Compliance Analyst

0001569855-15-000012.txt : 20151116 0001569855-15-000012.hdr.sgml : 20151116 20151116104811 ACCESSION NUMBER: 0001569855-15-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Janney Capital Management LLC CENTRAL INDEX KEY: 0001569855 IRS NUMBER: 455066619 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15405 FILM NUMBER: 151232405 BUSINESS ADDRESS: STREET 1: ONE PPG PLACE, SUITE 2200 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-562-8100 MAIL ADDRESS: STREET 1: ONE PPG PLACE, SUITE 2200 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569855 XXXXXXXX 09-30-2015 09-30-2015 Janney Capital Management LLC

ONE PPG PLACE, SUITE 2200 PITTSBURGH PA 15222

13F HOLDINGS REPORT 028-15405 N Angela Pandaleno Compliance Analyst 215-665-1621 Angela Pandaleno Philadelphia PA 11-16-2015 0 179 2203094 false INFORMATION TABLE 2 JCM13F2015Q3.xml JCM 13F Q3 2015 3M Company Common Stocks 88579Y101 18331 129301 SH SOLE 0 0 129301 0 Abbott Labs Common Stocks 002824100 237 5891 SH SOLE 0 0 5891 0 AbbVie Inc Common Stocks 00287Y109 438 8050 SH SOLE 0 0 8050 0 Accenture PLC Ireland Class A New Common Stocks G1151C101 38583 392661 SH SOLE 0 0 392661 0 AES Corp Common Stocks 00130H105 8245 842182 SH SOLE 0 0 842182 0 Agilent Tech Common Stocks 00846U101 9730 283417 SH SOLE 0 0 283417 0 Allergan PLC Common Stocks G0177J108 19361 71229 SH SOLE 0 0 71229 0 Allstate Corp Common Stocks 20002101 272 4674 SH SOLE 0 0 4674 0 Altria Group Inc Common Stocks 02209S103 254 4668 SH SOLE 0 0 4668 0 Ansys Inc Common Stocks 03662Q105 385 4368 SH SOLE 0 0 4368 0 Apple Computer Inc Common Stocks 37833100 22996 208482 SH SOLE 0 0 208482 0 Archer Daniels Midland Co Common Stocks 39483102 247 5956 SH SOLE 0 0 5956 0 Astrazeneca PLC Spon Adr Common Stocks 46353108 22043 692750 SH SOLE 0 0 692750 0 AT&T Inc Common Stocks 00206R102 18272 560840 SH SOLE 0 0 560840 0 Bank Of America Corp (new) Common Stocks 60505104 304 19501 SH SOLE 0 0 19501 0 Bank of New York Mellon Corp Common Stocks 64058100 435 11099 SH SOLE 0 0 11099 0 Berkshire Hathaway Inc Cl B Common Stocks 84670702 494 3785 SH SOLE 0 0 3785 0 Blackstone Group Common Stocks 09253U108 1080 34100 SH SOLE 0 0 34100 0 Boeing Co Common Stocks 97023105 582 4448 SH SOLE 0 0 4448 0 Bristol-Myers Squibb Common Stocks 110122108 1182 19969 SH SOLE 0 0 19969 0 Capital One Finl Corp Common Stocks 14040H105 232 3200 SH SOLE 0 0 3200 0 Chevron Corp Common Stocks 166764100 22960 291078 SH SOLE 0 0 291078 0 Chicago Bridge & Iron Co NV Common Stocks 167250109 10379 261707 SH SOLE 0 0 261707 0 China Mobile Ltd Spon ADR Common Stocks 16941M109 208 3500 SH SOLE 0 0 3500 0 Chubb Corp Common Stocks 171232101 719 5861 SH SOLE 0 0 5861 0 Cisco Sys Inc Common Stocks 17275R102 15575 593326 SH SOLE 0 0 593326 0 Citigroup Inc New Common Stocks 172967424 19631 395715 SH SOLE 0 0 395715 0 Claymore Guggenheim Timber ETF Common Stocks 18383Q879 8726 390406 SH SOLE 0 0 390406 0 Coca Cola Co Common Stocks 191216100 1436 35789 