259
133504
false
INFORMATION TABLE
2
13FTable2016Q3.xml
3Mcompany
Common Stock
88579Y101
115606
656
SH
SOLE
115606
0
0
Aberdeen Asia-Pacific Income
Common Stock
003009107
15324
2993
SH
SOLE
15324
0
0
Airproducts & Chemicals Inc
Common Stock
009158106
37585
250
SH
SOLE
37585
0
0
Alerian MLP ETF
Common Stock
00162Q866
31851
2510
SH
SOLE
31851
0
0
Alibaba Group Holding Ltd Sponsored Adr
Common Stock
01609W102
10579
100
SH
SOLE
10579
0
0
Alphabet Inc Class A Common Stock
Common Stock
02079K305
691491
860
SH
SOLE
691491
0
0
Alphabet Inc Class C Capital Stock
Common Stock
02079K107
946739
1218
SH
SOLE
946739
0
0
Altria Group Inc
Common Stock
02209S103
238313
3769
SH
SOLE
238313
0
0
American Electric Power Co Inc
Common Stock
025537101
118724
1849
SH
SOLE
118724
0
0
American International Group Inc
Common Stock
026874784
65274
1100
SH
SOLE
65274
0
0
Amgen Inc
Common Stock
31162100
88742
532
SH
SOLE
88742
0
0
Annaly Capital Management Inc
Common Stock
035710409
14700
1400
SH
SOLE
14700
0
0
Apple Inc
Common Stock
037833100
1107437
9796
SH
SOLE
1107437
0
0
Astrazeneca Plc Each Ads
Common Stock
046353108
77549
2360
SH
SOLE
77549
0
0
AT&T Inc
Common Stock
00206R102
603383
14858
SH
SOLE
603383
0
0
Automatic Data Processing Inc
Common Stock
053015103
38808
440
SH
SOLE
38808
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Bank of America Corp
Common Stock
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634607
40550
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634607
0
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Barrick Gold Corp
Common Stock
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49775
2809
SH
SOLE
49775
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0
Berkshire Hathaway Inc Del Cl B
Common Stock
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1747942
12099
SH
SOLE
1747942
0
0
Bhp Billiton Ltd
Common Stock
088606108
23943
691
SH
SOLE
23943
0
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Biogen Inc
Common Stock
09062X103
271397
867
SH
SOLE
271397
0
0
BlackRock Debt Strategies Fund Inc
Common Stock
09255R103
16998
4657
SH
SOLE
16998
0
0
Boeing Co
Common Stock
097023105
49007
372
SH
SOLE
49007
0
0
Bp P L C Sponsored Adr
Common Stock
055622104
48696
1385
SH
SOLE
48696
0
0
Bristol Myers Squibb Co
Common Stock
110122108
10244
190
SH
SOLE
10244
0
0
British American Tobacco PLC
Common Stock
110448107
68165
534
SH
SOLE
68165
0
0
Campbell Soup Co
Common Stock
134429109
19582
358
SH
SOLE
19582
0
0
Care Capital Properties Inc Com
Common Stock
141624106
21147
742
SH
SOLE
21147
0
0
Caterpillar Inc
Common Stock
149123101
104215
1174
SH
SOLE
104215
0
0
Celgene Corp
Common Stock
151020104
31359
300
SH
SOLE
31359
0
0
Charter Communications Inc
Common Stock
16119P108
35366
131
SH
SOLE
35366
0
0
Chevron Corporation
Common Stock
166764100
291160
2829
SH
SOLE
291160
0
0
Chuy's Holdings Inc
Common Stock
171604101
109552
3921
SH
SOLE
109552
0
0
Cisco Systems Inc
Common Stock
