0001144204-15-065132.txt : 20151113 0001144204-15-065132.hdr.sgml : 20151113 20151113121335 ACCESSION NUMBER: 0001144204-15-065132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Camelot Portfolios, LLC CENTRAL INDEX KEY: 0001569766 IRS NUMBER: 202103606 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15429 FILM NUMBER: 151227915 BUSINESS ADDRESS: STREET 1: 1700 WOODLANDS DRIVE STREET 2: SUITE 100 CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-794-0538 MAIL ADDRESS: STREET 1: 1700 WOODLANDS DRIVE STREET 2: SUITE 100 CITY: MAUMEE STATE: OH ZIP: 43537 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569766 XXXXXXXX 09-30-2015 09-30-2015 false Camelot Portfolios, LLC

1700 Woodlands Drive Suite 100 Maumee OH 43537

13F HOLDINGS REPORT 028-15429 N Darren Munn 419-794-0538 /s/ Darren Munn Maumee OH 11-11-2015 0 152 148996 INFORMATION TABLE 2 infotable.xml ABB LTD (ABB) COM 000375204 936 52957 SH SOLE 52957 0 0 ABERDEEN ASIA-PACIFIC INCOME FUND, INC. (FAX) COM 003009107 138 30750 SH SOLE 30750 0 0 ALLIANZGI NFJ DIV INTEREST & PREM (NFJ) COM 01883a107 501 39176 SH SOLE 39176 0 0 ALPHABET INC (38259P508) COM 38259p508 410 642 SH SOLE 642 0 0 ALPHABET INC (38259P706) COM 38259p706 391 642 SH SOLE 642 0 0 AMAZON.COM INC (AMZN) COM 023135106 1255 2453 SH SOLE 2453 0 0 AMERICA MOVIL SAB DE CV (AMX) COM 02364w105 526 31776 SH SOLE 31776 0 0 AMERICAN CAPITAL AGENCY CORP (AGNC) COM 05203x105 735 39316 SH SOLE 39316 0 0 AMERICAN CAPITAL LTD (ACAS) COM 05203y103 3601 296108 SH SOLE 296108 0 0 AMERICAN CAPITAL MORTGAGE INVESTMENT CORP (MTGE) COM 05201a104 750 50912 SH SOLE 50912 0 0 AMERICAN TOWER CORP (AMT) COM 03027x100 285 3239 SH SOLE 3239 0 0 AMPIO PHARMACEUTICALS INC (AMPE) COM 03209t109 277 96000 SH SOLE 96000 0 0 ANNALY CAPITAL MANAGEMENT INC (NLY) COM 35710409 1721 174332 SH SOLE 174332 0 0 APACHE CORPORATION (APA) COM 37411105 408 10420 SH SOLE 10420 0 0 APOLLO EDUCATION GROUP INC (APOL) COM 37064105 296 26778 SH SOLE 26778 0 0 APOLLO INVESTMENT CORP (AINV) COM 03761u106 3988 727669 SH SOLE 727669 0 0 APPLE INC (AAPL) COM 37833100 3505 31780 SH SOLE 31780 0 0 ARES CAPITAL CORPORATION (ARCC) COM 04010l103 715 49395 SH SOLE 49395 0 0 ARES COMMERCIAL REAL ESTATE CORP (ACRE) COM 04013v108 750 62561 SH SOLE 62561 0 0 ARMOUR RESIDENTIAL REIT INC (ARR.PRB) PFD 42315408 215 9800 SH SOLE 9800 0 0 AT&T INC (T) COM 00206r102 334 10259 SH SOLE 10259 0 0 BARCLAYS PLC (BCS) COM 06738c778 747 50512 SH SOLE 50512 0 0 BERKSHIRE HATHAWAY INC (BRK.B) COM 84670702 525 4024 SH SOLE 4024 0 0 BLACKROCK CORE BOND (BHK) COM 09249e101 2394 185293 SH SOLE 185293 0 0 BLACKROCK CREDIT ALLOCATION INC (BTZ) COM 92508100 605 49681 SH SOLE 49681 0 0 BLACKROCK ENHANCED