0001569709-17-000005.txt : 20170516 0001569709-17-000005.hdr.sgml : 20170516 20170515195620 ACCESSION NUMBER: 0001569709-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 17846703 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569709 XXXXXXXX 03-31-2017 03-31-2017 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 Y ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P. ICONIQ Strategic Partners II GP, L.P. and ICONIQ Strategic Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P. and ICONIQ Strategic Management, LLC are also being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f). ICONIQ Capital, LLC does not exercise, and therefore disclaims, investment discretion with respect any Section 13(f) securities positions over which an affiliate exercises such discretion. Jed Clark 4159929415 /s/Jed Clark San Francisco CA 05-15-2017 3 56 885942 false 1 0001688390 ICONIQ Strategic Partners GP, L.P. 2 0001633098 ICONIQ Strategic Management, LLC 3 0001702932 ICONIQ Strategic Partners II GP, L.P. INFORMATION TABLE 2 icq-q12017.inftab.xml INFORMATION TABLE ACHAOGEN INCCOM00444910472228629SHSOLE 2862900ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102106540988033SHDFND1 26376263504070ALTERYX INCCOM CL A02156B103522983345985SHDFND3033459850APOLLO GLOBAL MGMT LLCCL A SHS037612306215088400SHSOLE 8840000APPLE INCCOM0378331005083538SHSOLE 353800BLACKLINE INCCOM09239B10930514610253571SHDFND1 20102535710BLACKSTONE GROUP L PCOM UNIT LTD09253U108116439205SHSOLE 3920500CALITHERA BIOSCIENCES INCCOM13089P10126823222SHSOLE 2322200CARLYLE GROUP L PCOM UTS LTD PTN14309L10266541675SHSOLE 4167500CHEVRON CORP NEWCOM1667641003763506SHSOLE 350600CHIPOTLE MEXICAN GRILL INCCOM1696561051138525554SHSOLE 2555400COUPA SOFTWARE INCCOM22266L10625402192901SHDFND3021928990ENTERPRISE PRODS PARTNERS LCOM2937921072769994SHSOLE 999400FACEBOOK INCCL A30303M1026414512SHSOLE 451200HEARTLAND FINL USA INCCOM42234Q1023096185SHSOLE 618500ISHARESMIN VOL GBL ETF4642865255076568SHSOLE 656800ISHARES GOLD TRUSTISHARES464285105322112682007SHSOLE 268200700ISHARES TRS&P 100 ETF4642871013573408SHSOLE 340800ISHARES TRSELECT DIVID ETF46428716817261189468SHSOLE 18946800ISHARES TRCORE S&P500 ETF4642872008613627SHSOLE 362700ISHARES TRMSCI EAFE ETF464287465127520473SHSOLE 2047300ISHARES TRRUS MID CAP ETF4642874996183300SHSOLE 330000ISHARES TRRUS 1000 ETF46428762244346337873SHSOLE 33787300ISHARES TRRUSSELL 2000 ETF4642876552982169SHSOLE 216900ISHARES TRRUSSELL 3000 ETF4642876892231592SHSOLE 159200ISHARES TRCORE S&P SCP ETF4642878043114496SHSOLE 449600ISHARES TRMSCI ACWI ETF4642882571420482245456SHSOLE 224545600ISHARES TRINTL SEL DIV ETF4642884482387576SHSOLE 757600ISHARES TR1-3 YR CR BD ETF4642886462152045SHSOLE 204500ISHARES TRCORE ST USDB ETF46432F8592034050SHSOLE 405000JD COM INCSPON ADR CL A47215P1068639277678SHSOLE 27767800KKR & CO L P DELCOM UNITS48248M102115463290SHSOLE 6329000LIMELIGHT NETWORKS INCCOM53261M104516200000SHSOLE 20000000OAKTREE CAP GROUP LLCUNIT CL A674001201149432990SHSOLE 3299000OCI PARTNERS LPCOM UNIT REP LP67091N10817817835SHSOLE 1783500ORGANOVO HLDGS INCCOM68620A1044213100SHSOLE 1310000PAR PACIFIC HOLDINGS INCCOM NEW69888T2072953179060SHSOLE 17906000PIONEER NAT RES COCOM7237871072551369SHSOLE 136900POWERSHARES QQQ TRUSTUNIT SER 173935A1049747344SHSOLE 734400RHCOM74967X1034209073SHSOLE 907300SCHWAB STRATEGIC TRUS BRD MKT ETF8085241024097168SHSOLE 716800SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506517474026SHSOLE 7402600SPDR GOLD TRUSTGOLD SHS78463V10788803748005SHSOLE 74800500SPDR S&P 500 ETF TRTR UNIT78462F103402416995SHSOLE 1699500SPDR SERIES TRUSTDJ REIT ETF78464A6074995404SHSOLE 540400TAKE-TWO INTERACTIVE SOFTWARCOM8740541094828134SHSOLE 813400TEMPUR SEALY INTL INCCOM88023U1015030108268SHSOLE 10826800UNDER ARMOUR INCCL A9043111077519380141SHSOLE 38014100UNDER ARMOUR INCCL C9043112067006382839SHSOLE 38283900VANGUARD INDEX FDSREIT ETF922908553192323280SHSOLE 2328000VANGUARD INDEX FDSTOTAL STK MKT9229087691076688741SHSOLE 8874100VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742165725407SHSOLE 2540700VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858138934957SHSOLE 3495700VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088445476087SHSOLE 608700VANGUARD STAR FDVG TL INTL STK F921909768114723088SHSOLE 2308800VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438586982177668SHSOLE 17766800