0001569886-16-000008.txt : 20160210
0001569886-16-000008.hdr.sgml : 20160210
20160210170625
ACCESSION NUMBER: 0001569886-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
EFFECTIVENESS DATE: 20160210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Risk Paradigm Group, LLC
CENTRAL INDEX KEY: 0001569886
IRS NUMBER: 273609298
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16891
FILM NUMBER: 161406548
BUSINESS ADDRESS:
STREET 1: 5900 SOUTHWEST PARKWAY
STREET 2: BUILDING 5, SUITE 500
CITY: AUSTIN
STATE: TX
ZIP: 78735
BUSINESS PHONE: (866) 726-5150
MAIL ADDRESS:
STREET 1: 5900 SOUTHWEST PARKWAY
STREET 2: BUILDING 5, SUITE 500
CITY: AUSTIN
STATE: TX
ZIP: 78735
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001569886
XXXXXXXX
12-31-2015
12-31-2015
Risk Paradigm Group, LLC
5900 SOUTHWEST PARKWAY
BUILDING 5, SUITE 500
AUSTIN
TX
78735
13F HOLDINGS REPORT
028-16891
N
Brandon Lamb
Chief Compliance Officer
781-916-8176
Brandon Lamb
Burlington
MA
02-10-2016
0
221
84583
false
INFORMATION TABLE
2
13FTable2015Q4.xml
3M Co
common stock
88579Y101
63720
423
SH
SOLE
63720
0
0
Aberdeen Asia-Pacific Income
common stock
003009107
12622
2762
SH
SOLE
12622
0
0
ACE Ltd
common stock
H0023R105
19280
165
SH
SOLE
19280
0
0
Aegon N V Perp Cap Secs
preferred stock
007924400
10990
425
SH
SOLE
10990
0
0
AGL Resources Inc
common stock
001204106
32734
513
SH
SOLE
32734
0
0
Air Products & Chemicals Inc
common stock
009158106
39163
301
SH
SOLE
39163
0
0
Alerian MLP ETF
common stock
00162Q866
56550
4693
SH
SOLE
56550
0
0
Alphabet Inc Cap Stk Cl A
common stock
02079K305
171162
220
SH
SOLE
171162
0
0
Altria Group Inc
common stock
02209S103
181498
3118
SH
SOLE
181498
0
0
American Capital Agency Corp
common stock
02503X105
13958
805
SH
SOLE
13958
0
0
American Electric Power Co Inc
common stock
025537101
83733
1437
SH
SOLE
83733
0
0
American International Group Inc
common stock
026874784
75417
1217
SH
SOLE
75417
0
0
Amgen Inc
common stock
031162100
81165
500
SH
SOLE
81165
0
0
Annaly Capital Management Inc
common stock
035710409
19698
2100
SH
SOLE
19698
0
0
Apple Inc
common stock
037833100
496511
4717
SH
SOLE
496511
0
0
AstraZeneca PLC
common stock
046353108
134238
3954
SH
SOLE
134238
0
0
At&T Inc
common stock
00206R102
117544
3416
SH
SOLE
117544
0
0
Automatic Data Processing Inc
common stock
053015103
37276
440
SH
SOLE
37276
0
0
Bank of America Corporation
common stock
060505104
110657
6575
SH
SOLE
110657
0
0
Barclays Bank PLC
preferred stock
06739H776
12205
470
SH
SOLE
12205
0
0
Berkshire Hathaway Inc
common stock
084670702
833700
6314
SH
SOLE
833700
0
0
BHP Billiton Ltd
common stock
088606108
17800
691
SH
SOLE
17800
0
0
Biogen Inc
common stock
09062X103
158382
517
SH
SOLE
158382
0
0
BlackRock Debt Strategies Fund
common stock
09255R103
15252
4526
SH
SOLE
15252
0