EQUITY DIV (BDJ) COM 09251a104 76 10584 SH SOLE 10584 0 0 BLACKROCK MUNI INC INV QTY TRUST (BAF) COM 09250g102 2431 173918 SH SOLE 173918 0 0 BLACKROCK MUNIYIELD (MYD) COM 09253w104 256 18000 SH SOLE 18000 0 0 BLACKSTONE GROUP LP (BX) COM 09253u108 425 13408 SH SOLE 13408 0 0 BOARDWALK PIPELINE PARTNERS LP (BWP) COM 96627104 212 18032 SH SOLE 18032 0 0 BOULDER GROWTH & INCOME (BIF) COM 101541100 331 44444 SH SOLE 44444 0 0 CALAMOS CONVERTIBLE OPPS & INCOME (CHI) COM 128117108 1155 116764 SH SOLE 116764 0 0 CALAMOS GLOBAL DYNAMIC INCOME (CHW) COM 12811l107 561 80648 SH SOLE 80648 0 0 CAPSTEAD MORTGAGE CORP (CMO) COM 14067e506 174 17617 SH SOLE 17617 0 0 CATERPILLAR INC (CAT) COM 149123101 225 3440 SH SOLE 3440 0 0 CEMEX SAB DE CV (CX) COM 151290889 586 83858 SH SOLE 83858 0 0 CHEVRON CORP (CVX) COM 166764100 352 4459 SH SOLE 4459 0 0 CHIPOTLE MEXICAN GRILL INC (CMG) COM 169656105 1227 1704 SH SOLE 1704 0 0 CISCO SYSTEMS INC (CSCO) COM 17275r102 214 8151 SH SOLE 8151 0 0 COACH INC (COH) COM 189754104 1664 57509 SH SOLE 57509 0 0 COHEN & STEERS INFRASTRUCTURE (UTF) COM 19248a109 1826 95747 SH SOLE 95747 0 0 COHEN & STEERS REIT & PREFERRED INCOME (RNP) COM 19247x100 7031 405700 SH SOLE 405700 0 0 CSX CORP (CSX) COM 126408103 407 15143 SH SOLE 15143 0 0 DEUTSCHE MULTI-MARKET INCOME (KMM) COM 2516e102 3255 440420 SH SOLE 440420 0 0 DEUTSCHE MUNICIPAL INCOME (KTF) COM 2338m106 268 20500 SH SOLE 20500 0 0 DEVON ENERGY CORP (DVN) COM 25179m103 999 26934 SH SOLE 26934 0 0 DIAMOND HILL INVESTMENT GROUP INC (DHIL) COM 25264r207 465 2500 SH SOLE 2500 0 0 DISCOVER FINANCIAL SERVICES (DFS) COM 254709108 714 13735 SH SOLE 13735 0 0 DIVERSIFIED REAL ASSET INCOME (XDRAX) COM 25533b108 4783 297429 SH SOLE 297429 0 0 DYNEX CAPITAL INC (DX) COM 26817q506 339 51650 SH SOLE 51650 0 0 EATON VANCE LTD DURATION INCOME FUND (EVV) COM 27828h105 5737 452455 SH SOLE 452455 0 0 EMERSON ELECTRIC CO (EMR) COM 29101114 1545 34984 SH SOLE 34984 0 0 ENERGY TRANSFER EQUITY LP (ETE) COM 29273v100 243 11659 SH SOLE 11659 0 0 ENERGY TRANSFER PARTNERS LP (ETP) COM 29273r109 911 22172 SH SOLE 22172 0 0 ENI SPA (E) COM 26874r108 373 11903 SH SOLE 11903 0 0 ENSCO PLC (ESV) COM g3157s106 334 23749 SH SOLE 23749 0 0 ENTERPRISE PRODUCTS PARTNERS LP (EPD) COM 297392107 869 34903 SH SOLE 34903 0 0 EV SENIOR INCOME TRUST (EVF) COM 27826s103 59 10000 SH SOLE 10000 0 0 EXELON CORP (EXC) COM 30161n101 1971 66371 SH SOLE 66371 0 0 EXXON MOBIL CORPORATION (XOM) COM 30231g102 2261 30404 SH SOLE 30404 0 0 FIRST TRUST DOW JONES SEL MICROCAP ETF (FDM) COM 33718m105 1160 36621 SH SOLE 36621 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) COM 337381m09 8621 611886 SH SOLE 611886 0 0 FIRST TRUST