0001569709-14-000007.txt : 20141113 0001569709-14-000007.hdr.sgml : 20141113 20141113122651 ACCESSION NUMBER: 0001569709-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 141217218 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569709 XXXXXXXX 09-30-2014 09-30-2014 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 N Jed Clark 415-992-9415 Jed Clark San Francisco CA 11-13-2014 0 31 444758 false INFORMATION TABLE 2 icq3q2014.inftab.xml ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021458881641954SHSOLE 164195400ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10217035191724SHOTR 19172400ENTERPRISE PRODS PARTNERS LCOM29379210742210480SHOTR 1048000FACEBOOK INCCL A30303M102678685850SHOTR 8585000HEARTLAND FINL USA INCCOM42234Q10229512370SHOTR 1237000ISHARESMSCI ACWI ETF464288257988941679019SHOTR 167901900ISHARESU.S. PFD STK ETF46428868710029253761SHOTR 25376100ISHARES GOLD TRUSTISHARES464285105174421490753SHOTR 149075300ISHARES TRS&P 100 ETF4642871013003408SHOTR 340800ISHARES TRSELECT DIVID ETF464287168164522272SHOTR 2227200ISHARES TRRUS MID-CAP ETF4642874995233300SHOTR 330000ISHARES TRRUS 1000 ETF46428762215418140327SHOTR 14032700ISHARES TRRUSSELL 2000 ETF4642876559959101SHOTR 910100LIMELIGHT NETWORKS INCCOM53261M104561240165SHOTR 24016500MARKET VECTORS ETF TRGOLD MINER ETF57060U10049022921SHOTR 2292100MARKET VECTORS ETF TREM LC CURR DBT57060U52224910927SHOTR 1092700OCI PARTNERS LPCOM UNIT REP LP67091N10833115416SHOTR 1541600SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506421046457SHOTR 4645700SPDR GOLD TRUSTGOLD SHS78463V107114866988432SHOTR 98843200SPDR S&P 500 ETF TRTR UNIT78462F10313216706SHOTR 670600SPDR SERIES TRUSTDJ REIT ETF78464A6073764715SHOTR 471500SPDR SERIES TRUSTS&P OILGAS EXP78464A7303134552SHOTR 455200SPDR SERIES TRUSTOILGAS EQUIP78464A7482867109SHOTR 710900TESLA MTRS INCCOM88160R1013641500SHOTR 150000VANGUARD INDEX FDSREIT ETF922908553104414530SHOTR 1453000VANGUARD INDEX FDSTOTAL STK MKT9229087692212184SHOTR 218400VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425398923SHOTR 892300VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858207849826SHOTR 4982600VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385878519757SHOTR 1975700VOYA PRIME RATE TRSH BEN INT92913A10045081742SHOTR 8174200YAHOO INCCOM98433210660214770SHOTR 1477000