Compliance Officer

0001569638-15-000001.txt : 20150213 0001569638-15-000001.hdr.sgml : 20150213 20150213151510 ACCESSION NUMBER: 0001569638-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M Holdings Securities, Inc. CENTRAL INDEX KEY: 0001569638 IRS NUMBER: 911802259 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15330 FILM NUMBER: 15613373 BUSINESS ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5034147264 MAIL ADDRESS: STREET 1: 1125 NW COUCH STREET CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569638 XXXXXXXX 12-31-2014 12-31-2014 M Holdings Securities, Inc.

1125 NW COUCH STREET PORTLAND OR 97209

13F HOLDINGS REPORT 028-15330 N Frank Day Compliance Officer 503-414-7236 Frank Day Portland OR 02-13-2015 0 185 154158 false INFORMATION TABLE 2 December31201413FFiling.xml AK STEEL HOLDING CORP COM 1547108 83 13995 SH SOLE 0 0 0 13995 ABBOTT LABS COM COM 2824100 401 8908 SH SOLE 0 0 0 8908 AIR PRODS & CHEMS INC COM COM 9158106 622 4310 SH SOLE 0 0 0 4310 ALLERGAN INC COM COM 18490102 222 1043 SH SOLE 0 0 0 1043 AMERICAN EXPRESS COMPANY COM 25816109 230 2477 SH SOLE 0 0 0 2477 ANNALY CAP MGMT INC COM COM 35710409 232 21466 SH SOLE 0 0 0 21466 APPLE INC COM COM 37833100 5048 45732 SH SOLE 0 0 0 45732 ARCH COAL INC COM COM 39380100 18 10040 SH SOLE 0 0 0 10040 AUTOMATIC DATA PROCESSING INC COM COM 53015103 253 3030 SH SOLE 0 0 0 3030 BANK AMER CORP COM COM 60505104 662 37025 SH SOLE 0 0 0 37025 BE AEROSPACE INC COM COM 73302101 1305 22500 SH SOLE 0 0 0 22500 BERKSHIRE HATHAWAY INC DEL CL A CL A 84670108 226 1 SH SOLE 0 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 84670702 8311 55349 SH SOLE 0 0 0 55349 BOEING CO COM COM 97023105 700 5388 SH SOLE 0 0 0 5388 BRISTOL MYERS SQUIBB CO COM COM 110122108 249 4219 SH SOLE 0 0 0 4219 CIGNA CORP COM COM 125509109 535 5201 SH SOLE 0 0 0 5201 CVS HEALTH CORP COM COM 126650100 317 3295 SH SOLE 0 0 0 3295 CATERPILLAR INC COM COM 149123101 529 5781 SH SOLE 0 0 0 5781 CENTRAL GOLDTRUST TR UNIT TR UNIT 153546106 271 6661 SH SOLE 0 0 0 6661 CHEVRON CORP NEW COM COM 166764100 1865 16625 SH SOLE 0 0 0 16625 CHICAGO BRIDGE & IRON CO N V ISIN#US1672501095 COM 167250109 215 5117 SH SOLE 0 0 0 5117 CITIGROUP INC COM NEW ISIN#US1729674242 COM NEW 172967424 654 12081 SH SOLE 0 0 0 12081 COCA COLA COMPANY COM 191216100 1508 35727 SH SOLE 0 0 0 35727 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A CL A 192446102 393 7454 SH SOLE 0 0 0 7454 COLUMBIA PPTY TR INC COM NEW COM NEW 198287203 373 14703 SH SOLE 0 0 0 14703 CORNING INC COM COM 219350105 232 10106 SH SOLE 0 0 0 10106 CYTEC INDS INC COM COM 232820100 242 5247 SH SOLE 0 0 0 5247 DCT INDL TR INC NEW COM NEW 233153204 218 6119 SH SOLE 0 0 0 6119 DANAHER CORP COM COM 235851102 536 6251 SH SOLE 0 0 0 6251 DELTA AIRLINES INC COM NEW COM NEW 247361702 313 6372 SH SOLE 0 0 0 6372 DISNEY WALT CO DISNEY COM COM DISNEY 254687106 723 7678 SH SOLE 0 0 0 7678 DOMTAR CORP COM NEW COM NEW 257559203 229 5700 SH SOLE 0 0 0 5700 DU PONT E I