NORTH AMER ENGY INFRASETF (EMLP) COM 33738d101 390 17820 SH SOLE 17820 0 0 FIRST TRUST TACTICAL HIGH YIELD ETF (HYLS) COM 33738d408 3795 78825 SH SOLE 78825 0 0 FIRSTENERGY CORP (FE) COM 337932107 732 23386 SH SOLE 23386 0 0 FLUOR CORP (FLR) COM 343412102 714 16867 SH SOLE 16867 0 0 FORD MOTOR CO (F) COM 345370860 2349 173111 SH SOLE 173111 0 0 FREEPORT-MCMORAN INC (35671DAU9) COM 35671d857 8 10000 SH SOLE 10000 0 0 FRONTIER COMMUNICATIONS CORP (FTR) COM 35906a108 2642 556290 SH SOLE 556290 0 0 GENERAL ELECTRIC CAPITAL CORP (36962G5C4) COM 369604103 30 30000 SH SOLE 30000 0 0 GILEAD SCIENCES INC (GILD) COM 375558103 252 2569 SH SOLE 2569 0 0 GLAXOSMITHKLINE PLC (GSK) COM 37733w105 898 23353 SH SOLE 23353 0 0 GOLD STANDARD VENTURES CORP (GSV) COM 380738104 29 75000 SH SOLE 75000 0 0 GOVERNMENT PROPERTIES INCOME TRUST (GOV) COM 38376a103 166 10400 SH SOLE 10400 0 0 HUNTINGTON BANCSHARES INC (HBAN) COM 446150104 339 32026 SH SOLE 32026 0 0 ING GROEP N.V. 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(KED) COM 48660q102 506 23678 SH SOLE 23678 0 0 KAYNE ANDERSON ENERGY TOTAL RETURN (KYE) COM 48660p104 2124 162406 SH SOLE 162406 0 0 KINDER MORGAN, INC. (KMI) COM 49456b101 1142 41243 SH SOLE 41243 0 0 MAGELLAN MIDSTREAM PARTNERS, L.P. (MMP) COM 559080106 661 11004 SH SOLE 11004 0 0 MARATHON PETROLEUM CORP (MPC) COM 56585a102 490 10583 SH SOLE 10583 0 0 MCDONALD'S CORP (MCD) COM 580135101 328 3326 SH SOLE 3326 0 0 MEDTRONIC PLC (MDT) COM 58055106 404 6042 SH SOLE 6042 0 0 MEN'S WEARHOUSE (MW) COM 587118100 332 7810 SH SOLE 7810 0 0 MICROSOFT CORP (MSFT) COM 594918104 634 14330 SH SOLE 14330 0 0 NORFOLK SOUTHERN CORP (NSC) COM 655844108 1173 15354 SH SOLE 15354 0 0 NORTHSTAR REALTY FINANCE CORP (NRF) COM 66704r704 544 44024 SH SOLE 44024 0 0 NORTHSTAR REALTY FINANCE CORP (NRFPRB) PFD 66704r308 312 13300 SH SOLE 13300 0 0 NUSTAR ENERGY, L.P. (NS) COM 67058h102 259 5785 SH SOLE 5785 0 0 NUVEEN SHRT DURATION CRED OPPS (JSD) COM 67074x107 228 15000 SH SOLE 15000 0 0 ONE LIBERTY PROPERTIES INC (OLP) COM 682406103 454 21271 SH SOLE 21271 0 0 ORANGE SA (ORAN) COM 684060106 1817 120187 SH SOLE 120187 0 0 PANERA BREAD CO INC (PNRA) COM 69840w108 775 4009 SH SOLE 4009 0 0 PENN WEST PETROLEUM LTD (PWE) COM 707885109 12 27525 SH SOLE 27525 0 0 PEPSICO INC (PEP) COM 713448108 264 2795 SH SOLE 2795 0 0 PETROLEO BRASILEIRO SA PETROBRAS (PBR) COM 71654v108 220 50581 SH SOLE 50581 0 0 PIEDMONT OFFICE REALTY TRUST INC (PDM) COM 720190206 238 13328 SH SOLE 13328 0 0 PIMCO DYNAMIC CREDIT INCOME (PCI) COM 72202d106 346 18919 SH SOLE 18919 0 0 PRICELINE GROUP INC (PCLN) COM 741503403 1237 1000 SH SOLE 1000 0 0 PROCTER & GAMBLE CO (PG) COM 742718109 331 4606 SH SOLE 4606 0 