0001062993-18-003651.txt : 20180906 0001062993-18-003651.hdr.sgml : 20180906 20180906130734 ACCESSION NUMBER: 0001062993-18-003651 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 EFFECTIVENESS DATE: 20180906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Capital Partners, LLC CENTRAL INDEX KEY: 0001569833 IRS NUMBER: 134006978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15426 FILM NUMBER: 181057190 BUSINESS ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-755-3024 MAIL ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: RT Capital Management, LLC DATE OF NAME CHANGE: 20130214 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569833 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT Rothschild Capital Partners, LLC

551 MADISON AVENUE Suite 1202 NEW YORK NY 10022

13F HOLDINGS REPORT 028-15426 Y This Amendment No. 1 to Form 13F for the quarter ended June 30, 2017, originally filed with the Securities and Exchange Commission on July 21, 2017, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; and (iii) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security. Beth Heming 612.276.5508 Beth Heming Golden Valley MN 09-05-2018 0 47 263531 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALPHABET INC CLASS A CL A 38259P508 13782 14824 SH SOLE 14824 0 0 ALPHABET INC CLASS C CL C 38259P706 3232 3557 SH SOLE 3557 0 0 AMAZON COM INC COM 023135106 7609 7861 SH SOLE 7861 0 0 APPLE INC COM 037833100 7885 54751 SH SOLE 54751 0 0 CELGENE CORP COM 151020104 6612 50914 SH SOLE 50914 0 0 CIMAREX ENERGY CO COM 171798101 3011 32025 SH SOLE 32025 0 0 COMCAST CORP NEW CL A 20030N101 4350 111758 SH SOLE 111758 0 0 CONCHO RES INC COM 20605P101 778 6400 SH SOLE 6400 0 0 DEXCOM INC COM 252131107 4233 57864 SH SOLE 57864 0 0 DONALDSON INC COM 257651109 2943 64635 SH SOLE 64635 0 0 ECOLAB INC COM 278865100 8993 67747 SH SOLE 67747 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 6484 239449 SH SOLE 239449 0 0 EOG RES INC COM 26875P101 2997 33110 SH SOLE 33110 0 0 EXXON MOBIL CORP COM 30231G102 299 3700 SH SOLE 3700 0 0 FACEBOOK INC CL A 30303M102 19143 126793 SH SOLE 126793 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 4842 48372 SH SOLE 48372 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1775 8000 SH SOLE 8000 0 0 HALLIBURTON CO COM 406216101 1860 43555 SH SOLE 43555 0 0 HOME DEPOT INC COM 437076102 782 5100 SH SOLE 5100 0 0 ISHARES TR CORE US AGGBD ET 464287226 8256 75390 SH SOLE 75390 0 0 JOHNSON & JOHNSON COM 478160104 285 2156 SH SOLE 2156 0 0 JPMORGAN CHASE & CO COM 46625H100 11045 120841 SH SOLE 120841 0 0 LOCKHEED MARTIN CORP COM 539830109 4329 15593 SH SOLE 15593 0 0 MORGAN STANLEY COM NEW 617446448 1103 24761 SH SOLE 24761 0 0 NEKTAR THERAPEUTICS COM 640268108 1170 59855 SH SOLE 59855 0 0 NORFOLK SOUTHERN CORP COM 655844108 332 2729 SH SOLE 2729 0 0 NORTHROP GRUMMAN CORP COM 666807102 6525 25419 SH SOLE 25419 0 0 PARSLEY ENERGY INC CL A 701877102 779 28070 SH SOLE 28070 0 0 PEPSICO, INC. COM 713448108 7814 67658 SH SOLE 67658 0 0 PIONEER NAT RES CO COM 723787107 2284 14311 SH SOLE 14311 0 0 POWERSHARES QQQ TRUST COM 73935A104 44045 320000 SH Put SOLE 320000 0 0 QUEST DIAGNOSTICS COM 74834L100 358 3222 SH SOLE 3222 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 7359 228545 SH SOLE 228545 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7859 87682 SH SOLE 87682 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10716 195047 SH SOLE 195047 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2907 36684 SH SOLE 36684 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7640 147028 SH SOLE 147028 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3912 158562 SH SOLE 158562 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4078 34555 SH SOLE 34555 0 0 SPDR SERIES TRUST S&P INS ET 78464A789 7614 86465 SH SOLE 86465 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 240 1375 SH SOLE 1375 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 5045 24019 SH SOLE 24019 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3199 17254 SH SOLE 17254 0 0 VISA INC COM CL A 92826C839 3665 39079 SH SOLE 39079 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4579 73460 SH SOLE 73460 0 0 XYLEM INC COM 98419M100 4783 86293 SH SOLE 86293 0 0