0001569709-19-000007.txt : 20190514 0001569709-19-000007.hdr.sgml : 20190514 20190513191707 ACCESSION NUMBER: 0001569709-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 19820075 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569709 XXXXXXXX 03-31-2019 03-31-2019 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 Y ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P., ICQ Management, LLC, and ICONIQ Strategic Partners III GP, L.P. are also being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f). Jed Clark 415-992-9415 Jed Clark San Francisco CA 05-13-2019 5 49 938124 false 1 0001688390 ICONIQ Strategic Partners GP, L.P. 2 0001633098 ICONIQ Strategic Management, LLC 3 0001702932 ICONIQ Strategic Partners II GP, L.P. 4 0001596724 ICQ Management, LLC 5 0001766963 ICONIQ Strategic Partners III GP, L.P. INFORMATION TABLE 2 icqq12019.inftab.xml INFORMATION TABLE ALASKA AIR GROUP INCCOM0116591092324141SHSOLE 414100ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10240236220531SHSOLE 22053100ALPHABET INCCAP STK CL A02079K305351298SHSOLE 29800ALPHABET INCCAP STK CL C02079K107346295SHSOLE 29500ALTERYX INCCOM CL A02156B1031526401819965SHDFND2 39518198700AMAZON COM INCCOM0231351061186666SHSOLE 66600APOLLO COML REAL EST FIN INCCOM03762U105152781832SHSOLE 8183200APOLLO GLOBAL MGMT LLCCL A SHS0376123062889102266SHSOLE 10226600APPLE INCCOM0378331002301209SHSOLE 120900ATHENE HLDG LTDCL AG0684D1072405874SHSOLE 587400BERKSHIRE HATHAWAY INC DELCL B NEW0846707027383675SHSOLE 367500BLACKLINE INCCOM09239B1092179104704437SHDFND1 2326147011760BLACKSTONE GROUP L PCOM UNIT LTD09253U10893426705SHSOLE 2670500BROADCOM INCCOM11135F10124118017SHSOLE 801700CELSIUS HOLDINGS INCCOM NEW15118V20748041127725SHDFND4413011235950CHIPOTLE MEXICAN GRILL INCCOM1696561051815125554SHSOLE 2555400CHROMADEX CORPCOM NEW17107740771541707317SHDFND4017073170DOCUSIGN INCCOM25616310611668225081SHDFND1 2812250000DROPBOX INCCL A26210C104242321111564SHSOLE 111156400FACEBOOK INCCL A30303M10251275307605SHSOLE 30760500GENESIS HEALTHCARE INCCL A COM37185X1061711500SHSOLE 1150000INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL46138E354129824667SHSOLE 2466700ISHARES GOLD TRUSTISHARES4642851053957319592SHSOLE 31959200ISHARES TRMSCI ACWI ETF4642882571290391788481SHSOLE 178848100ISHARES TRRUS 1000 ETF46428762217920113914SHSOLE 11391400ISHARES TRS&P 100 ETF4642871014303433SHSOLE 343300ISHARES TRSELECT DIVID ETF4642871684614696SHSOLE 469600ISHARES TRSH TR CRPORT ETF4642886462164090SHSOLE 409000JD COM INCSPON ADR CL A47215P106116638688SHSOLE 3868800MERCADOLIBRE INCCOM58733R10243568579SHSOLE 857900NXP SEMICONDUCTORS N VCOMN6596X109152417193SHSOLE 1719300ORGANOVO HLDGS INCCOM68620A1041313100SHSOLE 1310000PLURALSIGHT INCCOM CL A72941b106417111314132SHDFND1 2013141320QUALCOMM INCCOM747525103106818733SHSOLE 1873300SELECT SECTOR SPDR TRENERGY81369Y5064286466SHSOLE 646600SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094464866SHSOLE 486600SPDR GOLD TRUSTGOLD SHS78463V10775415618105SHSOLE 61810500SPDR S&P 500 ETF TRTR UNIT78462F10326949494SHSOLE 949400SVMK INCCOM78489X103790114338892SHDFND41000043288920TENCENT MUSIC ENTMT GROUPSPON ADS88034P109217201200000SHDFND2 5012000000UNDER ARMOUR INCCL C90431120625513490SHSOLE 1349000UNITED PARCEL SERVICE INCCL B9113121064694196SHSOLE 419600VANGUARD GROUPDIV APP ETF9219088442442212SHSOLE 221200VANGUARD INDEX FDSREAL ESTATE ETF922908553354640517SHSOLE 4051700VANGUARD INDEX FDSTOTAL STK MKT922908769338423383SHSOLE 2338300VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427752685345SHSOLE 534500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858158537297SHSOLE 3729700VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742232631786SHSOLE 3178600VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858400397532SHSOLE 9753200