SH SOLE 0 0 35789 0 Colgate Palmolive Co Common Stocks 194162103 209 3292 SH SOLE 0 0 3292 0 ConocoPhillips Common Stocks 20825C104 24346 507638 SH SOLE 0 0 507638 0 CVS Corp Common Stocks 126650100 25388 263147 SH SOLE 0 0 263147 0 Danaher Corp Common Stocks 235851102 18225 213883 SH SOLE 0 0 213883 0 Deutsche Bank AG Common Stocks D18190898 9141 339040 SH SOLE 0 0 339040 0 Disney Walt Co Common Stocks 254687106 572 5592 SH SOLE 0 0 5592 0 Du Pont E I De Nemours Common Stocks 263534109 398 8261 SH SOLE 0 0 8261 0 Duke Energy Co Common Stocks 26441C204 17838 247958 SH SOLE 0 0 247958 0 Eaton Corp Common Stocks G29183103 27164 529503 SH SOLE 0 0 529503 0 EMC Corp Common Stocks 268648102 18008 745370 SH SOLE 0 0 745370 0 Energy Transfers Partners Unit Ltd Partnership Common Stocks 29273R109 263 6400 SH SOLE 0 0 6400 0 Equifax Inc Common Stocks 294429105 461 4739 SH SOLE 0 0 4739 0 Esterline Technologies Corp Common Stocks 297425100 324 4500 SH SOLE 0 0 4500 0 Expeditors Intl Wash Inc Common Stocks 302130109 219 4665 SH SOLE 0 0 4665 0 Express Scripts Common Stocks 30219G108 262 3236 SH SOLE 0 0 3236 0 Exxon Mobil Corp Common Stocks 30231G102 4850 65231 SH SOLE 0 0 65231 0 First Trust FTSE Global Real Estate ETF Common Stocks 33736N101 16076 393065 SH SOLE 0 0 393065 0 First Trust Morningstar Dividend Leader ETF Common Stocks 336917109 5304 239553 SH SOLE 0 0 239553 0 FNB Corp Common Stocks 302520101 493 38039 SH SOLE 0 0 38039 0 FT Large Cap Value Opportunity Alphadex ETF Common Stocks 33735J101 322 8529 SH SOLE 0 0 8529 0 General Electric Co Common Stocks 369604103 24396 967314 SH SOLE 0 0 967314 0 General Motors Co. Common Stocks 37045V100 15890 529311 SH SOLE 0 0 529311 0 Gilead Sciences Inc Common Stocks 375558103 21482 218780 SH SOLE 0 0 218780 0 GlaxoSmithKline PLC Common Stocks 37733W105 17478 454566 SH SOLE 0 0 454566 0 GLBL X SUPERINCM PFD ETF ETF/Closed End 37950E333 7682 571585 SH SOLE 0 0 571585 0 Global Ex Superdividend Common Stocks 37950E549 6755 343759 SH SOLE 0 0 343759 0 Global X China Financials ETF Common Stocks 37950E606 28294 2085037 SH SOLE 0 0 2085037 0 Global X Funds Common Stocks 37950E291 4589 190731 SH SOLE 0 0 190731 0 Goldman Sachs Group Inc Common Stocks 38141G104 13231 76147 SH SOLE 0 0 76147 0 Google Inc Class C Common Stocks 38259P706 308 507 SH SOLE 0 0 507 0 Halliburton Co Common Stocks 406216101 9957 281676 SH SOLE 0 0 281676 0 Hanesbrands Incorporated Common Stocks 410345102 16583 573007 SH SOLE 0 0 573007 0 Health Care REIT Inc Common Stocks 42217K106 22758 338008 SH SOLE 0 0 338008 0 Helmerich & Payne Inc Common Stocks 423452101 7606 160938 SH SOLE 0 0 160938 0 Honeywell Intl Inc Common Stocks 438516106 16650 175836 SH SOLE 0 0 175836 0 HSBC Holdings PLC ADR Common Stocks 404280406 14346 378728 SH SOLE 0 0 378728 0 Huntington Bancshares Inc Common Stocks 446150104 296 27947 SH SOLE 0 0 27947 0 IBM Common Stocks 459200101 859 5927 SH SOLE 0 0 5927 0 Iconix Brand Group Common Stocks 451055107 8330 616124 