0000902664-20-003963.txt : 20201116 0000902664-20-003963.hdr.sgml : 20201116 20201116095558 ACCESSION NUMBER: 0000902664-20-003963 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 201314282 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569709 XXXXXXXX 09-30-2020 09-30-2020 false ICONIQ Capital, LLC

394 Pacific Ave. 2nd Floor San Francisco CA 94111

13F HOLDINGS REPORT 028-15353 N Jason Craig 415-967-7763 /s/ Jason Craig New York NY 11-16-2020 7 63 1716690 1 ICONIQ Strategic Management, LLC 2 0001702932 ICONIQ Strategic Partners II GP, L.P. 3 0001766963 ICONIQ Strategic Partners III GP, L.P. 4 ICONIQ Strategic Partners IV GP, L.P. 5 ICQ Management, LLC 6 ICQ Opportunities GP, L.P. 7 ICQ BB GP, LLC INFORMATION TABLE 2 infotable.xml SPDR GOLD TR GOLD SHS 78463V107 94337 532614 SH SOLE 532614 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 22603 618241 SH SOLE 618241 0 0 APPLE INC COM 037833100 1189 10265 SH SOLE 10265 0 0 ISHARES TR MSCI ACWI ETF 464288257 143785 1799110 SH SOLE 1799110 0 0 AMAZON COM INC COM 023135106 4909 1559 SH SOLE 1559 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2864 35378 SH SOLE 35378 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 42681 145183 SH SOLE 145183 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 305 1430 SH SOLE 1430 0 0 SALESFORCE COM INC COM 79466L302 3606 14350 SH SOLE 14350 0 0 DADA NEXUS LTD ADS 23344D108 2206 83333 SH SOLE 83333 0 0 ISHARES TR SELECT DIVID ETF 464287168 397 4868 SH SOLE 4868 0 0 FACEBOOK INC CL A 30303M102 38397 146610 SH SOLE 146610 0 0 ALPHABET INC CAP STK CL C 02079K107 434 295 SH SOLE 295 0 0 ALPHABET INC CAP STK CL A 02079K305 3087 2106 SH SOLE 2106 0 0 ISHARES GOLD TRUST ISHARES 464285105 5749 319592 SH SOLE 319592 0 0 ISHARES TR RUS 1000 ETF 464287622 16341 87317 SH SOLE 87317 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 43800 975500 SH DFND 7 0 975500 0 ISHARES INC MSCI STH KOR ETF 464286772 41981 642500 SH DFND 7 0 642500 0 ISHARES INC MSCI BRAZIL ETF 464286400 16458 595000 SH DFND 7 0 595000 0 ISHARES INC MSCI STH AFR ETF 464286780 13509 365800 SH DFND 7 0 365800 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 10245 489000 SH DFND 7 0 489000 0 ISHARES TR MSCI SAUDI ARBIA 46434V423 10098 340000 SH DFND 7 0 340000 0 ISHARES INC MSCI THAILND ETF 464286624 6901 110000 SH DFND 7 0 110000 0 ISHARES INC MSCI MLY ETF NEW 46434G814 6076 232000 SH DFND 7 0 232000 0 ISHARES INC MSCI MEXICO ETF 464286822 5871 176000 SH DFND 7 0 176000 0 JD.COM INC SPON ADR CL A 47215P106 3610 46513 SH SOLE 46513 0 0 KODIAK SCIENCES INC COM 50015M109 102388 1729238 SH SOLE 1729238 0 0 MERCADOLIBRE INC COM 58733R102 9287 8579 SH SOLE 8579 0 0 MICROSOFT CORP COM 594918104 2766 13152 SH SOLE 13152 0 0 NXP SEMICONDUCTORS NV COM N6596X109 2187 17472 SH SOLE 17472 0 0 ISHARES TR S&P 100 ETF 464287101 542 3483 SH SOLE 3483 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 1663 137913 SH SOLE 137913 0 0 QUALCOMM INC COM 747525103 2295 19500 SH SOLE 19500 0 0 RELAY THERAPEUTICS INC COM 75943R102 4033 94697 SH SOLE 94697 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 402 7496 SH SOLE 7496 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3395 10096 SH SOLE 10096 0 0 SVMK INC COM 78489X103 221 10000 SH SOLE 10000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 294 1779 SH SOLE 1779 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 21887 133978 SH SOLE 133978 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2762 67540 SH SOLE 67540 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 20741 395602 SH SOLE 395602 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3189 39549 SH SOLE 39549 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 24364 143056 SH SOLE 143056 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1574 36401 SH SOLE 36401 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2175 7070 SH SOLE 7070 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2340 29637 SH SOLE 29637 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 300 1319 SH SOLE 1319 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 228 4527 SH SOLE 4527 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 22184 325994 SH SOLE 325994 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 216 7198 SH SOLE 7198 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 3208 31577 SH SOLE 31577 0 0 BILL COM HLDGS INC COM 090043100 7022 70000 SH DFND 1,4 0 70000 0 CELSIUS HLDGS INC COM NEW 15118V207 17012 749101 SH DFND 6 0 749101 0 CHROMADEX CORP COM NEW 171077407 6846 1707317 SH DFND 5 0 1707317 0 CROWDSTRIKE HLDGS INC CL A 22788C105 10299 75000 SH DFND 1,4 0 75000 0 DATADOG INC CL A COM 23804L103 399000 3905639 SH DFND 1,2,3,4,6 23038 3882601 0 GOODRX HLDGS INC COM CL A 38246G108 44480 800000 SH DFND 1,5 0 800000 0 SNOWFLAKE INC CL A 833445109 52710 210000 SH DFND 1,4 0 210000 0 SNOWFLAKE INC CL A 833445109 52710 210000 SH DFND 1 0 210000 0 UBER TECHNOLOGIES INC COM 90353T100 14510 397754 SH DFND 1 0 397754 0 UBER TECHNOLOGIES INC COM 90353T100 99782 2735260 SH DFND 1,2 0 2735260 0 VIR BIOTECHNOLOGY INC COM 92764N102 76289 2222222 SH SOLE 2222222 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 159950 340239 SH DFND 1,3 10934 329305 0