0001569655-19-000003.txt : 20190703 0001569655-19-000003.hdr.sgml : 20190703 20190703132337 ACCESSION NUMBER: 0001569655-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 EFFECTIVENESS DATE: 20190703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 19941000 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569655 XXXXXXXX 06-30-2019 06-30-2019 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christophe Jambon 2162412575 Christophe Jambon Cleveland OH 07-03-2019 0 127 192947 false INFORMATION TABLE 2 Winfield13F2019Q2.xml 3M CO COM Stock 88579Y101 1058 6102 SH SOLE 6102 0 0 ACACIA COMMUNICATIONS INC COM Stock 00401C108 255 5400 SH SOLE 5400 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 696 3075 SH SOLE 3075 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 5815 5380 SH SOLE 5380 0 0 ALTRIA GROUP INC COM Stock 02209S103 282 5961 SH SOLE 5961 0 0 AMAZON.COM INC Stock 023135106 12506 6604 SH SOLE 6604 0 0 AMERICAN TOWER CORP REIT 03027X100 1853 9062 SH SOLE 9062 0 0 APPLE INC Stock 037833100 8432 42601 SH SOLE 42600 0 0 APTIV PLC SHS Stock G6095L109 902 11160 SH SOLE 11160 0 0 ARISTA NETWORKS INC COM Stock 040413106 1451 5590 SH SOLE 5590 0 0 ATHERSYS INC NEW COM Stock 04744L106 71 42350 SH SOLE 42350 0 0 BANK AMER CORP COM Stock 060505104 171 5906 SH SOLE 5906 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1868 8761 SH SOLE 8761 0 0 BLUEBIRD BIO INC COM Stock 09609G100 327 2570 SH SOLE 2570 0 0 BOEING CO COM Stock 097023105 957 2630 SH SOLE 2630 0 0 BOOKING HLDGS INC COM Stock 09857L108 1865 995 SH SOLE 995 0 0 CEDAR FAIR L P DEP UNIT Stock 150185106 615 12900 SH SOLE 12900 0 0 CISCO SYS INC Stock 17275R102 452 8250 SH SOLE 8250 0 0 COHEN & STEERS LTD DURATION PFD INCOME CEF 19248C105 579 23250 SH SOLE 23250 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 1048 21300 SH SOLE 21300 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 5235 43916 SH SOLE 43916 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 1456 25070 SH SOLE 25070 0 0 CORNING INC COM Stock 219350105 799 24040 SH SOLE 24040 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 2696 20682 SH SOLE 20682 0 0 CYRUSONE INC COM REIT 23283R100 1877 32518 SH SOLE 32518 0 0 DIGITAL REALTY TRUST INC REIT 253868103 694 5890 SH SOLE 5890 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 598 4280 SH SOLE 4280 0 0 EKSO BIONICS HLDGS INC COM NEW Stock 282644202 14 10804 SH SOLE 10804 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 485 7615 SH SOLE 7615 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 505 17475 SH SOLE 17475 0 0 FACEBOOK INC CL A Stock 30303M102 1413 7320 SH SOLE 7320 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 4091 148210 SH SOLE 148210 0 0 FIRST SOLAR INC Stock 336433107 381 5800 SH SOLE 5800 0 0 FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF ETF 33739Q507 221 7050 SH SOLE 7050 0 0 GALLAGHER ARTHUR J & CO COM Stock 363576109 337 3851 SH SOLE 3851 0 0 GLOBAL X MLP ETF ETF 37950E473 243 27500 SH SOLE 27500 0 0 GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETF ETF 381430206 531 16155 SH SOLE 16155 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 239 4075 SH SOLE 4075 0 0 GOOGLE INC Stock 02079K305 2015 1861 SH SOLE 1861 0 0 GRAFTECH INTL LTD COM Stock 384313508 296 25700 SH SOLE 25700 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 2463 26588 SH SOLE 26588 0 0 HOME DEPOT Stock 437076102 1728 8311 SH SOLE 8311 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 331 1475 SH SOLE 1475 0 0 II VI INC COM Stock 902104108 339 9267 SH SOLE 9267 0 0 ILLUMINA INC Stock 452327109 687 1865 SH SOLE 1865 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 1720 22220 SH SOLE 22220 0 0 INTEL CORP COM Stock 458140100 150 3130 SH SOLE 3130 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 2441 45680 SH SOLE 45680 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 485 5725 SH SOLE 5725 0 0 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 481 3825 SH SOLE 3825 0 0 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 882 8017 SH SOLE 8017 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 2342 21030 SH SOLE 21030 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 269 2375 SH SOLE 2375 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 402 7810 SH SOLE 7810 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 292 1503 SH SOLE 1503 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 645 6477 SH SOLE 6477 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 1249 20240 SH SOLE 20240 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 494 4167 SH SOLE 4167 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 274 2200 SH SOLE 2200 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1105 12675 