DE NEMOURS & CO COM COM 263534109 883 11939 SH SOLE 0 0 0 11939 EBAY INC COM 278642103 1677 29887 SH SOLE 0 0 0 29887 ECOLAB INC COM 278865100 766 7325 SH SOLE 0 0 0 7325 EMERSON ELEC CO COM COM 291011104 234 3799 SH SOLE 0 0 0 3799 F5 NETWORKS INC COM COM 315616102 369 2828 SH SOLE 0 0 0 2828 FIDELITY COVINGTON TR MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 364 11475 SH SOLE 0 0 0 11475 FIRST CONN BANCORP INC MD COM COM 319850103 1958 120000 SH SOLE 0 0 0 120000 FIRSTENERGY CORP COM COM 337932107 310 7950 SH SOLE 0 0 0 7950 FORD MOTOR CO DEL COM PAR COM PAR $0.01 345370860 2407 155313 SH SOLE 0 0 0 155313 GENERAL ELECTRIC CO COM COM 369604103 2271 89854 SH SOLE 0 0 0 89854 HOME DEPOT INC COM COM 437076102 612 5832 SH SOLE 0 0 0 5832 HONEYWELL INTL INC COM COM 438516106 1568 15690 SH SOLE 0 0 0 15690 ILLINOIS TOOL WORKS INC COM COM 452308109 660 6974 SH SOLE 0 0 0 6974 INTEL CORP COM COM 458140100 672 18508 SH SOLE 0 0 0 18508 INTERNATIONAL BUSINESS MACHS CORP COM COM 459200101 1366 8514 SH SOLE 0 0 0 8514 ISHARES GOLD TR ISHARES ISHARES 464285105 1415 123689 SH SOLE 0 0 0 123689 ISHARES INC MSCI CDA ETF MSCI CDA ETF 464286509 490 16963 SH SOLE 0 0 0 16963 ISHARES INC MSCI TAIWAN ETF MSCI TAIWAN ETF 464286731 481 31812 SH SOLE 0 0 0 31812 ISHARES TR SELECT DIVID ETF FD SELECT DIVID ETF 464287168 524 6597 SH SOLE 0 0 0 6597 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 256 2284 SH SOLE 0 0 0 2284 ISHARES TR CORE S&P 500 ETF CORE S&P500 ETF 464287200 529 2557 SH SOLE 0 0 0 2557 ISHARES TR CORE U S AGGREGATE BD ETF CORE US AGGBD ET 464287226 488 4430 SH SOLE 0 0 0 4430 ISHARES TR MSCI EMERGING MKTS ETF MSCI EMG MKT ETF 464287234 346 8817 SH SOLE 0 0 0 8817 ISHARES TR IBOXX USD INVT GRADE CORP BD ETF IBOXX INV CP ETF 464287242 724 6060 SH SOLE 0 0 0 6060 ISHARES TR GLOBAL TECH ETF GLOBAL TECH ETF 464287291 212 2237 SH SOLE 0 0 0 2237 ISHARES TR S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 497 4457 SH SOLE 0 0 0 4457 ISHARES TR NORTH AMERN NAT RES ETF NA NAT RES 464287374 963 25131 SH SOLE 0 0 0 25131 ISHARES TR BARCLAYS 1-3 YR TREAS BD ETF 1-3 YR TR BD ETF 464287457 4084 48356 SH SOLE 0 0 0 48356 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 578 9495 SH SOLE 0 0 0 9495 ISHARES TR RUSSELL MID-CAP VALUE ETF RUS MDCP VAL ETF 464287473 558 7563 SH SOLE 0 0 0 7563 ISHARES TR RUSSELL MID-CAP GROWTH ETF RUS MD CP GR ETF 464287481 245 2630 SH SOLE 0 0 0 2630 ISHARES TR RUSSELL MID-CAP ETF RUS MID-CAP ETF 464287499 408 2443 SH SOLE 0 0 0 2443 ISHARES TR NORTH AMERN TECH-MULTIMEDIA NETWORKING ETF NA TEC MULTM ETF 464287531 382 10280 SH SOLE 0 0 0 10280 ISHARES TR RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 668 6400 SH SOLE 0 0 0 6400 ISHARES TR RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 1051 10990 SH SOLE 0 0 0 10990 ISHARES TR RUSSELL 1000 ETF RUS 1000 ETF 464287622 3589 31309 SH SOLE 0 0 0 31309 ISHARES TR RUSSELL 2000 VALUE ETF RUS 2000 VAL ETF 464287630 387 3802 SH SOLE 0 0 0 3802 