17275R102
96238
3034
SH
SOLE
96238
0
0
ClearBridge Energy MLP
Common Stock
184692101
12682
779
SH
SOLE
12682
0
0
Clorox Co
Common Stock
189054109
55705
445
SH
SOLE
55705
0
0
Clough Global Opportunities
Common Stock
18914E106
11014
1139
SH
SOLE
11014
0
0
Coca Cola Company (The)
Common Stock
191216100
148543
3510
SH
SOLE
148543
0
0
Coca-Cola European Partners PLC
Common Stock
G25839104
17635
442
SH
SOLE
17635
0
0
Colgate Palmolive Company
Common Stock
194162103
22242
300
SH
SOLE
22242
0
0
Community Health Systems Inc
Common Stock
203668108
46160
4000
SH
SOLE
46160
0
0
ConocoPhillips
Common Stock
20825C104
96286
2215
SH
SOLE
96286
0
0
Consolidated Edison Inc
Common Stock
209115104
331545
4403
SH
SOLE
331545
0
0
Corporate Property Associates 17 - Global Inc
Common Stock
22003D102
51200
5000
SH
SOLE
51200
0
0
Deere & Co
Common Stock
244199105
52490
615
SH
SOLE
52490
0
0
Deutsche X Trackers Msci Eafe Hedged Equity Etf
Common Stock
233051200
5778987
219067
SH
SOLE
5778987
0
0
Dowchemical Company (The)
Common Stock
260543103
154712
2985
SH
SOLE
154712
0
0
Dreyfus Strategic Municipals
Common Stock
261932107
37400
4000
SH
SOLE
37400
0
0
Duff&Phelps Global Utility Income
Common Stock
26433C105
13527
792
SH
SOLE
13527
0
0
Duke Energy Corporation Holding Company
Common Stock
26441C204
246123
3075
SH
SOLE
246123
0
0
Emerson Electric Co
Common Stock
291011104
85035
1560
SH
SOLE
85035
0
0
Energy Transfer Equity LP
Common Stock
29273V100
36938
2200
SH
SOLE
36938
0
0
Energy Transfer Partners LP
Common Stock
29273R109
12580
340
SH
SOLE
12580
0
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Entergy Corp
Common Stock
29364G103
30692
400
SH
SOLE
30692
0
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Enterprise Products Partners LP
Common Stock
293792107
503418
18220
SH
SOLE
503418
0
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Eversource Energy Com
Common Stock
30040W108
54180
1000
SH
SOLE
54180
0
0
Exelon Corporation
Common Stock
30161N101
16645
500
SH
SOLE
16645
0
0
Exxon Mobil Corp
Common Stock
30231G102
669786
7674
SH
SOLE
669786
0
0
Facebook Inc Cl A
Common Stock
30303M102
40276
314
SH
SOLE
40276
0
0
Fidelity MSCI Energy Index ETF
Common Stock
316092402
258166
13019
SH
SOLE
258166
0
0
Fidelity MSCI Consumer Discret ETF
Common Stock
316092204
1060570
33701
SH
SOLE
1060570
0
0
Fidelity MSCI Financials ETF
Common Stock
316092501
382539
13315
SH
SOLE
382539
0
0
Fidelity MSCI Health Care ETF
Common Stock
316092600
376159
10919
SH
SOLE
376159
0
0
Fidelity Nasdaq Composite Tr Stk ETF
Common Stock
315912808
1131456
5416
SH
SOLE
1131456
0
0
FireEye Inc
Common Stock
31816Q101
10311
700
SH
SOLE
10311
0
0
FIRST TR CONS DSCRTNRY ALPHADEX ETF
Common Stock
33734X101
474782
13469
SH
SOLE
474782
0
0
FIRST TR CONSUMR STAPLS ALPHADEX ETF
Common Stock
33734X119
537055
11567
SH
SOLE
537055
0
0
FIRST TR INDL PROD DRBL ALPHADEX ETF
Common Stock
33734X150
574676
19507
SH
SOLE
574676
0
0
First Trust AsiaPac ex-Jpn AlphaDEX ETF
