0001062993-18-003644.txt : 20180906
0001062993-18-003644.hdr.sgml : 20180906
20180906125941
ACCESSION NUMBER: 0001062993-18-003644
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20180906
DATE AS OF CHANGE: 20180906
EFFECTIVENESS DATE: 20180906
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rothschild Capital Partners, LLC
CENTRAL INDEX KEY: 0001569833
IRS NUMBER: 134006978
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15426
FILM NUMBER: 181057174
BUSINESS ADDRESS:
STREET 1: 551 MADISON AVENUE
STREET 2: SUITE 1202
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-755-3024
MAIL ADDRESS:
STREET 1: 551 MADISON AVENUE
STREET 2: SUITE 1202
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: RT Capital Management, LLC
DATE OF NAME CHANGE: 20130214
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001569833
XXXXXXXX
09-30-2016
09-30-2016
true
1
RESTATEMENT
Rothschild Capital Partners, LLC
551 MADISON AVENUE
Suite 1202
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15426
Y
This Amendment No. 1 to Form 13F for the quarter ended September 30, 2016, originally filed with the Securities and Exchange Commission on November 1, 2016, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; (iii) including additional reportable equity option positions based on the revised number of underlying shares that were previously omitted as de minimis; and (iv) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security.
Beth Heming
Chief Compliance Officer
612.276.5508
Beth Heming
Golden Valley
MN
09-05-2018
0
78
277846
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTIVISION BLIZZARD INC
COM
00507V109
1076
24290
SH
SOLE
24290
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4232
40000
SH
Call
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2645
25000
SH
Put
SOLE
25000
0
0
ALPHABET INC CLASS A
CL A
38259P508
11712
14566
SH
SOLE
14566
0
0
ALPHABET INC CLASS C
CL C
38259P706
2784
3582
SH
SOLE
3582
0
0
AMAZON COM INC
COM
023135106
9683
11564
SH
SOLE
11564
0
0
AMAZON COM INC
COM
023135106
837
1000
SH
Call
SOLE
0
0
0
ANADARKO PETE CORP
COM
032511107
1840
29040
SH
SOLE
29040
0
0
APPLE INC
COM
037833100
5919
52356
SH
SOLE
52356
0
0
ATRICURE INC
COM
04963C209
3801
240260
SH
SOLE
240260
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
2972
124865
SH
SOLE
124865
0
0
CALATLANTIC GROUP INC
COM
128195104
1048
31350
SH
SOLE
31350
0
0
CELGENE CORP
COM
151020104
4386
41960
SH
SOLE
41960
0
0
CIMAREX ENERGY CO
COM
171798101
6717
49992
SH
SOLE
49992
0
0
COMCAST CORP NEW
CL A
20030N101
5993
90333
SH
SOLE
90333
0
0
COMCAST CORP NEW
CL A
20030N101
697
21000
SH
Call
SOLE
0
0
0
DEXCOM INC
COM
252131107
5790
66049
SH
SOLE
66049
0
0
DISNEY WALT CO
COM DISNEY
254687106
2322
25000
SH
Call
SOLE
0
0
0
DONALDSON INC
COM
257651109
2448
65579
SH
SOLE
66579
0
0
ECOLAB INC
COM
278865100
8135
66835
SH
SOLE
66835
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
6428
232656
SH
SOLE
232656
0
0
EOG RES INC
COM
26875P101
2581
26688
SH
SOLE
26688
0
0
EXXON MOBIL CORP
COM
30231G102
326
3735
SH
SOLE
3735
0
0
FACEBOOK INC
CL A
30303M102
17517
136563
SH
SOLE
136563
0
0
FACEBOOK INC
CL A
30303M102
770
6000
SH
Call
SOLE
0
0
0
FACEBOOK INC
CL A
30303M102
16880
131600
SH
Put
SOLE
131600
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
9232
119724
SH
SOLE
119724
0
0
GOPRO INC
CL A
