0001569655-15-000003.txt : 20150814 0001569655-15-000003.hdr.sgml : 20150814 20150814134859 ACCESSION NUMBER: 0001569655-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 151054589 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569655 XXXXXXXX 06-30-2015 06-30-2015 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christopher W. Baker 216-241-2575 Christopher W. Baker Cleveland OH 08-14-2015 0 297 142669 false INFORMATION TABLE 2 Winfield13FQ22015.xml 3M CO COM Stock 88579Y101 1256 8140 SH SOLE 8140 0 0 ABBOTT LABS COM Stock 002824100 29 600 SH SOLE 600 0 0 ABBVIE INC Stock 00287Y109 556 8274 SH SOLE 8274 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 779 5695 SH SOLE 5695 0 0 ALCATEL-LUCENT SPONSORED ADR ADR 013904305 0 6 SH SOLE 6 0 0 ALIGN TECHNOLOGY INC COM Stock 016255101 13 200 SH SOLE 200 0 0 ALLIANCE BERNSTEIN INCOME FUND CEF 01881E101 4 541 SH SOLE 541 0 0 ALTRIA GROUP INC COM Stock 02209S103 143 2925 SH SOLE 2925 0 0 AMAZON.COM INC Stock 023135106 2246 5175 SH SOLE 5175 0 0 AMERICAN TOWER CORP REIT 03027X100 557 5975 SH SOLE 5975 0 0 AMGEN INC COM Stock 031162100 35 225 SH SOLE 225 0 0 ANHEUSER BUSCH ADR 03524A108 241 2000 SH SOLE 2000 0 0 ANTHEM INC COM Stock 036752103 336 2050 SH SOLE 2050 0 0 APOLLO GLOBAL MGMT LLC COM NPV CL A SHS MLP 037612306 8 350 SH SOLE 350 0 0 APPLE INC Stock 037833100 7498 59780 SH SOLE 59780 0 0 AT&T INC COM Stock 00206R102 114 3205 SH SOLE 3205 0 0 ATHERSYS INC COM Stock 04744L106 67 55750 SH SOLE 55750 0 0 BANK AMER CORP COM Stock 060505104 3 200 SH SOLE 200 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 2 45 SH SOLE 45 0 0 BERKSHIRE HATHAWAY INC DEL CL B Stock 084670702 1423 10455 SH SOLE 10455 0 0 BIOGEN INC COM Stock 09062X103 202 500 SH SOLE 500 0 0 BLACKBERRY LTD COM Stock 09228F103 6 700 SH SOLE 700 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 63 5000 SH SOLE 5000 0 0 BLACKROCK CORPOR HI YLD FD INC COM CEF 09255P107 4 400 SH SOLE 400 0 0 BLUEBIRD BIO INC COM Stock 09609G100 600 3565 SH SOLE 3565 0 0 BOEING CO COM Stock 097023105 1845 13303 SH SOLE 13303 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 54 810 SH SOLE 810 0 0 CANADIAN PAC RY LTD COM Stock 13645T100 1 5 SH SOLE 5 0 0 CARDINAL HEALTH INC COM Stock 14149Y108 25 300 SH SOLE 300 0 0 CAVIUM INC COM Stock 14964U108 963 14000 SH SOLE 14000 0 0 CEDAR FAIR L P DEP UNIT MLP 150185106 1421 26080 SH SOLE 26080 0 0 CENTRAL FED CORP COM NEW Stock 15346Q202 7 5000 SH SOLE 5000 0 0 CHART INDS INC COM PAR $0.01 Stock 16115Q308 424 11850 SH SOLE 11850 0 0 CHEVRON CORP NEW COM Stock 166764100 39 400 SH SOLE 400 0 0 CITIGROUP INC Stock 172967424 2 40 SH SOLE 40 0 0 CITRIX SYS INC COM Stock 177376100 11 150 SH SOLE 150 0 0 CLEVELAND BIOLABS INC COM NEW Stock 185860202 3 786 SH SOLE 786 0 0 CLIFFS NAT RES INC COM Stock 18683K101 4 900 SH SOLE 900 0 0 COCA COLA CO COM Stock 191216100 55 1400 SH SOLE 1400 0 0 COHEN & STEERS LTD DUR PFD INC COM CEF 19248C105 401 17450 SH SOLE 17450 0 0 COHEN & STEERS QUALITY RLTY FD COM CEF 19247L106 21 2000 SH SOLE 2000 0 0 COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR ADR 20441A102 3 550 SH SOLE 550 0 0 CONOCOPHILLIPS COM Stock 20825C104 849 13821 SH SOLE 13821 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 270 2325 SH SOLE 2325 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 5851 76506 SH SOLE 76506 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 2055 43180 SH SOLE 43180 0 0 COSTCO