0
Blackstone Group LP
common stock
09253U108
13684
468
SH
SOLE
13684
0
0
Boeing Co
common stock
097023105
53787
372
SH
SOLE
53787
0
0
BP PLC
common stock
055622104
27665
885
SH
SOLE
27665
0
0
Bristol-Myers Squibb Company
common stock
110122108
13070
190
SH
SOLE
13070
0
0
British American Tobacco PLC
common stock
110448107
118071
1069
SH
SOLE
118071
0
0
Care Cap Pptys Inc
common stock
141624106
16202
530
SH
SOLE
16202
0
0
Celgene Corp
common stock
151020104
35928
300
SH
SOLE
35928
0
0
Chevron Corp
common stock
166764100
331412
3684
SH
SOLE
331412
0
0
Chuy's Holdings Inc
common stock
171604101
56255
1795
SH
SOLE
56255
0
0
Cisco Systems Inc
common stock
17275R102
15614
575
SH
SOLE
15614
0
0
ClearBridge Energy MLP
common stock
184692101
20781
1369
SH
SOLE
20781
0
0
Clorox Co
common stock
189054109
64049
505
SH
SOLE
64049
0
0
Coach Inc
common stock
189754104
57375
1753
SH
SOLE
57375
0
0
Coca-Cola Co
common stock
191216100
87466
2036
SH
SOLE
87466
0
0
Colgate-Palmolive Co
common stock
194162103
19986
300
SH
SOLE
19986
0
0
ConocoPhillips
common stock
20825C104
148007
3170
SH
SOLE
148007
0
0
Consolidated Edison Inc
common stock
209115104
268327
4175
SH
SOLE
268327
0
0
Consumer Discret Sel Sect SPDR ETF
common stock
81369Y407
1438471
18404
SH
SOLE
1438471
0
0
Consumer Staples Select Sector SPDR ETF
common stock
81369Y308
1288858
25527
SH
SOLE
1288858
0
0
Credit-Enhanced Corts Tr Aon Corts 8.205
preferred stock
22532R101
17474
572
SH
SOLE
17474
0
0
Danaher Corp Del
convertible bonds
235851AF9
13478
5000
SH
SOLE
13478
0
0
Dean Foods Co
common stock
242370203
75460
4400
SH
SOLE
75460
0
0
Deutsche Strategic Muni Income
common stock
25159F102
12276
930
SH
SOLE
12276
0
0
Dow Chemical Co
common stock
260543103
150990
2933
SH
SOLE
150990
0
0
Dreyfus Strategic Municipals
common stock
261932107
34160
4000
SH
SOLE
34160
0
0
Duff&Phelps Global Utility Income
common stock
26433C105
11666
792
SH
SOLE
11666
0
0
Duke Energy Corporation
common stock
26441C204
186542
2613
SH
SOLE
186542
0
0
E I du Pont de Nemours & Co
common stock
263534109
57475
863
SH
SOLE
57475
0
0
EMC Corp
common stock
268648102
30482
1187
SH
SOLE
30482
0
0
Emerson Electric Co
common stock
291011104
55913
1169
SH
SOLE
55913
0
0
Energy Transfer Equity LP
common stock
29273V100
30228
2200
SH
SOLE
30228
0
0
Energy Transfer Partners LP
common stock
29273R109
11468
340
SH
SOLE
11468
0
0
Entergy Corp
common stock
29364G103
27344
400
SH
SOLE
27344
0
0
Enterprise Products Partners LP
common stock
293792107
519350
20303
SH
SOLE
519350
0
0
Eversource Energy
common stock
30040W108
51070
1000
SH
SOLE
51070
0
0
Exelon Corp
common stock
30161N101
13885
500
SH
SOLE
13885
0
0
Exxon Mobil Corporation
common stock
30231G102
588054
7544
SH
SOLE
588054
0
0
Facebook Inc
common stock
30303M102
31398
300
SH
SOLE
31398