38268T103
183
11000
SH
Call
SOLE
0
0
0
GW PHARMACENTICALS PLC
ADS
36197T103
3127
23560
SH
SOLE
23560
0
0
HCA HOLDINGS INC
COM
40412C101
3513
46450
SH
SOLE
46450
0
0
HOME DEPOT INC
COM
437076102
656
5100
SH
SOLE
5100
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
546
30000
SH
Call
SOLE
0
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
4543
100000
SH
Put
SOLE
100000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
291
7770
SH
SOLE
7770
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
277
9410
SH
SOLE
9410
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
1971
6809
SH
SOLE
6809
0
0
ISHARES TR
US HOME CONS ETF
464288752
3199
116120
SH
SOLE
116120
0
0
JOHNSON & JOHNSON
COM
478160104
294
2486
SH
SOLE
2486
0
0
JPMORGAN CHASE & CO
COM
46625H100
8327
125049
SH
SOLE
125049
0
0
LOCKHEED MARTIN CORP
COM
539830109
5804
24213
SH
SOLE
24213
0
0
MATCH GROUP INC
COM
57665R106
2282
128253
SH
SOLE
128253
0
0
MATCH GROUP INC
COM
57665R106
890
50000
SH
Call
SOLE
0
0
0
MONSANTO CO NEW
COM
61166W101
409
4000
SH
SOLE
4000
0
0
NETFLIX INC
COM
64110L106
296
3000
SH
SOLE
3000
0
0
NEW GOLD INC CDA
COM
644535106
73
16800
SH
SOLE
16800
0
0
NMI HLDGS INC
CL A
629209305
529
69391
SH
SOLE
69391
0
0
NORFOLK SOUTHERN CORP
COM
655844108
265
2729
SH
SOLE
2729
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7262
33943
SH
SOLE
33943
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
2010
39700
SH
SOLE
39700
0
0
PANDORA MEDIA INC
COM
698354107
2326
162315
SH
SOLE
162315
0
0
PANDORA MEDIA INC
COM
698354107
1576
110000
SH
Call
SOLE
0
0
0
PARSLEY ENERGY INC
CL A
701877102
2571
76713
SH
SOLE
76713
0
0
PEPSICO, INC.
COM
713448108
7575
69641
SH
SOLE
69641
0
0
PIONEER NAT RES CO
COM
723787107
3006
16194
SH
SOLE
16194
0
0
PRICELINE GRP INC
COM NEW
741503403
294
200
SH
SOLE
200
0
0
PROCTER & GAMBLE CO
COM
742718109
204
2277
SH
SOLE
2277
0
0
QUEST DIAGNOSTICS
COM
74834L100
319
3764
SH
SOLE
3764
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
707
8835
SH
SOLE
8835
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1194
36442
SH
SOLE
36442
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
5077
263075
SH
SOLE
263075
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
6452
110525
SH
SOLE
110525
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3712
77695
SH
SOLE
77695
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
10989
230000
SH
Call
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1784
24743
SH
SOLE
24743
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5191
24000
SH
Call
SOLE
0
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
3410
51443
SH
SOLE
51443
0
0
ST JUDE MED INC
COM
790849103
5091
63829
SH
SOLE
63829
0
0
STARBUCKS CORP
COM
855244109
3308
61100
SH
Call
SOLE
0
0
0
SUNPOWER CORP
COM
867652406
2878
322700
SH
Call
SOLE
0
0
0
SYNTHETIC BOOLOGICS INC
COM
87164U102
52
30000
SH
SOLE
30000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
437
2750
SH
SOLE
2750
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
7312
35773
SH
SOLE
35773
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1166
8330
SH
SOLE
8330
0
0
VISA INC
COM CL A
92826C839
3592
43439
SH
SOLE
43439
0
0
VONAGE HOLDGS CORP
COM
92886T201
3041
460000
SH
SOLE
460000
0
0
WEYERHAEUSER CO
COM
962166104
1793
56125
SH
SOLE
56125
0
0
XYLEM INC
COM
98419M100
7271
138620
SH
SOLE
138620
0
0