WHOLESALE CORP Stock 22160K105 3 25 SH SOLE 25 0 0 CPFL ENERGIA S A SPONSORED ADR ADR 126153105 3 283 SH SOLE 283 0 0 CROWN CASTLE INTL CORP REIT 22822V101 1276 15895 SH SOLE 15895 0 0 CURRENCYSHARES SWISS FRANC TRUST ETF 23129V109 42 400 SH SOLE 400 0 0 CVR REFNG LP COMUNIT REP LT MLP 12663P107 318 17400 SH SOLE 17400 0 0 CVS HEALTH CORP COM Stock 126650100 393 3750 SH SOLE 3750 0 0 DEUTSCHE GLOBAL HIGH INCOME FD COM CEF 25158V108 49 6000 SH SOLE 6000 0 0 DIAGEO PLC ADR 25243Q205 19 161 SH SOLE 160 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 1452 12725 SH SOLE 12725 0 0 DOMINION MIDSTREAM PARTNERS LP COM UT REP LTD MLP 257454108 11 300 SH SOLE 300 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 38 566 SH SOLE 566 0 0 DOVER SADDLERY INC COM Stock 260412101 2 200 SH SOLE 200 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 85 1205 SH SOLE 1205 0 0 EATON CORP PLC SHS Stock G29183103 504 7470 SH SOLE 7470 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 706 9388 SH SOLE 9388 0 0 ENTERPRISE PRODS PARTNERS L P MLP 293792107 477 15950 SH SOLE 15950 0 0 EOG RESOURCES INC Stock 26875P101 79 900 SH SOLE 900 0 0 EXELIXIS INC COM Stock 30161Q104 1 300 SH SOLE 300 0 0 EXPRESS SCRIPTS INC Stock 30219G108 125 1400 SH SOLE 1400 0 0 EXXON MOBIL CORP COM Stock 30231G102 187 2250 SH SOLE 2250 0 0 FACEBOOK INC CL A Stock 30303M102 1594 18585 SH SOLE 18585 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF ETF 81369Y605 2825 115890 SH SOLE 115890 0 0 FIREEYE INC COM Stock 31816Q101 1 30 SH SOLE 30 0 0 FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND ETF 33735G107 57 2739 SH SOLE 2739 0 0 FORD MOTOR COMPANY Stock 345370860 12 800 SH SOLE 800 0 0 FOUNDATION MEDICINE INC COM Stock 350465100 88 2600 SH SOLE 2600 0 0 GENERAL ELECTRIC CO COM Stock 369604103 118 4455 SH SOLE 4455 0 0 GENERAL GROWTH PPTYS INC NEW COM REIT 370023103 16 623 SH SOLE 623 0 0 GENERAL MLS INC COM Stock 370334104 22 400 SH SOLE 400 0 0 GILEAD SCIENCES INC Stock 375558103 1403 11985 SH SOLE 11985 0 0 GOLDCORP INC NEW COM Stock 380956409 6 400 SH SOLE 400 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 1203 5760 SH SOLE 5760 0 0 GOOGLE INC Stock 38259P508 2039 3775 SH SOLE 3775 0 0 GOOGLE INC CL C Stock 38259P706 2719 5223 SH SOLE 5223 0 0 GRUPO TELEVISA SA SPON ADR REP ORD ADR 40049J206 5 140 SH SOLE 140 0 0 GSV CAP CORP COM CEF 36191J101 1 100 SH SOLE 100 0 0 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF ETF 18383M563 108 5000 SH SOLE 5000 0 0 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF ETF 18383M555 238 10700 SH SOLE 10700 0 0 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF ETF 18383M548 243 10700 SH SOLE 10700 0 0 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF ETF 18383M530 213 10000 SH SOLE 10000 0 0 HALLIBURTON CO COM Stock 406216101 397 9224 SH SOLE 9224 0 0 HALYARD HEALTH INC COM Stock 40650V100 109 2700 SH SOLE 2700 0 0 HANSEN MEDICAL INC COM Stock 411307101 1 550 SH SOLE 550 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 2122 28531 SH SOLE 28531 0 0 HOLOGIC INC COM Stock 436440101 8 200 SH SOLE 200 0 0 HOME DEPOT Stock 437076102 1025 9224 SH SOLE 9224 0 0 HUNTINGTON BANCSHARES INC COM Stock 446150104 6 573 SH SOLE 573 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 3 25 SH SOLE 25 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 829 15332 SH SOLE 15332 0 0 INOVALON HLDGS INC COM CL A Stock 45781D101 39 1400 SH SOLE 1400 