Chief Compliance Officer

0001569709-18-000004.txt : 20180514 0001569709-18-000004.hdr.sgml : 20180514 20180514164323 ACCESSION NUMBER: 0001569709-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 18831359 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569709 XXXXXXXX 03-31-2018 03-31-2018 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 Y ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P. and ICQ Management, LLC are also being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f). Jed Clark Chief Compliance Officer 4159677763 /s/ Jed Clark San Francisco CA 05-14-2018 4 61 885642 false 1 0001688390 ICONIQ Strategic Partners GP, L.P. 2 0001633098 ICONIQ Strategic Management, LLC 3 0001702932 ICONIQ Strategic Partners II GP, L.P. 4 0001596724 ICQ Management, LLC INFORMATION TABLE 2 icq-q12018.inftab.xml INFORMATION TABLE ACHAOGEN INCCOM00444910437128629SHSOLE 2862900ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102105713575968SHSOLE 57596800ALPHABET INCCAP STK CL C02079K107339329SHSOLE 32900ALPHABET INCCAP STK CL A02079K305562542SHSOLE 54200ALTERYX INCCOM CL A02156b10323045675000SHDFND2 306750000AMAZON COM INCCOM0231351061158800SHSOLE 80000APOLLO COML REAL EST FIN INCCOM03762U1051992108032SHSOLE 10803200APOLLO GLOBAL MGMT LLCCL A SHS0376123063029102266SHSOLE 10226600APPLE INCCOM037833100510230407SHSOLE 3040700BLACKLINE INCCOM09239b1091850224718747SHDFND1 21757047011770BLACKSTONE GROUP L PCOM UNIT LTD09253U108125339205SHSOLE 3920500BLUE APRON HLDGS INCCL A09523Q1017537518SHSOLE 3751800BROADCOM LTDSHSY098271099934215SHSOLE 421500CALITHERA BIOSCIENCES INCCOM13089P10114623222SHSOLE 2322200CELSIUS HOLDINGS INCCOM NEW15118v20749061127725SHDFND4413011235950CHEVRON CORP NEWCOM1667641003002629SHSOLE 262900CHIPOTLE MEXICAN GRILL INCCOM169656105825725554SHSOLE 2555400CHROMADEX CORPCOM NEW17107740771711707317SHDFND4017073170COUPA SOFTWARE INCCOM22266l106504511105907SHDFND2 3945810964490ENTERPRISE PRODS PARTNERS LCOM2937921072128670SHSOLE 867000FACEBOOK INCCL A30303M10258609366786SHSOLE 36678600GENESIS HEALTHCARE INCCL A COM37185X1061711500SHSOLE 1150000HEARTLAND FINL USA INCCOM42234Q1023286185SHSOLE 618500ISHARES GOLD TRUSTISHARES464285105301002364511SHSOLE 236451100ISHARES TRS&P 100 ETF4642871013953408SHSOLE 340800ISHARES TRSELECT DIVID ETF464287168235024709SHSOLE 2470900ISHARES TRCORE S&P500 ETF4642872009623627SHSOLE 362700ISHARES TRMSCI EAFE ETF464287465117616877SHSOLE 1687700ISHARES TRRUS MID CAP ETF4642874996813300SHSOLE 330000ISHARES TRRUS 1000 ETF46428762251822352866SHSOLE 35286600ISHARES TRRUSSELL 2000 ETF4642876553292169SHSOLE 216900ISHARES TRRUSSELL 3000 ETF46428768915279766SHSOLE 976600ISHARES TRMSCI ACWI ETF4642882571804272516413SHSOLE 251641300ISHARES TRINTL SEL DIV ETF4642884482507576SHSOLE 757600ISHARES TR1 3 YR CR BD ETF4642886462122045SHSOLE 204500JD COM INCSPON ADR CL A47215P1069096224633SHSOLE 22463300LAM RESEARCH CORPCOM51280710810255045SHSOLE 504500LIMELIGHT NETWORKS INCCOM53261M104822200000SHSOLE 20000000NETSHOES CAYMAN LTDCOMg6455x1074076688452SHDFND406884520OAKTREE CAP GROUP LLCUNIT CL A674001201120730475SHSOLE 3047500OCI PARTNERS LPCOM UNIT REP LP67091N10816817835SHSOLE 1783500ORGANOVO HLDGS INCCOM68620A1041313100SHSOLE 1310000PHILIP MORRIS INTL INCCOM7181721099749601SHSOLE 960100POWERSHARES QQQ TRUSTUNIT SER 173935A10411787344SHSOLE 734400QUALCOMM INCCOM747525103101118241SHSOLE 1824100SCHWAB STRATEGIC TRUS BRD MKT ETF8085241024577168SHSOLE 716800SELECT SECTOR SPDR TRENERGY81369Y506475170483SHSOLE 7048300SPDR GOLD TRUSTGOLD SHS78463V10772857579198SHSOLE 57919800SPDR S&P 500 ETF TRTR UNIT78462F103436916535SHSOLE 1653500TAKE-TWO INTERACTIVE SOFTWARCOM8740541097958134SHSOLE 813400UNDER ARMOUR INCCL A9043111076215380141SHSOLE 38014100UNDER ARMOUR INCCL C9043112064948344839SHSOLE 34483900UNITED PARCEL SERVICE INCCL B9113121069208795SHSOLE 879500VANGUARD GROUPDIV APP ETF9219088448368276SHSOLE 827600VANGUARD INDEX FDSREAL ESTATE ETF922908553324943049SHSOLE 4304900VANGUARD INDEX FDSTOTAL STK MKT92290876914906109828SHSOLE 10982800VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742291639598SHSOLE 3959800VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427753045591SHSOLE 559100VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858383881694SHSOLE 8169400VANGUARD STAR FDVG TL INTL STK F921909768131623256SHSOLE 2325600VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385814113318947SHSOLE 31894700