0001569709-18-000002.txt : 20180214 0001569709-18-000002.hdr.sgml : 20180214 20180214131826 ACCESSION NUMBER: 0001569709-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 18610321 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569709 XXXXXXXX 12-31-2017 12-31-2017 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 Y ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P. and ICQ Management, LLC are also being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f). Jed Clark 4159677763 /s/ Jed Clark San Francisco CA 02-14-2018 4 61 969521 false 1 0001688390 ICONIQ Strategic Partners GP, L.P. 2 0001633098 ICONIQ Strategic Management, LLC 3 0001702932 ICONIQ Strategic Partners II GP, L.P. 4 0001596724 ICQ Management, LLC INFORMATION TABLE 2 icq-q42017.inftab.xml INFORMATION TABLE ACHAOGEN INCCOM00444910430728629SHSOLE 2862900ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102107005620570SHSOLE 62057000ALPHABET INCCAP STK CL C02079K107315301SHSOLE 30100ALPHABET INCCAP STK CL A02079K305541514SHSOLE 51400ALTERYX INCCOM CL A02156B10317057675000SHDFND2 306750000AMAZON COM INCCOM023135106896766SHSOLE 76600APOLLO COML REAL EST FIN INCCOM03762U105155182014SHSOLE 8201400APOLLO GLOBAL MGMT LLCCL A SHS037612306295988400SHSOLE 8840000APPLE INCCOM037833100515830480SHSOLE 3048000BLACKLINE INCCOM09239B1092203756718746SHDFND1 21757067011760BLACKSTONE GROUP L PCOM UNIT LTD09253U108125539205SHSOLE 3920500CALITHERA BIOSCIENCES INCCOM13089P10119423222SHSOLE 2322200CARLYLE GROUP L PCOM UTS LTD PTN14309L10295441675SHSOLE 4167500CELSIUS HOLDINGS INCCOM NEW15118V20759211127725SHDFND4413011235950CHEVRON CORP NEWCOM1667641003042432SHSOLE 243200CHIPOTLE MEXICAN GRILL INCCOM169656105738625554SHSOLE 2555400CHROMADEX CORPCOM NEW171077407100391707317SHDFND4017073170COUPA SOFTWARE INCCOM22266L106684622192899SHDFND2 3021928990ENTERPRISE PRODS PARTNERS LCOM2937921072308670SHSOLE 867000FACEBOOK INCCL A30303M10265876373317SHSOLE 37331700GENESIS HEALTHCARE INCCL A COM37185X106911500SHSOLE 1150000HEARTLAND FINL USA INCCOM42234Q1023326185SHSOLE 618500ISHARES GOLD TRUSTISHARES464285105334962677570SHSOLE 267757000ISHARES TRS&P 100 ETF4642871014043408SHSOLE 340800ISHARES TRSELECT DIVID ETF464287168475548244SHSOLE 4824400ISHARES TRCORE S&P500 ETF4642872009753627SHSOLE 362700ISHARES TRMSCI EAFE ETF464287465117616733SHSOLE 1673300ISHARES TRRUS MID CAP ETF4642874996873300SHSOLE 330000ISHARES TRRUS 1000 ETF46428762249133330619SHSOLE 33061900ISHARES TRRUSSELL 2000 ETF4642876553312169SHSOLE 216900ISHARES TRRUSSELL 3000 ETF46428768915459766SHSOLE 976600ISHARES TRMSCI ACWI ETF4642882571742792417520SHSOLE 241752000ISHARES TRINTL SEL DIV ETF4642884482567576SHSOLE 757600ISHARES TR1-3 YR CR BD ETF4642886462142045SHSOLE 204500JD COM INCSPON ADR CL A47215P10610845261812SHSOLE 26181200LIMELIGHT NETWORKS INCCOM53261M104882200000SHSOLE 20000000NETSHOES CAYMAN LTDCOMG6455X1075439688452SHDFND406884520OAKTREE CAP GROUP LLCUNIT CL A674001201138932990SHSOLE 3299000OCI PARTNERS LPCOM UNIT REP LP67091N10814417835SHSOLE 1783500ORGANOVO HLDGS INCCOM68620A1041813100SHSOLE 1310000PHILIP MORRIS INTL INCCOM71817210910149505SHSOLE 950500POWERSHARES QQQ TRUSTUNIT SER 173935A10411447344SHSOLE 734400RHCOM74967X1037829073SHSOLE 907300SCHWAB STRATEGIC TRUS BRD MKT ETF8085241024627168SHSOLE 716800SELECT SECTOR SPDR TRENERGY81369Y506510170593SHSOLE 7059300SPDR GOLD TRUSTGOLD SHS78463V10793760758272SHSOLE 75827200SPDR S&P 500 ETF TRTR UNIT78462F103815830416SHSOLE 3041600TAKE-TWO INTERACTIVE SOFTWARCOM8740541098938134SHSOLE 813400TEMPUR SEALY INTL INCCOM88023U101140622434SHSOLE 2243400UNDER ARMOUR INCCL A9043111075485380141SHSOLE 38014100UNDER ARMOUR INCCL C9043112064593344839SHSOLE 34483900UNITED PARCEL SERVICE INCCL B91131210610488795SHSOLE 879500VANGUARD INDEX FDSREIT ETF922908553398848065SHSOLE 4806500VANGUARD INDEX FDSTOTAL STK MKT92290876915771114905SHSOLE 11490500VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742338845624SHSOLE 4562400VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427753065591SHSOLE 559100VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858264857679SHSOLE 5767900VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088448448276SHSOLE 827600VANGUARD STAR FDVG TL INTL STK F921909768131223088SHSOLE 2308800VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385813273295870SHSOLE 29587000VODAFONE GROUP PLC NEWSPONSORED ADR92857W308105132930SHSOLE 3293000