SH SOLE 0 0 616124 0 II-VI Inc Common Stocks 902104108 272 16937 SH SOLE 0 0 16937 0 Intel Corp Common Stocks 458140100 533 17686 SH SOLE 0 0 17686 0 iShared Russell 2000 ETF Common Stocks 464287655 33225 304254 SH SOLE 0 0 304254 0 iShares Currency Hedged MSCI EM ETF Common Stocks 46434G509 16672 793890 SH SOLE 0 0 793890 0 iShares Currency Hedged MSCI Spain Common Stocks 46435G813 922 43594 SH SOLE 0 0 43594 0 Ishares DJ US Home Construction ETF Common Stocks 464288752 48450 1856336 SH SOLE 0 0 1856336 0 iShares DJ US Medical Device ETF Common Stocks 464288810 21531 193467 SH SOLE 0 0 193467 0 iShares NAREIT Mortgage ETF Common Stocks 464288539 2911 292846 SH SOLE 0 0 292846 0 iShares S&P SmallCap 600 Index ETF Common Stocks 464287804 2464 23125 SH SOLE 0 0 23125 0 iShares S&P Technology Software ETF Common Stocks 464287515 31444 332252 SH SOLE 0 0 332252 0 iShares SP GSTI Networking Index Fund Common Stocks 464287531 1514 42060 SH SOLE 0 0 42060 0 ISHS 1-3Y CR BD ETF ETF/Closed End- 464288646 25586 243371 SH SOLE 0 0 243371 0 ISHS U S INDLS ETF ETF/Closed End 464287754 12665 131324 SH SOLE 0 0 131324 0 J P Morgan Chase & Co Common Stocks 46625H100 14876 243990 SH SOLE 0 0 243990 0 Japan Hedged Equity WisdomTree ETF Common Stocks 97717W851 82064 1686473 SH SOLE 0 0 1686473 0 Johnson & Johnson Common Stocks 478160104 36839 394634 SH SOLE 0 0 394634 0 Kimberly Clark Corp Common Stocks 494368103 15631 143347 SH SOLE 0 0 143347 0 Kinder Morgan, Inc. Common Stocks 49456B101 230 8321 SH SOLE 0 0 8321 0 KKR & Co LP Common Stocks 48248M102 462 27545 SH SOLE 0 0 27545 0 Lockheed Martin Corp Common Stocks 539830109 450 2170 SH SOLE 0 0 2170 0 Loews Corp Common Stocks 540424108 325 9000 SH SOLE 0 0 9000 0 Luxoft Holdings CL A Ord Common Stocks G57279104 211 3337 SH SOLE 0 0 3337 0 Market Vectors Common Stocks 57061R551 1036 24482 SH SOLE 0 0 24482 0 Market Vectors Retail ETF Common Stocks 57060U225 39697 539799 SH SOLE 0 0 539799 0 Matthews Intl Corp Cl A Common Stocks 577128101 268 5471 SH SOLE 0 0 5471 0 McDonalds Corp Common Stocks 580135101 22021 223493 SH SOLE 0 0 223493 0 McGraw-Hill Inc Common Stocks 580645109 330 3817 SH SOLE 0 0 3817 0 Medtronic Inc Common Stocks G5960L103 17137 255999 SH SOLE 0 0 255999 0 Merck & Co Inc New Common Stocks 58933Y105 973 19701 SH SOLE 0 0 19701 0 Metlife Inc Common Stocks 59156R108 15212 322636 SH SOLE 0 0 322636 0 Microsoft Corp Common Stocks 594918104 44128 997018 SH SOLE 0 0 997018 0 MKT VECT INTL HI YLD ETF ETF/Closed End 57061R205 13162 568801 SH SOLE 0 0 568801 0 MKT VECT INTRM MUN ETF ETF/Closed End 57060U845 5222 220987 SH SOLE 0 0 220987 0 MSCI European Financial ETF Common Stocks 464289180 38928 1896145 SH SOLE 0 0 1896145 0 Mylan N.V. Common Stocks N59465109 12542 311513 SH SOLE 0 0 311513 0 New York Community Bancorp Inc Common Stocks 649445103 18877 1045242 SH SOLE 0 0 1045242 0 Occidental Pete Corp Common Stocks 674599105 8373 126580 SH SOLE 0 0 126580 0 Orange Spons ADR Common Stocks 