0 PROSPECT CAPITAL CORPORATION (PSEC) COM 74348t102 3324 466211 SH SOLE 466211 0 0 PRUDENTIAL SHT DURATION HIGH YIELD (ISD) COM 74442f107 293 20000 SH SOLE 20000 0 0 QUALCOMM INC (QCOM) COM 747525103 803 14947 SH SOLE 14947 0 0 REGAL ENTERTAINMENT GROUP (RGC) COM 758766109 398 21314 SH SOLE 21314 0 0 ROGERS COMMUNICATIONS INC (RCI) COM 775109200 807 23392 SH SOLE 23392 0 0 RTI SURGICAL INC (RTIX) COM 74975n105 65 11500 SH SOLE 11500 0 0 SEABRIDGE GOLD INC (SA) COM 811916105 124 21400 SH SOLE 21400 0 0 SEADRILL LTD (SDRL) COM g7945e105 381 64515 SH SOLE 64515 0 0 SIEMENS AG (SIEGY) COM 826197501 205 2300 SH SOLE 2300 0 0 SILVER BAY REALTY TRUST CORP (SBY) COM 72738q102 721 45038 SH SOLE 45038 0 0 SOUTHERN CO (SO) COM 842587107 1011 22609 SH SOLE 22609 0 0 SPDR S&P EMERGING MARKETS SMALL CAP ETF (EWX) COM 78463x756 380 10292 SH SOLE 10292 0 0 SPECTRA ENERGY CORP (SE) COM 847560109 645 24543 SH SOLE 24543 0 0 TAL INTERNATIONAL GROUP INC (TAL) COM 874083108 504 36897 SH SOLE 36897 0 0 TATA MOTORS LTD (TTM) COM 876568502 916 40710 SH SOLE 40710 0 0 TJX COMPANIES INC (TJX) COM 872540109 556 7783 SH SOLE 7783 0 0 TWO HARBORS INVESTMENT CORP (TWO) COM 90187b101 1499 169942 SH SOLE 169942 0 0 TYSON FOODS INC (TSN) COM 902494103 536 12425 SH SOLE 12425 0 0 UNITED TECHNOLOGIES CORP (UTX) COM 913017109 242 2716 SH SOLE 2716 0 0 VALE SA (VALE) COM 91912e105 499 118912 SH SOLE 118912 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF (VEU) COM 922042775 873 20475 SH SOLE 20475 0 0 VANGUARD FTSE ALL-WORLD EX-US SM-CP ETF (VSS) COM 922042718 887 9777 SH SOLE 9777 0 0 VANGUARD GLOBAL EX-US REAL ESTATE ETF (VNQI) COM 922042676 439 8619 SH SOLE 8619 0 0 VANGUARD GROWTH ETF (VUG) COM 922908736 1222 12186 SH SOLE 12186 0 0 VANGUARD MID-CAP ETF (VO) COM 922908629 1703 14594 SH SOLE 14594 0 0 VANGUARD SHORT-TERM BOND ETF (BSV) COM 921937827 848 10550 SH SOLE 10550 0 0 VANGUARD SHORT-TERM CORPORATE BOND ETF (VCSH) COM 92206c109 2963 37170 SH SOLE 37170 0 0 VANGUARD SMALL-CAP ETF (VB) COM 922908751 1103 10221 SH SOLE 10221 0 0 VANGUARD VALUE ETF (VTV) COM 922908744 1123 14631 SH SOLE 14631 0 0 VENTAS INC (VTR) COM 92276f100 994 17734 SH SOLE 17734 0 0 WESTERN UNION CO (WU) COM 959202109 388 21118 SH SOLE 21118 0 0 WESTPAC BANKING CORP (WBK) COM 961214301 582 27650 SH SOLE 27650 0 0 WHOLE FOODS MARKET INC (WFM) COM 966837106 358 11312 SH SOLE 11312 0 0 WILLIAMS PARTNERS LP (WPZ) COM 96949l105 297 9318 SH SOLE 9318 0 0 WISDOMTREE EMERGING MARKETS HIGH DIV ETF (DEM) COM 97717w315 2080 62116 SH SOLE 62116 0 0 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF (DLS) COM 97717w760 468 8481 SH SOLE 8481 0 0 WP GLIMCHER INC (WPG) COM 92939n102 1068 91580 SH SOLE 91580 0 0