0001062993-18-003653.txt : 20180906 0001062993-18-003653.hdr.sgml : 20180906 20180906130757 ACCESSION NUMBER: 0001062993-18-003653 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 EFFECTIVENESS DATE: 20180906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Capital Partners, LLC CENTRAL INDEX KEY: 0001569833 IRS NUMBER: 134006978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15426 FILM NUMBER: 181057192 BUSINESS ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-755-3024 MAIL ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: RT Capital Management, LLC DATE OF NAME CHANGE: 20130214 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569833 XXXXXXXX 12-31-2017 12-31-2017 true 1 RESTATEMENT Rothschild Capital Partners, LLC

551 MADISON AVENUE Suite 1202 NEW YORK NY 10022

13F HOLDINGS REPORT 028-15426 Y This Amendment No. 1 to Form 13F for the quarter ended December 31, 2017, originally filed with the Securities and Exchange Commission on January 31, 2018, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; and (iii) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security. Beth Heming 612.276.5508 Beth Heming Golden Valley MN 09-05-2018 0 49 254919 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALPHABET INC CLASS A CL A 02079K305 13978 13269 SH SOLE 13269 0 0 ALPHABET INC CLASS C CL C 02079K107 3425 3273 SH SOLE 3273 0 0 AMAZON COM INC COM 023135106 8252 7056 SH SOLE 7056 0 0 APPLE INC COM 037833100 8297 49029 SH SOLE 49029 0 0 BURLINGTON STORES INC COM 122017106 2278 18519 SH SOLE 18519 0 0 CHEVRON CORP NEW COM 166764100 228 1821 SH SOLE 1821 0 0 CIMAREX ENERGY CO COM 171798101 3905 32005 SH SOLE 32005 0 0 CONCHO RES INC COM 20605P101 844 5619 SH SOLE 5619 0 0 DIAMONDBACK ENERGY INC COM 25278X109 851 6740 SH SOLE 6740 0 0 DOLLAR TREE INC COM 256746108 2089 19465 SH SOLE 19465 0 0 DONALDSON INC COM 257651109 3164 64635 SH SOLE 64635 0 0 ECOLAB INC COM 278865100 8385 62493 SH SOLE 62493 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 5681 214280 SH SOLE 214280 0 0 EOG RES INC COM 26875P101 3249 30106 SH SOLE 30106 0 0 EXXON MOBIL CORP COM 30231G102 309 3700 SH SOLE 3700 0 0 FACEBOOK INC CL A 30303M102 20168 114295 SH SOLE 114295 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 1837 21207 SH SOLE 21207 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1989 7806 SH SOLE 7806 0 0 HOME DEPOT INC COM 437076102 4084 21550 SH SOLE 21550 0 0 ISHARES TR US TELECOM ETF 464287713 2074 70509 SH SOLE 70509 0 0 ISHARES TR CORE US AGGBD ET 464287226 6097 55763 SH SOLE 55763 0 0 JOHNSON & JOHNSON COM 478160104 301 2156 SH SOLE 2156 0 0 JPMORGAN CHASE & CO COM 46625H100 11832 110645 SH SOLE 110645 0 0 LOCKHEED MARTIN CORP COM 539830109 6587 20517 SH SOLE 20517 0 0 MORGAN STANLEY COM NEW 617446448 1089 20762 SH SOLE 20762 0 0 NEKTAR THERAPEUTICS COM 640268108 3283 54970 SH SOLE 54970 0 0 NORFOLK SOUTHERN CORP COM 655844108 395 2729 SH SOLE 2729 0 0 NORTHROP GRUMMAN CORP COM 666807102 5100 16617 SH SOLE 16617 0 0 ON DECK CAP INC COM 682163100 549 95623 SH SOLE 95623 0 0 PEPSICO, INC. COM 713448108 3822 31871 SH SOLE 31871 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 38146 244900 SH Put SOLE 244900 0 0 QUEST DIAGNOSTICS INC COM 74834L100 317 3222 SH SOLE 3222 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 4938 149901 SH SOLE 149901 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6188 62701 SH SOLE 62701 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7053 123971 SH SOLE 123971 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15915 192491 SH SOLE 192491 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4246 56118 SH SOLE 56118 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9689 347076 SH SOLE 347076 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3231 26132 SH SOLE 26132 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 3970 67460 SH SOLE 67460 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 3836 45196 SH SOLE 45196 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1549 34277 SH SOLE 34277 0 0 SVB FINL GROUP COM 78486Q101 2067 8843 SH SOLE 8843 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 2728 12501 SH SOLE 12501 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3427 15543 SH SOLE 15543 0 0 US FOODS HLDG CORP COM 912008109 2147 67253 SH SOLE 67253 0 0 VISA INC COM CL A 92826C839 4133 36250 SH SOLE 36250 0 0 VISA INC COM CL A 92826C839 1802 15800 SH Call SOLE 0 0 0 XYLEM INC COM 98419M100 5395 79105 SH SOLE 79105 0 0