Common Stock
33737J109
702036
23195
SH
SOLE
702036
0
0
FIRST TRUST CANADA ALPHADEX ETF
Common Stock
33737J208
692508
29036
SH
SOLE
692508
0
0
First Trust Dev Mkts Ex-US AlphaDEXETF
Common Stock
33737J174
710628
14429
SH
SOLE
710628
0
0
First Trust Emerging Mrkts AlphaDEX ETF
Common Stock
33737J182
690373
33271
SH
SOLE
690373
0
0
FIRST TRUST ENERGY ALPHADEX ETF
Common Stock
33734X127
584356
37896
SH
SOLE
584356
0
0
FIRST TRUST EUROPE ALPHADEX ETF
Common Stock
33737J117
708361
23996
SH
SOLE
708361
0
0
FIRST TRUST FINANCIALS ALPHADEX ETF
Common Stock
33734X135
565874
23287
SH
SOLE
565874
0
0
FIRST TRUST HEALTH CARE ALPHADEX ETF
Common Stock
33734X143
558055
9171
SH
SOLE
558055
0
0
FIRST TRUST JAPAN ALPHADEX ETF
Common Stock
33737J158
730576
14822
SH
SOLE
730576
0
0
FIRST TRUST MATERIALS ALPHADEX ETF
Common Stock
33734X168
566317
16559
SH
SOLE
566317
0
0
First Trust S&P REIT ETF
Common Stock
33734G108
550462
22737
SH
SOLE
550462
0
0
FIRST TRUST TECHNOLOGY ALPHADEX ETF
Common Stock
33734X176
584913
15916
SH
SOLE
584913
0
0
FIRST TRUST UTILITIES ALPHADEX ETF
Common Stock
33734X184
548678
21160
SH
SOLE
548678
0
0
Flah&Crum Pref Income Opps
Common Stock
33848E106
28980
2520
SH
SOLE
28980
0
0
Ford Motor Co
Common Stock
345370860
77416
6414
SH
SOLE
77416
0
0
Freeport Mcmoran Inc
Common Stock
35671D857
20634
1900
SH
SOLE
20634
0
0
General Electric Company Com
Common Stock
369604103
1332455
44985
SH
SOLE
1332455
0
0
General Mills Inc
Common Stock
370334104
59536
932
SH
SOLE
59536
0
0
General Motors Co
Common Stock
37045V100
419078
13191
SH
SOLE
419078
0
0
Glaxosmithkline Plc Sponsored Adr(Frm Glaxo Well)
Common Stock
37733W105
94584
2193
SH
SOLE
94584
0
0
Global X MSCI Colombia ETF
Common Stock
37950E200
28612
3015
SH
SOLE
28612
0
0
Global X Silver Miners ETF
Common Stock
37954Y848
15568
350
SH
SOLE
15568
0
0
Goldman Sachs Group Inc
Common Stock
38141G104
267708
1660
SH
SOLE
267708
0
0
Green Bancorp Inc
Common Stock
39260X100
12777
1169
SH
SOLE
12777
0
0
Guggenheim S&P 500 Equal Weight ETF
Common Stock
78355W106
106159
1270
SH
SOLE
106159
0
0
Guggenheim S&P 500 Top 50 ETF
Common Stock
78355W205
91203
597
SH
SOLE
91203
0
0
Halozyme Therapeutics Inc
Common Stock
40637H109
24160
2000
SH
SOLE
24160
0
0
Hcpinc
Common Stock
40414L109
23149
610
SH
SOLE
23149
0
0
Home Depot Inc
Common Stock
437076102
113367
881
SH
SOLE
113367
0
0
Honeywell Intl Inc
Common Stock
438516106
138858
1191
SH
SOLE
138858
0
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Intel Corp
Common Stock
458140100
136504
3616
SH
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136504
0
0
International Business Machines Corp
Common Stock
459200101
68146
429
SH
SOLE
68146
0
0
International Flavors & Fragrances Inc
Common Stock
459506101
42891
300
SH
SOLE
42891
0
0
International Paper Co
Common Stock
460146103
108578
2263
SH
SOLE
108578
0
0
Invesco Senior Income Trust
Common Stock
46131H107
11041
2550
SH
SOLE
11041
0
0
iShares 0-5 Year TIPS Bond