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 223 1863 SH SOLE 0 0 0 1863 ISHARES TR RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 401 3279 SH SOLE 0 0 0 3279 ISHARES US TECHNOLOGY ETF U.S. TECH ETF 464287721 453 4340 SH SOLE 0 0 0 4340 ISHARES TR MORNINGSTAR MID CAP GROWTH ETF MRGSTR MD CP GRW 464288307 1180 7540 SH SOLE 0 0 0 7540 ISHARES TR MORNINGSTAR MID CAP VALUE ETF MRGSTR MD CP VAL 464288406 1059 8505 SH SOLE 0 0 0 8505 ISHARES TR NATL AMT FREE MUNI BD ETF NAT AMT FREE BD 464288414 200 1812 SH SOLE 0 0 0 1812 ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF IBOXX HI YD ETF 464288513 457 5104 SH SOLE 0 0 0 5104 ISHARES TR MTG REAL ESTATE CAPPED ETF MRG RL ES CP ETF 464288539 142 12111 SH SOLE 0 0 0 12111 ISHARES TR MORNINGSTAR SMALL-CAP GROWTH ETF MRGSTR SM CP GR 464288604 1074 7950 SH SOLE 0 0 0 7950 ISHARES TR MORNINGSTAR SMALL-CAP VALUE ETF MRNING SM CP ETF 464288703 1352 10480 SH SOLE 0 0 0 10480 JOHNSON & JOHNSON COM COM 478160104 1193 11405 SH SOLE 0 0 0 11405 KLX INC COM COM 482539103 232 5625 SH SOLE 0 0 0 5625 LEUCADIA NATL CORP COM COM 527288104 386 17200 SH SOLE 0 0 0 17200 LLOYDS BANKING GROUP PLC SPONS ADR ISIN#US5394391099 SPONSORED ADR 539439109 74 16000 SH SOLE 0 0 0 16000 LOWES COS INC COM COM 548661107 527 7665 SH SOLE 0 0 0 7665 MCDONALDS CORP COM 580135101 575 6134 SH SOLE 0 0 0 6134 MICROSOFT CORP COM COM 594918104 1229 26450 SH SOLE 0 0 0 26450 MICRON TECHNOLOGY INC COM COM 595112103 731 20879 SH SOLE 0 0 0 20879 PEPSICO INC COM COM 713448108 1093 11558 SH SOLE 0 0 0 11558 PFIZER INC COM COM 717081103 550 17659 SH SOLE 0 0 0 17659 PROCTER & GAMBLE CO COM COM 742718109 3790 41612 SH SOLE 0 0 0 41612 QUALCOMM INC COM 747525103 726 9768 SH SOLE 0 0 0 9768 THE SAINT JOE CO COM COM 790148100 324 17621 SH SOLE 0 0 0 17621 SCHLUMBERGER LTD COM ISIN#AN8068571086 COM 806857108 320 3741 SH SOLE 0 0 0 3741 SCHWAB STRATEGIC TR US REIT ETF US REIT ETF 808524847 471 12101 SH SOLE 0 0 0 12101 SCHWAB STRATEGIC TR SHORT-TERM US TREASURY ETF SHT TM US TRES 808524862 853 16864 SH SOLE 0 0 0 16864 SOUFUN HLDGS LTD ADR ISIN#US8360341080 ADR 836034108 148 20000 SH SOLE 0 0 0 20000 STRYKER CORP COM 863667101 597 6324 SH SOLE 0 0 0 6324 THERMO FISHER SCIENTIFIC COM 883556102 432 3451 SH SOLE 0 0 0 3451 UNION PACIFIC CORP COM COM 907818108 276 2319 SH SOLE 0 0 0 2319 UNITED PARCEL SVC INC CL B CL B 911312106 793 7134 SH SOLE 0 0 0 7134 UNITED TECHNOLOGIES CORP COM COM 913017109 5204 45251 SH SOLE 0 0 0 45251 VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF DIV APP ETF 921908844 1752 21588 SH SOLE 0 0 0 21588 VANGUARD BD INDEX FD INC SHORT TERM BD ETF SHORT TRM BOND 921937827 213 2665 SH SOLE 0 0 0 2665 VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF TOTAL BND MRKT 921937835 620 7531 SH SOLE 0 0 0 7531 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS ALLWRLD EX US 922042775 2483 52998 SH SOLE 0 0 0 52998 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF FTSE EMR MKT ETF 922042858 980 24478 SH