0 0 INTEGRYS ENERGY GROUP INC COM Stock 45822P105 0 0 SH SOLE 0 0 0 INTEL CORP COM Stock 458140100 150 4925 SH SOLE 4925 0 0 INTL BUSINESS MACHINES Stock 459200101 33 200 SH SOLE 200 0 0 ISHARES 20+ YR TREASURY ETF ETF 464287432 23 200 SH SOLE 200 0 0 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 28 279 SH SOLE 279 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 4 30 SH SOLE 30 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 1685 16000 SH SOLE 16000 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 161 1903 SH SOLE 1903 0 0 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 9 83 SH SOLE 83 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 5340 49092 SH SOLE 49092 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 120 800 SH SOLE 800 0 0 ISHARES CORE US CREDIT BOND ETF ETF 464288620 14 132 SH SOLE 132 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 743 9887 SH SOLE 9887 0 0 ISHARES DJ US ENERGY ETF 464287796 13 300 SH SOLE 300 0 0 ISHARES IBONDS MAR 2016 CORPORATE ETF ETF 46432FAT4 82 810 SH SOLE 810 0 0 ISHARES IBONDS MAR 2018 CORPORATE ETF ETF 46432FAW7 109 1060 SH SOLE 1060 0 0 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF ETF 464289339 63 1195 SH SOLE 1195 0 0 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BOND ETF ETF 464289313 265 9986 SH SOLE 9986 0 0 ISHARES IBONDS SEP 2017 AMT-FREE MUNI BOND ETF ETF 464289271 257 9376 SH SOLE 9376 0 0 ISHARES IBONDS SEP 2018 AMT-FREE MUNI BOND ETF ETF 46429B580 128 5000 SH SOLE 5000 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 589 5090 SH SOLE 5090 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1721 19379 SH SOLE 19379 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 11 100 SH SOLE 100 0 0 ISHARES MBS BOND ETF ETF 464288588 176 1622 SH SOLE 1622 0 0 ISHARES MSCI EAFE ETF ETF 464287465 57 905 SH SOLE 905 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 16 400 SH SOLE 400 0 0 ISHARES MSCI EUROZONE ETF ETF 464286608 75 2000 SH SOLE 2000 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 9346 25330 SH SOLE 25330 0 0 ISHARES NATIONAL AMT-FREE MUNI BOND ETF ETF 464288414 661 6108 SH SOLE 6108 0 0 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 464287374 9 245 SH SOLE 245 0 0 ISHARES NORTH AMERICAN TECH-MULTIMEDIA NETWORKING ETF ETF 464287531 19 500 SH SOLE 500 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 389 3925 SH SOLE 3925 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 57 550 SH SOLE 550 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 263 2110 SH SOLE 2110 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 18 115 SH SOLE 115 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 436 4279 SH SOLE 4279 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 48 500 SH SOLE 500 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 68 920 SH SOLE 920 0 0 ISHARES S&P 500 INDEX ETF 464287200 236 1140 SH SOLE 1140 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 3479 20527 SH SOLE 20527 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 79 610 SH SOLE 610 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 1802 45999 SH SOLE 45999 0 0 ISHARES SHORT TREASURY BOND ETF ETF 464288679 319 2895 SH SOLE 2895 0 0 ISHARES TIPS BOND ETF ETF 464287176 101 900 SH SOLE 900 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 3053 41500 SH SOLE 41500 0 0 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 70 600 SH SOLE 600 