0
0
Fidelity MSCI Financials ETF
common stock
316092501
382899
13530
SH
SOLE
382899
0
0
Fidelity MSCI Health Care ETF
common stock
316092600
364740
10563
SH
SOLE
364740
0
0
Financial Select Sector SPDR ETF
common stock
81369Y605
1441143
60476
SH
SOLE
1441143
0
0
First Trust Cnsmr Discret AlphaDEX ETF
common stock
33734X101
1789874
52489
SH
SOLE
1789874
0
0
First Trust Cnsmr Staples AlphaDEX ETF
common stock
33734X119
1823472
41023
SH
SOLE
1823472
0
0
First Trust Financials AlphaDEX ETF
common stock
33734X135
1802917
77779
SH
SOLE
1802917
0
0
First Trust Japan AlphaDEX ETF
common stock
33737J158
1877298
39807
SH
SOLE
1877298
0
0
First Trust Large Cap Core AlphaDEX ETF
common stock
33734K109
1460803
33768
SH
SOLE
1460803
0
0
First Trust S&P REIT ETF
common stock
33734G108
1504619
68144
SH
SOLE
1504619
0
0
First Trust Technology AlphaDEX ETF
common stock
33734X176
1778971
53519
SH
SOLE
1778971
0
0
First Trust Utilities AlphaDEX ETF
common stock
33734X184
1868490
83452
SH
SOLE
1868490
0
0
Flah&Crum Pref Income Opps
common stock
33848E106
13444
1260
SH
SOLE
13444
0
0
Fluor Corp
common stock
343412102
10010
212
SH
SOLE
10010
0
0
Ford Motor Co
common stock
345370860
69238
4914
SH
SOLE
69238
0
0
Freeport-McMoRan Inc
common stock
35671D857
17283
2553
SH
SOLE
17283
0
0
General Electric Co
common stock
369604103
867932
27863
SH
SOLE
867932
0
0
General Mills Inc
common stock
370334104
53739
932
SH
SOLE
53739
0
0
General Motors Co
common stock
37045V100
64108
1885
SH
SOLE
64108
0
0
GlaxoSmithKline PLC
common stock
37733W105
88487
2193
SH
SOLE
88487
0
0
Goldman Sachs Group Inc
common stock
38141G104
154997
860
SH
SOLE
154997
0
0
Goldman Sachs Group Inc
preferred stock
38145G209
15714
600
SH
SOLE
15714
0
0
Green Bancorp Inc
common stock
39260X100
12251
1169
SH
SOLE
12251
0
0
Guggenheim S&P 500 Equal Weight ETF
common stock
78355W106
440603
5749
SH
SOLE
440603
0
0
Hartford Financial Services Group Inc
common stock
416515104
17384
400
SH
SOLE
17384
0
0
HCI Group Inc
common stock
40416E103
44364
1273
SH
SOLE
44364
0
0
HCP Inc
common stock
40414L109
19234
503
SH
SOLE
19234
0
0
Health Care Select Sector SPDR ETF
common stock
81369Y209
16206
225
SH
SOLE
16206
0
0
Home Depot Inc
common stock
437076102
86094
651
SH
SOLE
86094
0
0
Honeywell International Inc
common stock
438516106
86688
837
SH
SOLE
86688
0
0
Industrial Select Sector SPDR ETF
common stock
81369Y704
1273088
24016
SH
SOLE
1273088
0
0
Intel Corp
common stock
458140100
132219
3838
SH
SOLE
132219
0
0
International Business Machines Corp
common stock
459200101
59038
429
SH
SOLE
59038
0
0
International Flavors & Fragrances Inc
common stock
459506101
35892
300
SH
SOLE
35892
0
0
International Paper Co
common stock
460146103
68991
1830
SH
SOLE
68991
0
0
Invesco Mortgage Capital Inc
common stock
46131B100
