0001062993-18-003655.txt : 20180906 0001062993-18-003655.hdr.sgml : 20180906 20180906131139 ACCESSION NUMBER: 0001062993-18-003655 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 EFFECTIVENESS DATE: 20180906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Capital Partners, LLC CENTRAL INDEX KEY: 0001569833 IRS NUMBER: 134006978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15426 FILM NUMBER: 181057200 BUSINESS ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-755-3024 MAIL ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: RT Capital Management, LLC DATE OF NAME CHANGE: 20130214 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569833 XXXXXXXX 03-31-2018 03-31-2018 true 1 RESTATEMENT Rothschild Capital Partners, LLC

551 MADISON AVENUE Suite 1202 NEW YORK NY 10022

13F HOLDINGS REPORT 028-15426 Y This Amendment No. 1 to Form 13F for the quarter ended March 31, 2018, originally filed with the Securities and Exchange Commission on May 3, 2018, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; (iii) including additional reportable equity option positions based on the revised number of underlying shares that were previously omitted as de minimis; and (iv) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security. Beth Heming 612.276.5508 Beth Heming Golden Valley MN 09-05-2018 0 46 254575 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALPHABET INC CLASS A CL A 02079K305 13715 13224 SH SOLE 13224 0 0 ALPHABET INC CLASS C CL C 02079K107 3377 3273 SH SOLE 3273 0 0 AMAZON COM INC COM 023135106 10192 7042 SH SOLE 7042 0 0 APPLE INC COM 037833100 8200 48876 SH SOLE 48876 0 0 BURLINGTON STORES INC COM 122017106 4672 35087 SH SOLE 35087 0 0 CHEVRON CORP NEW COM 166764100 208 1821 SH SOLE 1821 0 0 CIMAREX ENERGY CO COM 171798101 2992 32005 SH SOLE 32005 0 0 CONCHO RES INC COM 20605P101 778 5172 SH SOLE 5172 0 0 DIAMONDBACK ENERGY INC COM 25278X109 1789 14143 SH SOLE 14143 0 0 DONALDSON INC COM 257651109 2926 64961 SH SOLE 64961 0 0 ECOLAB INC COM 278865100 8566 62493 SH SOLE 62493 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 5246 214280 SH SOLE 214280 0 0 EXXON MOBIL CORP COM 30231G102 276 3700 SH SOLE 3700 0 0 FACEBOOK INC CL A 30303M102 16668 104310 SH SOLE 104310 0 0 FACEBOOK INC CL A 30303M102 10099 63200 SH Put SOLE 63200 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1955 7761 SH SOLE 7761 0 0 HOME DEPOT INC COM 437076102 6457 36226 SH SOLE 36226 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 24293 160000 SH Put SOLE 160000 0 0 ISHARES TR US TELECOM ETF 464287713 3741 138446 SH SOLE 138446 0 0 JOHNSON & JOHNSON COM 478160104 276 2156 SH SOLE 2156 0 0 JPMORGAN CHASE & CO COM 46625H100 12123 110240 SH SOLE 110240 0 0 LOCKHEED MARTIN CORP COM 539830109 6909 20444 SH SOLE 20444 0 0 MORGAN STANLEY COM NEW 617446448 1120 20762 SH SOLE 20762 0 0 NEKTAR THERAPEUTICS COM 640268108 4346 40895 SH SOLE 40895 0 0 NORFOLK SOUTHERN CORP COM 655844108 371 2729 SH SOLE 2729 0 0 NORTHROP GRUMMAN CORP COM 666807102 5782 16563 SH SOLE 16563 0 0 ON DECK CAP INC COM 682163100 507 90780 SH SOLE 90780 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 12010 75000 SH Put SOLE 75000 0 0 QUEST DIAGNOSTICS INC COM 74834L100 323 3222 SH SOLE 3222 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2676 86105 SH SOLE 86105 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8862 168381 SH SOLE 168381 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 14542 178648 SH SOLE 178648 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2182 43184 SH SOLE 43184 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7300 264796 SH SOLE 264796 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 7625 60617 SH SOLE 60617 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 5816 96300 SH SOLE 96300 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 3779 43072 SH SOLE 43072 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1323 37550 SH SOLE 37550 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 5277 119116 SH SOLE 119116 0 0 SVB FINL GROUP COM 78486Q101 2032 8467 SH SOLE 8467 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 3037 12460 SH SOLE 12460 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3318 15504 SH SOLE 15504 0 0 US FOODS HLDG CORP COM 912008109 3207 97862 SH SOLE 97862 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3297 150000 SH Call SOLE 0 0 0 VISA INC COM CL A 92826C839 4322 36130 SH SOLE 36130 0 0 XYLEM INC COM 98419M100 6063 78822 SH SOLE 78822 0 0