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 26 150 SH SOLE 150 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 647 5601 SH SOLE 5601 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 45 363 SH SOLE 363 0 0 ISHARES U.S. FINANCIALS ETF ETF 464287788 20 220 SH SOLE 220 0 0 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 3 25 SH SOLE 25 0 0 ISHARES US INDUSTRIALS ETF ETF 464287754 38 360 SH SOLE 360 0 0 ISHARES US REAL ESTATE ETF ETF 464287739 197 2765 SH SOLE 2765 0 0 JD COM INC SPON ADR CL A ADR 47215P106 41 1200 SH SOLE 1200 0 0 JOHN HANCOCK PATRIOT PREMIUM DIV. FND. II CEF 41013T105 52 4000 SH SOLE 4000 0 0 JOHNSON & JOHNSON COM Stock 478160104 904 9278 SH SOLE 9278 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 1609 40625 SH SOLE 40625 0 0 KANSAS CITY SOUTHERN COM NEW Stock 485170302 347 3810 SH SOLE 3810 0 0 KAYNE ANDERSON ENRGY TTL RT FD COM CEF 48660P104 11 500 SH SOLE 500 0 0 KAYNE ANDERSON MLP INVT CO COM CEF 486606106 648 21115 SH SOLE 21115 0 0 KEYCORP NEW COM Stock 493267108 234 15549 SH SOLE 15549 0 0 KEYCORP NEW PFD 7.75% SR A Convertible Preferred 493267405 39 300 SH SOLE 300 0 0 KIMBERLY CLARK CORP COM Stock 494368103 212 2000 SH SOLE 2000 0 0 KINDER MORGAN INC Stock 49456B101 837 21809 SH SOLE 21809 0 0 KRAFT FOODS GROUP INC COM Stock 50076Q106 49 572 SH SOLE 572 0 0 LAZARD LTD SHS A Stock G54050102 373 6625 SH SOLE 6625 0 0 LILLY ELI & CO COM Stock 532457108 22 260 SH SOLE 260 0 0 LINKEDIN CORPORATION Stock 53578A108 352 1705 SH SOLE 1705 0 0 LNB BANCORP INC COM Stock 502100100 206 11120 SH SOLE 11120 0 0 LOCKHEED MARTIN CORP Stock 539830109 863 4643 SH SOLE 4643 0 0 LOWES COS INC COM Stock 548661107 194 2900 SH SOLE 2900 0 0 MAGNUM HUNTER RES CORP DEL COM Stock 55973B102 1 500 SH SOLE 500 0 0 MARKET VECTORS STEEL ETF ETF 57060U308 6 200 SH SOLE 200 0 0 MARKWEST ENERGY PARTNERS L P MLP 570759100 28 500 SH SOLE 500 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 164 3387 SH SOLE 3387 0 0 MERCK & CO INC Stock 58933Y105 16 288 SH SOLE 288 0 0 MICROSOFT Stock 594918104 1335 30239 SH SOLE 30239 0 0 MILLENNIAL MEDIA INC COM Stock 60040N105 8 4800 SH SOLE 4800 0 0 MOBILEYE N V AMSTELVEEN ORD SHS Stock N51488117 802 15075 SH SOLE 15075 0 0 MONDELEZ INTL INC COM Stock 609207105 197 4800 SH SOLE 4800 0 0 MYERS INDS INC COM Stock 628464109 19 1000 SH SOLE 1000 0 0 NETFLIX INC COM Stock 64110L106 7 10 SH SOLE 10 0 0 NEW MEDIA INVT GROUP INC COM Stock 64704V106 931 51917 SH SOLE 51917 0 0 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T201 1594 104617 SH SOLE 104617 0 0 NEW SR INVT GROUP INC COM REIT 648691103 442 33059 SH SOLE 33059 0 0 NEWCASTLE INVT CORP NEW COM PAR $0.01 REIT 65105M603 417 94281 SH SOLE 94281 0 0 NIKE INC CLASS B Stock 654106103 11 100 SH SOLE 100 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART MLP 665826103 237 9975 SH SOLE 9975 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 24 153 SH SOLE 153 0 0 NUVEEN DIV ADVANTAGE MUN FD 2 COM CEF 67070F100 4 333 SH SOLE 333 0 0 NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT CEF 670731108 8 500 SH SOLE 500 0 0 NUVEEN MUN VALUE FD CEF 670928100 5 500 SH SOLE 500 0 0 NUVEEN NY AMT FREE MUN INCOME COM CEF 670656107 18 1400 SH SOLE 1400 0 0 NUVEEN OHIO QUALITY INCOME MUN COM CEF 670980101 14 1000 SH SOLE 1000 0 0 NUVEEN QUALITY PFD INC FD 3 COM CEF 67072W101 2 229 SH SOLE 229 0 0 NUVEEN QUALITY PFD INCOME FD COM CEF 67071S101 8 1000 SH SOLE 1000 0 0 NUVEEN