26886
2170
SH
SOLE
26886
0
0
iShares 1-3 Year Treasury Bond
common stock
464287457
11810
140
SH
SOLE
11810
0
0
iShares 7-10 Year Treasury Bond
common stock
464287440
3635886
34434
SH
SOLE
3635886
0
0
iShares Core MSCI EAFE
common stock
46432F842
1511546
27796
SH
SOLE
1511546
0
0
iShares Core S&P 500
common stock
464287200
4168694
20348
SH
SOLE
4168694
0
0
iShares Core S&P Mid-Cap
common stock
464287507
696321
4998
SH
SOLE
696321
0
0
iShares Core S&P Small-Cap
common stock
464287804
840799
7636
SH
SOLE
840799
0
0
iShares Core US Aggregate Bond
common stock
464287226
1579106
14620
SH
SOLE
1579106
0
0
iShares Europe
common stock
464287861
1189582
29658
SH
SOLE
1189582
0
0
iShares iBoxx High Yield Corporate Bd
common stock
464288513
400643
4972
SH
SOLE
400643
0
0
iShares iBoxx Invst Grade Crp Bond
common stock
464287242
187660
1646
SH
SOLE
187660
0
0
iShares JPMorgan USD Emerg Markets Bond
common stock
464288281
340505
3219
SH
SOLE
340505
0
0
iShares MBS
common stock
464288588
1519108
14105
SH
SOLE
1519108
0
0
iShares MSCI ACWI
common stock
464288257
3007916
53886
SH
SOLE
3007916
0
0
iShares MSCI China
common stock
46429B671
282980
6342
SH
SOLE
282980
0
0
iShares MSCI EAFE
common stock
464287465
23664
403
SH
SOLE
23664
0
0
iShares MSCI Japan
common stock
464286848
3864146
318824
SH
SOLE
3864146
0
0
iShares S&P 100
common stock
464287101
13584
149
SH
SOLE
13584
0
0
iShares S&P 500 Growth
common stock
464287309
2724658
23529
SH
SOLE
2724658
0
0
iShares S&P 500 Value
common stock
464287408
861573
9732
SH
SOLE
861573
0
0
iShares S&P Mid-Cap 400 Growth
common stock
464287606
859043
5337
SH
SOLE
859043
0
0
iShares S&P Mid-Cap 400 Value
common stock
464287705
1044955
8916
SH
SOLE
1044955
0
0
iShares S&P Small-Cap 600 Growth
common stock
464287887
2659612
21395
SH
SOLE
2659612
0
0
iShares S&P Small-Cap 600 Value
common stock
464287879
2656734
24563
SH
SOLE
2656734
0
0
iShares Silver Trust
common stock
46428Q109
68548
5197
SH
SOLE
68548
0
0
iShares US Energy
common stock
464287796
89999
2658
SH
SOLE
89999
0
0
iShares US Healthcare
common stock
464287762
1276285
8508
SH
SOLE
1276285
0
0
iShares US Industrials
common stock
464287754
147999
1438
SH
SOLE
147999
0
0
iShares US Real Estate
common stock
464287739
2468705
32881
SH
SOLE
2468705
0
0
iShares US Technology
common stock
464287721
347205
3244
SH
SOLE
347205
0
0
iShares US Utilities
common stock
464287697
99933
926
SH
SOLE
99933
0
0
Johnson & Johnson
common stock
478160104
205337
1999
SH
SOLE
205337
0
0
JPMorgan Alerian MLP ETN
common stock
46625H365
95687
3303
SH
SOLE
95687
0
0
JPMorgan Chase & Co
common stock
46625H100
73557
1114
SH
SOLE
73557
0
0
Kellogg Co
common stock
487836108
14454
200
SH
SOLE
14454
0
0
Kimberly-Clark Corp
common stock
494368103
50920
400
SH
SOLE
50920
0
0
Kinder Morgan, Inc.