684060106 18495 1223225 SH SOLE 0 0 1223225 0 Outfront Media Inc Common Stocks 69007J106 12923 621301 SH SOLE 0 0 621301 0 Parker Hannifin Corp Common Stocks 701094104 598 6141 SH SOLE 0 0 6141 0 Paychex Inc Common Stocks 704326107 26238 550864 SH SOLE 0 0 550864 0 PennyMac Mortgage Investment Trust Common Stocks 70931T103 11569 747820 SH SOLE 0 0 747820 0 Pepsico Inc Common Stocks 713448108 18112 192065 SH SOLE 0 0 192065 0 Pfizer Inc Common Stocks 717081103 14509 461911 SH SOLE 0 0 461911 0 Phillip Morris International Inc Common Stocks 718172109 21073 265634 SH SOLE 0 0 265634 0 PIMCO INTRM MUN BD ETF ETF/Closed End 72201R866 2019 37928 SH SOLE 0 0 37928 0 PIMCO TTL RET ACTIVE ETF ETF/Closed End 72201R775 49588 470204 SH SOLE 0 0 470204 0 PNC Finl Svcs Group Inc Common Stocks 693475105 21109 236644 SH SOLE 0 0 236644 0 Potash Corp of Saskatchewan Inc Common Stocks 73755L107 7293 354886 SH SOLE 0 0 354886 0 Powershares KBW Bank ETF Common Stocks 73937B746 1538 42758 SH SOLE 0 0 42758 0 Powershares KBW High Common Stocks 73936Q793 4585 208875 SH SOLE 0 0 208875 0 PowerShares Listed Private Equity ETF Common Stocks 73935X195 7306 695848 SH SOLE 0 0 695848 0 PPG Inds Inc Common Stocks 693506107 4333 49411 SH SOLE 0 0 49411 0 Precision Castparts Corp Common Stocks 740189105 661 2877 SH SOLE 0 0 2877 0 Price T Rowe Group Inc Common Stocks 74144T108 218 3134 SH SOLE 0 0 3134 0 Procter & Gamble Co Common Stocks 742718109 27778 386131 SH SOLE 0 0 386131 0 PVH Corporation Common Stocks 693656100 14946 146620 SH SOLE 0 0 146620 0 PWRSH SR LOAN PORT ETF ETF/Closed End 73936Q769 23606 1024585 SH SOLE 0 0 1024585 0 PWRSH VRDO TAX FR WK ETF ETF/Closed End 73936T433 6280 252016 SH SOLE 0 0 252016 0 Qualcomm Inc Common Stocks 747525103 28104 523064 SH SOLE 0 0 523064 0 Rockwell Automation Inc Common Stocks 773903109 493 4863 SH SOLE 0 0 4863 0 Rockwell Collins Inc Common Stocks 774341101 397 4850 SH SOLE 0 0 4850 0 Royal Dutch Shell PLC Sponsored ADR REPSTG B Share Common Stocks 780259107 12683 267121 SH SOLE 0 0 267121 0 Rydex ETF Trust S&P 500 Equal Weighted Index Fd Common Stocks 78355W106 1076 14622 SH SOLE 0 0 14622 0 S&P Midcap 400 Index Fund Common Stocks 464287507 35283 258274 SH SOLE 0 0 258274 0 Sanofi Spons ADR Common Stocks 80105N105 17175 361816 SH SOLE 0 0 361816 0 Schlumberger Ltd Common Stocks 806857108 420 6092 SH SOLE 0 0 6092 0 Schwab Charles Corp New Common Stocks 808513105 662 23194 SH SOLE 0 0 23194 0 Seagate Technology Common Stocks G7945M107 14851 331491 SH SOLE 0 0 331491 0 Sector SPDR Tr Consumer Discretionary ETF Common Stocks 81369Y407 1145 15425 SH SOLE 0 0 15425 0 Sector SPDR Tr Consumer Staples ETF Common Stocks 81369Y308 30676 650063 SH SOLE 0 0 650063 0 Sector SPDR Tr Energy ETF Common Stocks 81369Y506 9689 158317 SH SOLE 0 0 158317 0 Sector SPDR Tr Financial ETF Common Stocks 81369Y605 42840 1890566 SH SOLE 0 0 1890566 0 Sector SPDR Tr Industrial ETF Common Stocks 81369Y704 2070 41492 SH SOLE 0 0 41492 0 Sector SPDR Tr