SELECT QUALITY MUN FD COM CEF 670973106 7 500 SH SOLE 500 0 0 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 90 400 SH SOLE 400 0 0 PAN AMERICAN SILVER CORP COM Stock 697900108 3 300 SH SOLE 300 0 0 PDL BIOPHARMA INC COM Stock 69329Y104 2 300 SH SOLE 300 0 0 PEPSICO INC COM Stock 713448108 537 5750 SH SOLE 5749 0 0 PFIZER INC COM Stock 717081103 592 17657 SH SOLE 17657 0 0 PHILIP MORRIS INTL INC Stock 718172109 159 1980 SH SOLE 1980 0 0 PHILLIPS 66 Stock 718546104 153 1900 SH SOLE 1900 0 0 PICO HLDGS INC COM NEW Stock 693366205 12 800 SH SOLE 800 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 51 504 SH SOLE 504 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 9 95 SH SOLE 95 0 0 PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND ETF 72201R775 3412 31888 SH SOLE 31888 0 0 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 4 100 SH SOLE 100 0 0 POLYONE CORP COM Stock 73179P106 32 808 SH SOLE 808 0 0 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 73936Q769 743 31250 SH SOLE 31250 0 0 POWERSHARES QQQ TR ETF 73935A104 16 150 SH SOLE 150 0 0 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X500 1 200 SH SOLE 200 0 0 PRICELINE GRP INC COM NEW Stock 741503403 1663 1444 SH SOLE 1444 0 0 PROCTER & GAMBLE CO COM Stock 742718109 141 1801 SH SOLE 1801 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 205 7350 SH SOLE 7350 0 0 PUTNAM MASTER INTER INCOME TR SH BEN INT CEF 746909100 28 6000 SH SOLE 6000 0 0 QUALCOMM INC Stock 747525103 25 400 SH SOLE 400 0 0 REALTY INCOME CORP COM REIT 756109104 64 1451 SH SOLE 1450 0 0 RICE ENERGY INC COM Stock 762760106 6 300 SH SOLE 300 0 0 RITE AID CORP COM Stock 767754104 804 96300 SH SOLE 96300 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 788 6325 SH SOLE 6325 0 0 ROCKWELL COLLINS INC COM Stock 774341101 32 350 SH SOLE 350 0 0 ROYAL CARIBBEAN CRUISES LTD COM Stock V7780T103 17 210 SH SOLE 210 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 30 530 SH SOLE 530 0 0 RPM INTL INC COM Stock 749685103 257 5250 SH SOLE 5250 0 0 SALESFORCE COM INC COM Stock 79466L302 56 800 SH SOLE 800 0 0 SCHLUMBERGER LTD COM Stock 806857108 60 700 SH SOLE 700 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 49 1000 SH SOLE 1000 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 16 300 SH SOLE 300 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 546 12679 SH SOLE 12679 0 0 SIMON PPTY GROUP INC NEW COM REIT 828806109 11 62 SH SOLE 62 0 0 SMUCKER J M CO COM NEW Stock 832696405 653 6025 SH SOLE 6025 0 0 SOUTHERN CO COM Stock 842587107 101 2400 SH SOLE 2400 0 0 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD ETF 78464A474 256 8350 SH SOLE 8350 0 0 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 3149 66193 SH SOLE 66192 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 54 1100 SH SOLE 1100 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 444 2525 SH SOLE 2525 0 0 SPDR GOLD ETF ETF 78463V107 11 100 SH SOLE 100 0 0 SPDR HIGH YIELD BOND ETF ETF 78464A417 1383 35975 SH SOLE 35975 0 0 SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF ETF 78464A284 89 1600 SH SOLE 1600 0 0 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 17 200 SH SOLE 200 0 0 SPDR S&P 500 ETF ETF 78462F103 6217 30202 SH SOLE 30201 0 0 SPDR S&P BANK ETF ETF 78464A797 1035 28550 SH SOLE 28550 0 0 SPDR S&P SOFTWARE & SERVICES ETF ETF 78464A599 44 425 SH SOLE 425 0 0 SPDR S&P TRANSPORTATION ETF ETF 78464A532 12 125 SH SOLE 