0001209191-23-047129.txt : 20230823 0001209191-23-047129.hdr.sgml : 20230823 20230823200009 ACCESSION NUMBER: 0001209191-23-047129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBAL VALUE INVESTMENT CORP. CENTRAL INDEX KEY: 0001569866 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198693 BUSINESS ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 262-478-0640 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER NAME: FORMER CONFORMED NAME: MILWAUKEE PRIVATE WEALTH MANAGEMENT, INC. DATE OF NAME CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEYGAN JAMES CENTRAL INDEX KEY: 0001734726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198691 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEYGAN JEFFREY RICHART CENTRAL INDEX KEY: 0001733547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198692 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER NAME: FORMER CONFORMED NAME: GEYGAN JEFFREY RICHART GEYGAN DATE OF NAME CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GVP 2021-A, LLC CENTRAL INDEX KEY: 0001955706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198689 BUSINESS ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 12624780640 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 400 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilke Stacy CENTRAL INDEX KEY: 0001865363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198688 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geygan Kathleen CENTRAL INDEX KEY: 0001865425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198687 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GVP 2021-A, L.P. CENTRAL INDEX KEY: 0001955705 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 231198690 BUSINESS ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 2624780640 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-21 0 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001569866 GLOBAL VALUE INVESTMENT CORP. 1433 N. WATER STREET SUITE 400 MILWAUKEE WI 53202 0 0 1 0 0001733547 GEYGAN JEFFREY RICHART 1433 N. WATER STREET MILWAUKEE WI 53202 1 0 1 0 0001734726 GEYGAN JAMES 1433 N. WATER STREET SUITE 400 MILWAUKEE WI 53202 0 0 0 1 Director and Officer of GVIC 0001955705 GVP 2021-A, L.P. 1433 N. WATER STREET SUITE 400 MILWAUKEE WI 53202 0 0 0 1 GVIC-Controlled Entity 0001955706 GVP 2021-A, LLC 1433 N. WATER STREET SUITE 400 MILWAUKEE WI 53202 0 0 0 1 GVIC-Controlled Entity 0001865363 Wilke Stacy 1433 N. WATER STREET SUITE 400 MILWAUKEE WI 53202 0 0 0 1 Officer of GVIC 0001865425 Geygan Kathleen 1433 N. WATER STREET SUITE 400 MILWAUKEE WI 53202 0 0 0 1 Director of GVIC 0 Common Stock 2023-08-21 4 S 0 9430 5.2498 D 862001 I See footnotes Common Stock 2023-08-21 4 P 0 10307 5.2602 A 872308 I See footnotes Common Stock 2023-08-21 4 P 0 1213 5.2592 A 6213 D The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. James P. Geygan, Chief Operating Officer 2023-08-23