Common Stock
46429B747
4019129
39754
SH
SOLE
4019129
0
0
Ishares 1 To 3 Year Treasury Bond Etf
Common Stock
464287457
11905
140
SH
SOLE
11905
0
0
Ishares 20 Plus Year Treasury Bond Etf
Common Stock
464287432
51841
377
SH
SOLE
51841
0
0
ISHARES 7-10 YEAR TRSURY BOND ETF
Common Stock
464287440
6525177
58323
SH
SOLE
6525177
0
0
iShares Core Growth Allocation
Common Stock
464289867
31520
766
SH
SOLE
31520
0
0
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Common Stock
464289875
616489
17082
SH
SOLE
616489
0
0
iShares Core MSCI Emerging Markets
Common Stock
46434G103
687981
15084
SH
SOLE
687981
0
0
iShares Core S&P 500 ETF
Common Stock
464287200
3291247
15128
SH
SOLE
3291247
0
0
Ishares Core S&P Mid Cap Etf
Common Stock
464287507
340207
2199
SH
SOLE
340207
0
0
iShares Core S&P Small Cap ETF
Common Stock
464287804
560288
4513
SH
SOLE
560288
0
0
iShares Core U S Aggregate Bd ETF
Common Stock
464287226
1513960
13467
SH
SOLE
1513960
0
0
iShares Currency Hedged MSCI Japan ETF
Common Stock
46434V886
20121
812
SH
SOLE
20121
0
0
iShares Europe ETF
Common Stock
464287861
992257
25197
SH
SOLE
992257
0
0
iShares iBoxx High Yield Corporate Bond ETF
Common Stock
464288513
2109772
24178
SH
SOLE
2109772
0
0
iShares iBoxx Investment Grade Corporate Bond ETF
Common Stock
464287242
4811041
39057
SH
SOLE
4811041
0
0
ISHARES TR MSCI GRW IDX
Common Stock
464288885
263999
3854
SH
SOLE
263999
0
0
Ishares J P Morgan Usd Emerging Markets Bond Etf
Common Stock
464288281
112990
964
SH
SOLE
112990
0
0
ISHARES MBS ETF
Common Stock
464288588
862665
7836
SH
SOLE
862665
0
0
Ishares Msci Acwi Index Fd
Common Stock
464288257
726693
12296
SH
SOLE
726693
0
0
Ishares Msci All Country Asia Ex Japan Index Fund
Common Stock
464288182
685449
11326
SH
SOLE
685449
0
0
iShares MSCI All Peru Capped ETF
Common Stock
464289842
11819
356
SH
SOLE
11819
0
0
iShares MSCI Canada ETF
Common Stock
464286509
841912
32772
SH
SOLE
841912
0
0
iShares MSCI China
Common Stock
46429B671
326114
6724
SH
SOLE
326114
0
0
iShares MSCI EAFE ETF
Common Stock
464287465
23829
403
SH
SOLE
23829
0
0
iShares MSCI EAFE Small-Cap ETF
Common Stock
464288273
5114796
97592
SH
SOLE
5114796
0
0
iShares MSCI Indonesia
Common Stock
46429B309
13405
507
SH
SOLE
13405
0
0
iShares MSCI Japan ETF
Common Stock
464286848
1718895
137073
SH
SOLE
1718895
0
0
iShares Russell 1000 Growth ETF
Common Stock
464287614
10477835
100584
SH
SOLE
10477835
0
0
iShares Russell 1000 Value ETF
Common Stock
464287598
1484594
14056
SH
SOLE
1484594
0
0
Ishares Russell 2000 Growth Etf
Common Stock
464287648
547207
3675
SH
SOLE
547207
0
0
iShares S&P 100 ETF
Common Stock
464287101
1261095
13146
SH
SOLE
1261095
0
0
iShares S&P 500 Growth ETF
Common Stock
464287309
818406
6727
SH
SOLE
818406
0
0
iShares S&P 500 Value ETF
Common Stock
464287408
872492
9188
SH
SOLE
872492
0
0
iShares S&P Mid-Cap 400 Growth ETF
Common Stock
464287606
622213
3561
SH
SOLE
622213
0
0
iShares S&P Mid-Cap 400 Value
Common Stock