common stock
49456B101
137816
9237
SH
SOLE
137816
0
0
LinkedIn Corp
common stock
53578A108
23183
103
SH
SOLE
23183
0
0
Market Vectors Gold Miners ETF
common stock
57060U100
18768
1368
SH
SOLE
18768
0
0
Materials Select Sector SPDR ETF
common stock
81369Y100
214321
4936
SH
SOLE
214321
0
0
McDonald's Corp
common stock
580135101
163505
1384
SH
SOLE
163505
0
0
Merck & Co Inc
common stock
58933Y105
73102
1384
SH
SOLE
73102
0
0
MetLife Inc
common stock
59156R108
69422
1440
SH
SOLE
69422
0
0
Microsoft Corp
common stock
594918104
166051
2993
SH
SOLE
166051
0
0
Mondelez International Inc
common stock
609207105
133399
2975
SH
SOLE
133399
0
0
Morgan Stanley
common stock
617446448
16159
508
SH
SOLE
16159
0
0
National Grid PLC
common stock
636274300
170442
2451
SH
SOLE
170442
0
0
NextEra Energy Inc
common stock
65339F101
44984
433
SH
SOLE
44984
0
0
Nike Inc
common stock
654106103
12500
200
SH
SOLE
12500
0
0
Northern Tier Energy LP
common stock
665826103
12930
500
SH
SOLE
12930
0
0
Northwest Natural Gas
common stock
667655104
81785
1616
SH
SOLE
81785
0
0
Novartis AG
common stock
66987V109
63411
737
SH
SOLE
63411
0
0
Nuveen Credit Strategies Income
common stock
67073D102
19733
2517
SH
SOLE
19733
0
0
Nuveen Dividend Advantage Muni 3
common stock
67070X101
57440
4000
SH
SOLE
57440
0
0
Oil-Dri Corp of America
common stock
677864100
18415
500
SH
SOLE
18415
0
0
PepsiCo Inc
common stock
713448108
122202
1223
SH
SOLE
122202
0
0
Pfizer Inc
common stock
717081103
190258
5894
SH
SOLE
190258
0
0
Philip Morris International Inc
common stock
718172109
155161
1765
SH
SOLE
155161
0
0
Phillips 66
common stock
718546104
31411
384
SH
SOLE
31411
0
0
PowerShares Emerging Markets Sov Dbt ETF
common stock
73936T573
28156
1031
SH
SOLE
28156
0
0
PowerShares KBW High Div Yld Fincl ETF
common stock
73936Q793
21441
1021
SH
SOLE
21441
0
0
Procter & Gamble Co
common stock
742718109
181213
2282
SH
SOLE
181213
0
0
ProShares Ultra Consumer Goods
common stock
74347R768
373153
3537
SH
SOLE
373153
0
0
ProShares Ultra Consumer Services
common stock
74347R750
353644
3315
SH
SOLE
353644
0
0
ProShares Ultra Financials
common stock
74347X633
338528
4768
SH
SOLE
338528
0
0
ProShares Ultra Health Care
common stock
74347R735
366254
5551
SH
SOLE
366254
0
0
ProShares Ultra Industrials
common stock
74347R727
331448
3102
SH
SOLE
331448
0
0
ProShares Ultra Technology
common stock
74347R693
360156
4574
SH
SOLE
360156
0
0
ProShares Ultra Utilities
common stock
74347R685
178020
1935
SH
SOLE
178020
0
0
ProShares UltraShort Basic Materials
common stock
74347X138
148571
4329
SH
SOLE
148571
0
0
ProShares UltraShort Oil & Gas
common stock
74348A525
186143
2590
SH
SOLE
186143
0
0
ProShares VIX Short-Term Futures
common stock
74347W361
24660
1850
SH
SOLE
24660
0
0
Public Service Enterprise Group Inc
common stock
744573106
77341
1999
SH
SOLE
77341
0
0
PureFunds ISE Cyber Security ETF
common stock
30304R407
89355
3450
SH
SOLE
89355
0
0
Reynolds American Inc
common stock
761713106
90407
1959
SH
SOLE
90407
0
0
Rite Aid Corp
common stock
767754104
19600
2500
SH
SOLE
19600
0
0
Rockwell Automation Inc
common stock
773903109
50484
492
SH
SOLE
50484
0
0
Royal Dutch Shell PLC
common stock
780259107
144519
3139
SH
SOLE
144519
0
0
Schlumberger Ltd
common stock
806857108
13950
200
SH
SOLE
13950
0
0
Schwab US Large-Cap ETF
common stock
808524201
98888
2036
SH
SOLE
98888
0
0
Southern Co
common stock
842587107
171251
3660
SH
SOLE