Materials Common Stocks 81369Y100 6932 173658 SH SOLE 0 0 173658 0 Sector SPDR Tr Technology ETF Common Stocks 81369Y803 25430 643794 SH SOLE 0 0 643794 0 Southern Co Common Stocks 842587107 16451 368033 SH SOLE 0 0 368033 0 SPDR BARC S/T MUN ETF ETF/Closed End 78464A425 6300 258630 SH SOLE 0 0 258630 0 SPDR BRCLY S/T H/YLD ETF ETF/Closed End 78468R408 15011 557214 SH SOLE 0 0 557214 0 SPDR DBLLIN T/R TACT ETF ETF/Closed End 78467V848 29231 590295 SH SOLE 0 0 590295 0 SPDR Gold Trust Shares Common Stocks 78463V107 215 2014 SH SOLE 0 0 2014 0 SPDR Index Shares FDS Sp China ETF Common Stocks 78463X400 1528 22164 SH SOLE 0 0 22164 0 SPDR S&P 400 MidCap ETF Common Stocks 78467Y107 8500 34151 SH SOLE 0 0 34151 0 SPDR Series Trust KBW Insurance ETF Common Stocks 78464A789 1663 24634 SH SOLE 0 0 24634 0 SPDR Series Trust S&P Dividend Common Stocks 78464A763 579 8025 SH SOLE 0 0 8025 0 Standard & Poors Dep Rcpts Series 1 Common Stocks 78462F103 41241 215214 SH SOLE 0 0 215214 0 Sumitomo Mitsui Financial Group Inc ADR Common Stocks 86562M209 13143 1722607 SH SOLE 0 0 1722607 0 Sysco Corp Common Stocks 871829107 819 21010 SH SOLE 0 0 21010 0 Taiwan Semiconductor Manufacturing Co Ltd Spos ADR Common Stocks 874039100 16599 799944 SH SOLE 0 0 799944 0 Target Corp Common Stocks 87612E106 16464 209307 SH SOLE 0 0 209307 0 Texas Instrs Inc Common Stocks 882508104 565 11405 SH SOLE 0 0 11405 0 Thermo Electron Corp Common Stocks 883556102 202 1649 SH SOLE 0 0 1649 0 Total S A Sponsored ADR Common Stocks 89151E109 16290 364339 SH SOLE 0 0 364339 0 Travelers Companies Inc Common Stocks 89417E109 226 2267 SH SOLE 0 0 2267 0 U S Broker-Dealers iShares ETF Common Stocks 464288794 38199 991161 SH SOLE 0 0 991161 0 Union Pac Corp Common Stocks 907818108 622 7032 SH SOLE 0 0 7032 0 United Bancshares WV Common Stocks 909907107 333 8775 SH SOLE 0 0 8775 0 United Technologies Common Stocks 913017109 517 5805 SH SOLE 0 0 5805 0 Vanguard European ETF Common Stocks 922042874 350 7108 SH SOLE 0 0 7108 0 Vanguard Health Care ETF Common Stocks 92204A504 47479 387393 SH SOLE 0 0 387393 0 Verizon Communications Common Stocks 92343V104 401 9214 SH SOLE 0 0 9214 0 Vietnam Market Vectors ETF Common Stocks 57060U761 979 63216 SH SOLE 0 0 63216 0 Visa Inc Class A Common Stocks 92826C839 22560 323854 SH SOLE 0 0 323854 0 Vodafone Group PLC (new) ADR Common Stocks 92857W308 29627 933416 SH SOLE 0 0 933416 0 Wal Mart Stores Inc Common Stocks 931142103 18555 286163 SH SOLE 0 0 286163 0 Wells Fargo & Co New Common Stocks 949746101 672 13094 SH SOLE 0 0 13094 0 WisdomTree Emerging Market Dividend ETF Common Stocks 97717W315 3054 91209 SH SOLE 0 0 91209 0 WISDOMTREE EURO HEDGED EQUITY Common Stocks 97717X701 83791 1533228 SH SOLE 0 0 1533228 0 Wisdomtree Euro Hedged Small Cap ETF Common Stocks 97717X552 900 38400 SH SOLE 0 0 38400 0 Wisdomtree Global Ex US Real Estate Common Stocks 97717W331 7243 278679 SH SOLE 0 0 278679 0 Yum Brands Inc Common Stocks 988498101 209 2620 SH SOLE 0 0 2620 0