125 0 0 SPDR SHORT-TERM MUNICIPAL BOND ETF ETF 78464A425 364 15000 SH SOLE 15000 0 0 SPLUNK INC COM Stock 848637104 1090 15655 SH SOLE 15655 0 0 STARBUCKS CORP Stock 855244109 581 10840 SH SOLE 10840 0 0 SUNESIS PHARMACEUTICALS INC COM NEW Stock 867328601 7 2215 SH SOLE 2215 0 0 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 0 50 SH SOLE 50 0 0 T MOBILE US INC COM Stock 872590104 8 200 SH SOLE 200 0 0 TABLEAU SOFTWARE INC CL A Stock 87336U105 465 4035 SH SOLE 4035 0 0 TARGET CORP COM Stock 87612E106 25 303 SH SOLE 303 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1979 47796 SH SOLE 47796 0 0 TEEKAY TANKERS LTD CL A Stock Y8565N102 3 400 SH SOLE 400 0 0 TERRA NITROGEN CO L P COM UNIT MLP 881005201 97 800 SH SOLE 800 0 0 TESLA MOTORS INC Stock 88160R101 155 576 SH SOLE 576 0 0 TORONTO DOMINION BK ONT COM NEW Stock 891160509 43 1000 SH SOLE 1000 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 890 9205 SH SOLE 9205 0 0 TWITTER INC COM Stock 90184L102 0 10 SH SOLE 10 0 0 U S SILICA HLDGS INC COM Stock 90346E103 7 250 SH SOLE 250 0 0 UNION PAC CORP COM Stock 907818108 176 1850 SH SOLE 1850 0 0 UNITEDHEALTH GROUP Stock 91324P102 37 300 SH SOLE 300 0 0 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 37 900 SH SOLE 900 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 25 318 SH SOLE 318 0 0 VANGUARD EUROPEAN ETF 922042874 11 200 SH SOLE 200 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 15 306 SH SOLE 306 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1250 31536 SH SOLE 31536 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 203 4964 SH SOLE 4964 0 0 VANGUARD INDUSTRIALS ETF 92204A603 10 100 SH SOLE 100 0 0 VANGUARD INTERMEDIATE TERM CORP BOND FD ETF ETF 92206C870 758 8892 SH SOLE 8892 0 0 VANGUARD MID CAP ETF 922908629 267 2099 SH SOLE 2099 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1344 17997 SH SOLE 17997 0 0 VANGUARD S&P 500 ETF ETF 922908363 9 50 SH SOLE 50 0 0 VANGUARD SMALL CAP ETF ETF 922908751 247 2037 SH SOLE 2037 0 0 VANGUARD TOTAL INTL STOCK IDEX ETF ETF 921909768 10 200 SH SOLE 200 0 0 VANGUARD TOTAL STK MKT ETF 922908769 2518 23527 SH SOLE 23526 0 0 VECTOR GROUP LTD COM Stock 92240M108 12 500 SH SOLE 500 0 0 VERIFONE SYS INC COM Stock 92342Y109 10 300 SH SOLE 300 0 0 VERIZON COMMUNICATIONS Stock 92343V104 103 2200 SH SOLE 2200 0 0 VISA INC Stock 92826C839 2337 34800 SH SOLE 34800 0 0 VIVUS INC COM Stock 928551100 1 400 SH SOLE 400 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT MLP Y9384M101 8 300 SH SOLE 300 0 0 WABASH NATL CORP COM Stock 929566107 4 300 SH SOLE 300 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 51 600 SH SOLE 600 0 0 WAL-MART STORES INC COM Stock 931142103 10 138 SH SOLE 138 0 0 WEC ENERGY GROUP INC COM Stock 92939U106 18 408 SH SOLE 408 0 0 WELLS FARGO & CO NEW COM Stock 949746101 192 3422 SH SOLE 3422 0 0 WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETF ETF 97717W281 11 250 SH SOLE 250 0 0 WISDOMTREE GERMANY HEDGED EQUITY FUND ETF 97717W448 952 33475 SH SOLE 33475 0 0 WISDOMTREE INTERNATIONAL HEDGED DIVIDEND GROWTH FUND ETF 97717X594 12 450 SH SOLE 450 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 3030 52980 SH SOLE 52980 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 2166 35160 SH SOLE 35160 0 0 ZIMMER BIOMET HLDGS INC COM Stock 98956P102 3 31 SH SOLE 31 0 0 PUT (EPD) ENTERPRISE PRODS PARTN 03/20/2015 @ $36.25 PUT 293792107 149 5000 SH Put SOLE 5000 0 0