464287705
648907
4879
SH
SOLE
648907
0
0
iShares S&P Small-Cap 600 Growth
Common Stock
464287887
767049
5594
SH
SOLE
767049
0
0
iShares S&P Small-Cap 600 Value
Common Stock
464287879
578619
4636
SH
SOLE
578619
0
0
iShares Silver Shares ETF
Common Stock
46428Q109
65119
3578
SH
SOLE
65119
0
0
iShares TIPS Bond ETF
Common Stock
464287176
566723
4865
SH
SOLE
566723
0
0
iShares Tr Core MSCI EAFE ETF
Common Stock
46432F842
1535373
27845
SH
SOLE
1535373
0
0
Ishares Trust Currency Hedged Msci Eurozone Etf
Common Stock
46434V639
42266
1705
SH
SOLE
42266
0
0
Ishares U S Financials Etf
Common Stock
464287788
663660
7374
SH
SOLE
663660
0
0
Ishares U S Preferred Stock Etf
Common Stock
464288687
2337452
59176
SH
SOLE
2337452
0
0
Ishares U S Real Estate Etf
Common Stock
464287739
1193633
14802
SH
SOLE
1193633
0
0
Ishares U S Technology Etf
Common Stock
464287721
817411
6869
SH
SOLE
817411
0
0
Ishares U S Utilities Etf
Common Stock
464287697
98178
801
SH
SOLE
98178
0
0
iShares U.S. Energy ETF
Common Stock
464287796
67626
1734
SH
SOLE
67626
0
0
iShares U.S. Industrials ETF
Common Stock
464287754
782154
6840
SH
SOLE
782154
0
0
iShares U.S. Medical Devices ETF
Common Stock
464288810
12358
85
SH
SOLE
12358
0
0
Johnson & Johnson
Common Stock
478160104
589468
4990
SH
SOLE
589468
0
0
JP MORGAN CHASE ALERIAN ETN
Common Stock
46625H365
1373652
43608
SH
SOLE
1373652
0
0
JPMorgan Chase & Co
Common Stock
46625H100
74181
1114
SH
SOLE
74181
0
0
KBS Real Estate Investment Trust II Inc
Common Stock
48243C109
35568
6329
SH
SOLE
35568
0
0
Kellogg Co
Common Stock
487836108
15494
200
SH
SOLE
15494
0
0
Kimberly Clark Corp
Common Stock
494368103
89685
711
SH
SOLE
89685
0
0
Kinder Morgan Inc
Common Stock
49456B101
163066
7050
SH
SOLE
163066
0
0
Lincoln Electric Holdings Inc
Common Stock
533900106
10645
170
SH
SOLE
10645
0
0
LinkedIn Corp
Common Stock
53578A108
19685
103
SH
SOLE
19685
0
0
Mastercard Incorporated
Common Stock
57636Q104
10177
100
SH
SOLE
10177
0
0
Materials Select Sector SPDR Fund
Common Stock
81369Y100
756073
15834
SH
SOLE
756073
0
0
Mcdonalds Corp
Common Stock
580135101
189421
1642
SH
SOLE
189421
0
0
Merck & Co Inc
Common Stock
58933Y105
78074
1251
SH
SOLE
78074
0
0
MetLife Inc
Common Stock
59156R108
16705
376
SH
SOLE
16705
0
0
Microsoft Corp
Common Stock
594918104
227116
3943
SH
SOLE
227116
0
0
Morgan Stanley
Common Stock
617446448
12824
400
SH
SOLE
12824
0
0
National Grid Plc New Sponsored Adr
Common Stock
636274300
171730
2415
SH
SOLE
171730
0
0
Newmont Mining Corp
Common Stock
651639106
51666
1315
SH
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73936Q793
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752344309
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761713106
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13163
170
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15728
200
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989
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