171251
0
0
SPDR Barclays High Yield Bond ETF
common stock
78464A417
10173
300
SH
SOLE
10173
0
0
SPDR Barclays International Corp Bd ETF
common stock
78464A151
1879169
61012
SH
SOLE
1879169
0
0
SPDR Barclays International Trs Bd ETF
common stock
78464A516
1907057
36937
SH
SOLE
1907057
0
0
SPDR Blackstone GSO Senior Loan ETF
common stock
78467V608
1865820
40447
SH
SOLE
1865820
0
0
SPDR Gold Shares
common stock
78463V107
100242
988
SH
SOLE
100242
0
0
Spectra Energy Corp
common stock
847560109
58605
2448
SH
SOLE
58605
0
0
Starbucks Corp
common stock
855244109
273436
4555
SH
SOLE
273436
0
0
State Street Corp
common stock
857477103
20969
316
SH
SOLE
20969
0
0
Target Corp
common stock
87612E106
78999
1088
SH
SOLE
78999
0
0
Technology Select Sector SPDR ETF
common stock
81369Y803
1277661
29831
SH
SOLE
1277661
0
0
Textron Inc
common stock
883203101
11636
277
SH
SOLE
11636
0
0
Tier Reit Inc Com
common stock
88650V208
16475
1117
SH
SOLE
16475
0
0
Time Warner Cable Inc
common stock
88732J207
53635
289
SH
SOLE
53635
0
0
Time Warner Inc
common stock
887317303
50248
777
SH
SOLE
50248
0
0
Transcanada Corp Com
common stock
89353D107
14339
440
SH
SOLE
14339
0
0
Travelers Companies Inc
common stock
89417E109
21894
194
SH
SOLE
21894
0
0
Twitter Inc
common stock
90184L102
21983
950
SH
SOLE
21983
0
0
Under Armour Inc
common stock
904311107
16122
200
SH
SOLE
16122
0
0
Unilever NV
common stock
904784709
12996
300
SH
SOLE
12996
0
0
United Development Funding IV
common stock
910187103
387552
35232
SH
SOLE
387552
0
0
United Fire Group Inc
common stock
910340108
54170
1414
SH
SOLE
54170
0
0
United Parcel Service Inc (UPS)
common stock
911312106
49847
518
SH
SOLE
49847
0
0
United Technologies Corp
common stock
913017109
76471
796
SH
SOLE
76471
0
0
Utilities Select Sector SPDR ETF
common stock
81369Y886
1277755
29523
SH
SOLE
1277755
0
0
Valero Energy Corp
common stock
91913Y100
57416
812
SH
SOLE
57416
0
0
Vanguard FTSE Europe ETF
common stock
922042874
33120
664
SH
SOLE
33120
0
0
Vanguard Intermediate-Term Govt Bd ETF
common stock
92206C706
28675
445
SH
SOLE
28675
0
0
Vanguard Long-Term Corporate Bond ETF
common stock
92206C813
526125
6250
SH
SOLE
526125
0
0
Vanguard Mega Cap Growth ETF
common stock
921910816
31389
378
SH
SOLE
31389
0
0
Vanguard Mega Cap Value ETF
common stock
921910840
58852
997
SH
SOLE
58852
0
0
Vanguard S&P Mid-Cap 400 ETF
common stock
921932885
57705
615
SH
SOLE
57705
0
0
Vanguard Short-Term Infl-Prot Secs ETF
common stock
922020805
394681
8163
SH
SOLE
394681
0
0
Ventas Inc
common stock
92276F100
130296
2309
SH
SOLE
130296
0
0
Verizon Communications Inc
common stock
92343V104
99650
2156
SH
SOLE
99650
0
0
Vertex Pharmaceuticals Inc
common stock
92532F100
15980
127
SH
SOLE
15980
0
0
Visa Inc
common stock
92826C839
78790
1016
SH
SOLE
78790
0
0
Vodafone Group PLC
common stock
92857W308
43841
1359
SH
SOLE
43841
0
0
Walt Disney Co
common stock
254687106
19649
187
SH
SOLE
19649
0
0
Wells Fargo & Co
common stock
949746101
76538
1408
SH
SOLE
76538
0
0
Western Asset Mortgage Defined Opp
common stock
95790B109
42154
1790
SH
SOLE
42154
0
0
Western Claymore Infl-Lnkd Securities
common stock
95766Q106
21583
2042
SH
SOLE
21583
0
0
WISDOMTREE INTL LARGECP DIVIDEND ETF
common stock
97717W794
12516
290
SH
SOLE
12516
0
0
WisdomTree Japan Hedged Equity ETF
common stock
97717W851
13721
274
SH
SOLE
13721
0
0
Zoetis Inc
common stock
98978V103
82230
1716
SH
SOLE
82230
0
0