SH SOLE 12675 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 2345 21492 SH SOLE 21492 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 854 6710 SH SOLE 6710 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 320 2060 SH SOLE 2060 0 0 ISHARES RUSSELL 2000 VALUE ETF 464287630 572 4745 SH SOLE 4745 0 0 ISHARES S&P 500 INDEX ETF 464287200 1705 5786 SH SOLE 5786 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5023 22197 SH SOLE 22197 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 1602 20460 SH SOLE 20460 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 1152 10815 SH SOLE 10815 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 2396 25350 SH SOLE 25350 0 0 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 1316 11895 SH SOLE 11895 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 593 9775 SH SOLE 9775 0 0 J M SMUCKER CO NEW Stock 832696405 514 4465 SH SOLE 4465 0 0 JOHNSON & JOHNSON COM Stock 478160104 523 3755 SH SOLE 3755 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 239 9500 SH SOLE 9500 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 322 2883 SH SOLE 2883 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 3267 64840 SH SOLE 64840 0 0 KEYCORP NEW COM Stock 493267108 308 17355 SH SOLE 17355 0 0 LOCKHEED MARTIN CORP Stock 539830109 1868 5137 SH SOLE 5137 0 0 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 303 12683 SH SOLE 12683 0 0 MASTERCARD INC CL A Stock 57636Q104 143 540 SH SOLE 540 0 0 MCDONALDS CORP COM Stock 580135101 145 700 SH SOLE 700 0 0 MICROSOFT Stock 594918104 7998 59704 SH SOLE 59704 0 0 MONDELEZ INTL INC CL A Stock 609207105 243 4512 SH SOLE 4512 0 0 MONGODB INC CL A Stock 60937P106 2205 14500 SH SOLE 14500 0 0 NEW MEDIA INV GRP INC Stock 64704V106 335 35450 SH SOLE 35450 0 0 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T201 2126 138142 SH SOLE 138142 0 0 NEXTERA ENERGY INC COM Stock 65339F101 164 800 SH SOLE 800 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 226 700 SH SOLE 700 0 0 NUVEEN CA SELECT TAX FREE PRTF SH BEN INT CEF 67063R103 237 16000 SH SOLE 16000 0 0 NUVEEN CALIF MUN VALUE FD COM CEF 67062C107 449 44500 SH SOLE 44500 0 0 NUVEEN MUN VALUE FD CEF 670928100 542 53250 SH SOLE 53250 0 0 NVIDIA CORP COM Stock 67066G104 625 3805 SH SOLE 3805 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 212 1850 SH SOLE 1850 0 0 PEPSICO INC COM Stock 713448108 462 3525 SH SOLE 3524 0 0 PFIZER INC COM Stock 717081103 783 18072 SH SOLE 18072 0 0 PHILIP MORRIS INTL INC Stock 718172109 236 3005 SH SOLE 3005 0 0 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 2269 21107 SH SOLE 21107 0 0 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 10589 104065 SH SOLE 104065 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 903 8995 SH SOLE 8995 0 0 PIONEER NAT RES CO COM Stock 723787107 287 1864 SH SOLE 1864 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 128 1169 SH SOLE 1169 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 1901 23780 SH SOLE 23780 0 0 RAYTHEON CO COM NEW Stock 755111507 2354 13538 SH SOLE 13538 0 0 RPM INTL INC COM Stock 749685103 196 3200 SH SOLE 3200 0 0 SALESFORCE COM Stock 79466L302 1331 8774 SH SOLE 8774 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 220 3141 SH SOLE 3141 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 4048 76565 SH SOLE 76564 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 3856 78580 SH SOLE 78580 0 0 SPDR HIGH YIELD BOND ETF ETF 78468R622 254 2336 SH SOLE 2336 0 0 SPDR S&P 500 ETF ETF 78462F103 8759 29896 SH SOLE 29895 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 3204 36528 SH SOLE 36528 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 361 8325 SH SOLE 8325 0 0 SPLUNK INC COM Stock 848637104 1669 13270 SH SOLE 13270 0 0 STARBUCKS CORP Stock 855244109 290 3455 SH SOLE 3455 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 3326 42621 SH SOLE 42621 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 638 4268 SH SOLE 4268 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 125 1083 SH SOLE 1083 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 3399 81487 SH SOLE 81487 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2843 66845 SH SOLE 66845 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 924 10280 SH SOLE 10280 0 0 VANGUARD REIT INDEX ETF ETF 922908553 613 7019 SH SOLE 7019 0 0 VANGUARD S&P 500 ETF ETF 922908363 464 1725 SH SOLE 1725 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 4209 28042 SH SOLE 28041 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 633 5705 SH SOLE 5705 0 0 VERIZON COMMUNICATIONS Stock 92343V104 626 10952 SH SOLE 10952 0 0 VISA INC Stock 92826C839 5630 32439 SH SOLE 32439 0 0 WORKDAY INC CL A Stock 98138H101 437 2125 SH SOLE 2125 0 0