0001062993-18-003653.txt : 20180906
0001062993-18-003653.hdr.sgml : 20180906
20180906130757
ACCESSION NUMBER: 0001062993-18-003653
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180906
DATE AS OF CHANGE: 20180906
EFFECTIVENESS DATE: 20180906
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rothschild Capital Partners, LLC
CENTRAL INDEX KEY: 0001569833
IRS NUMBER: 134006978
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15426
FILM NUMBER: 181057192
BUSINESS ADDRESS:
STREET 1: 551 MADISON AVENUE
STREET 2: SUITE 1202
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-755-3024
MAIL ADDRESS:
STREET 1: 551 MADISON AVENUE
STREET 2: SUITE 1202
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: RT Capital Management, LLC
DATE OF NAME CHANGE: 20130214
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001569833
XXXXXXXX
12-31-2017
12-31-2017
true
1
RESTATEMENT
Rothschild Capital Partners, LLC
551 MADISON AVENUE
Suite 1202
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15426
Y
This Amendment No. 1 to Form 13F for the quarter ended December 31, 2017, originally filed with the Securities and Exchange Commission on January 31, 2018, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; and (iii) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security.
Beth Heming
Chief Compliance Officer
612.276.5508
Beth Heming
Golden Valley
MN
09-05-2018
0
49
254919
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ALPHABET INC CLASS A
CL A
02079K305
13978
13269
SH
SOLE
13269
0
0
ALPHABET INC CLASS C
CL C
02079K107
3425
3273
SH
SOLE
3273
0
0
AMAZON COM INC
COM
023135106
8252
7056
SH
SOLE
7056
0
0
APPLE INC
COM
037833100
8297
49029
SH
SOLE
49029
0
0
BURLINGTON STORES INC
COM
122017106
2278
18519
SH
SOLE
18519
0
0
CHEVRON CORP NEW
COM
166764100
228
1821
SH
SOLE
1821
0
0
CIMAREX ENERGY CO
COM
171798101
3905
32005
SH
SOLE
32005
0
0
CONCHO RES INC
COM
20605P101
844
5619
SH
SOLE
5619
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
851
6740
SH
SOLE
6740
0
0
DOLLAR TREE INC
COM
256746108
2089
19465
SH
SOLE
19465
0
0
DONALDSON INC
COM
257651109
3164
64635
SH
SOLE
64635
0
0
ECOLAB INC
COM
278865100
8385
62493
SH
SOLE
62493
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
5681
214280
SH
SOLE
214280
0
0
EOG RES INC
COM
26875P101
3249
30106
SH
SOLE
30106
0
0
EXXON MOBIL CORP
COM
30231G102
309
3700
SH
SOLE
3700
0
0
FACEBOOK INC
CL A
30303M102
20168
114295
SH
SOLE
114295
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1837
21207
SH
SOLE
21207
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1989
7806
SH
SOLE
7806
0
0
HOME DEPOT INC
COM
437076102
4084
21550
SH
SOLE
21550
0
0
ISHARES TR
US TELECOM ETF
464287713
2074
70509
SH
SOLE
70509
0
0
ISHARES TR
CORE US AGGBD ET
464287226
6097
55763
SH
SOLE
55763
0
0
JOHNSON & JOHNSON
COM
478160104
301
2156
SH
SOLE
2156
0
0
JPMORGAN CHASE & CO
COM
46625H100
11832
110645
SH
SOLE
110645
0
0
LOCKHEED MARTIN CORP
COM
539830109
6587
20517
SH
SOLE
20517
0
0
MORGAN STANLEY
COM NEW
617446448
1089
20762
SH
SOLE
20762
0
0
NEKTAR THERAPEUTICS
COM
640268108
3283
54970
SH
SOLE
54970
0
0
NORFOLK SOUTHERN CORP
COM
655844108
395
2729
SH
SOLE
2729
0
0
NORTHROP GRUMMAN CORP
COM
666807102
5100
16617
SH
SOLE
16617
0
0
ON DECK CAP INC
COM
682163100
549
95623
SH
SOLE
95623
0
0
PEPSICO, INC.
COM
713448108
3822
31871
SH
SOLE
31871
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
38146
244900
SH
Put
SOLE
244900
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
317
3222
SH
SOLE
3222
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
4938
149901
SH
SOLE
149901
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
6188
62701
SH
SOLE
62701
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
7053
123971
SH
SOLE
123971
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
15915
192491
SH
SOLE
192491
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
4246
56118
SH
SOLE
56118
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
9689
347076
SH
SOLE
347076
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3231
26132
SH
SOLE
26132
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
3970
67460
SH
SOLE
67460
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
3836
45196
SH
SOLE
45196
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
1549
34277
SH
SOLE
34277
0
0
SVB FINL GROUP
COM
78486Q101
2067
8843
SH
SOLE
8843
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
2728
12501
SH
SOLE
12501
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3427
15543
SH
SOLE
15543
0
0
US FOODS HLDG CORP
COM
912008109
2147
67253
SH
SOLE
67253
0
0
VISA INC
COM CL A
92826C839
4133
36250
SH
SOLE
36250
0
0
VISA INC
COM CL A
92826C839
1802
15800
SH
Call
SOLE
0
0
0
XYLEM INC
COM
98419M100
5395
79105
SH
SOLE
79105
0
0