0001209191-23-000831.txt : 20230104
0001209191-23-000831.hdr.sgml : 20230104
20230104160404
ACCESSION NUMBER: 0001209191-23-000831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221230
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLOBAL VALUE INVESTMENT CORP.
CENTRAL INDEX KEY: 0001569866
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506232
BUSINESS ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 262-478-0640
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER NAME:
FORMER CONFORMED NAME: MILWAUKEE PRIVATE WEALTH MANAGEMENT, INC.
DATE OF NAME CHANGE: 20130215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEYGAN JAMES
CENTRAL INDEX KEY: 0001734726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506230
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEYGAN JEFFREY RICHART
CENTRAL INDEX KEY: 0001733547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506231
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER NAME:
FORMER CONFORMED NAME: GEYGAN JEFFREY RICHART GEYGAN
DATE OF NAME CHANGE: 20180306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GVP 2021-A, LLC
CENTRAL INDEX KEY: 0001955706
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506227
BUSINESS ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 12624780640
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilke Stacy
CENTRAL INDEX KEY: 0001865363
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506226
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geygan Kathleen
CENTRAL INDEX KEY: 0001865425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506229
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GVP 2021-A, L.P.
CENTRAL INDEX KEY: 0001955705
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 23506228
BUSINESS ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 2624780640
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-30
0
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001569866
GLOBAL VALUE INVESTMENT CORP.
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
0
0
1
0
0001733547
GEYGAN JEFFREY RICHART
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
1
0
0
1
Director and Officer of GVIC
0001734726
GEYGAN JAMES
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
0
0
0
1
Officer of GVIC
0001865425
Geygan Kathleen
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
0
0
0
1
Director of GVIC
0001955705
GVP 2021-A, L.P.
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
0
0
0
1
GVIC-Controlled Entity
0001955706
GVP 2021-A, LLC
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
0
0
0
1
GVIC-Controlled Entity
0001865363
Wilke Stacy
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
0
0
0
1
Officer of GVIC
Common Stock
2022-12-30
4
J
0
6840
0.00
A
630643
I
See footnotes
Common Stock
1000
D
Represents a common stock grant to Jeffrey R. Geygan in his capacity as a non-employee director of the issuer pursuant to the issuer's board of directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023, and August 31, 2023.
In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
James P. Geygan, Chief Operating Offficer
2023-01-04