SOLE 0 0 0 24478 VANGUARD INDEX FDS S&P 500 ETF SHS NEW S&P 500 ETF SHS 922908363 571 3032 SH SOLE 0 0 0 3032 VANGUARD INDEX FDS VANGUARD REIT ETF REIT ETF 922908553 2289 28264 SH SOLE 0 0 0 28264 VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETF SML CP GRW ETF 922908595 240 1905 SH SOLE 0 0 0 1905 VANGUARD INDEX FDS VANGUARD LARGE-CAP ETF LARGE CAP ETF 922908637 295 3129 SH SOLE 0 0 0 3129 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF SMALL CP ETF 922908751 1063 9110 SH SOLE 0 0 0 9110 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 1516 14304 SH SOLE 0 0 0 14304 WAL MART STORES INC COM COM 931142103 716 8333 SH SOLE 0 0 0 8333 WASHINGTON FED INC COM COM 938824109 342 15461 SH SOLE 0 0 0 15461 WELLS FARGO & CO NEW COM COM 949746101 811 14801 SH SOLE 0 0 0 14801 TARGET CORP COM COM 87612E106 1075 14168 SH SOLE 0 0 0 14168 AT&T INC COM COM 00206R102 825 24554 SH SOLE 0 0 0 24554 ABBVIE INC COM COM 00287Y109 455 6947 SH SOLE 0 0 0 6947 BLACKBERRY LTD COM ISIN#CA09228F1036 COM 09228F103 242 22000 SH SOLE 0 0 0 22000 BLACKROCK MUNIVEST FD INC COM COM 09253R105 118 11943 SH SOLE 0 0 0 11943 CISCO SYSTEMS INC COM 17275R102 1380 49623 SH SOLE 0 0 0 49623 CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM TIMBER ETF GUGG TIMBER ETF 18383Q879 592 24411 SH SOLE 0 0 0 24411 DTS INC COM COM 23335C101 260 8465 SH SOLE 0 0 0 8465 DIREXION SHS ETF TR DAILY 20+ YR TREASURY BEAR 3X SHS NEW 20YR TRES BEAR 25459Y678 205 6458 SH SOLE 0 0 0 6458 DOMINOS PIZZA INC COM COM 25754A201 462 4902 SH SOLE 0 0 0 4902 DREYFUS STRATEGIC MUN BD FD INC COM COM 26202F107 147 18505 SH SOLE 0 0 0 18505 ETFS GOLD TR SH SHS 26922Y105 369 3181 SH SOLE 0 0 0 3181 ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP INT UNIT LTD PARTN 29273R109 362 5573 SH SOLE 0 0 0 5573 EXXON MOBIL CORP COM COM 30231G102 4530 49000 SH SOLE 0 0 0 49000 FACEBOOK INC CL A CL A 30303M102 874 11208 SH SOLE 0 0 0 11208 FIRST MAJESTIC SILVER CORP COM ISIN#CA32076V1031 COM 32076V103 68 13500 SH SOLE 0 0 0 13500 FIVE STAR QUALITY CARE INC COM COM 33832D106 102 24464 SH SOLE 0 0 0 24464 GLAXOSMITHKLINE PLC SPONS ADR SPONSORED ADR 37733W105 384 8993 SH SOLE 0 0 0 8993 GOOGLE INC CL A CL A 38259P508 956 1801 SH SOLE 0 0 0 1801 GOOGLE INC CL C CL C 38259P706 624 1186 SH SOLE 0 0 0 1186 ISHARES SILVER TR ISHARES ISHARES 46428Q109 232 15375 SH SOLE 0 0 0 15375 ISHARES TR CORE HIGH DIVID ETF CORE HIGH DV ETF 46429B663 203 2649 SH SOLE 0 0 0 2649 JP MORGAN CHASE & CO COM ISIN#US46625H1005 COM 46625H100 953 15226 SH SOLE 0 0 0 15226 JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP (LEVEL OF INDEX) ALERIAN ML ETN 46625H365 574 12499 SH SOLE 0 0 0 12499 KINDER MORGAN INC DEL COM COM 49456B101 1138 26898 SH SOLE 0 0 0 26898 MERCK & CO INC NEW COM COM 58933Y105 798 14047 SH SOLE 0 0 0 14047 METLIFE INC COM COM 59156R108 376 6959 SH SOLE 0 0 0 6959 MOSAIC CO NEW COM COM 61945C103 200 4378 SH SOLE 0 0 0 4378 NATIONAL INTERSTATE CORP COM COM 63654U100 254 8519 SH SOLE 0 0 0 8519 NEXTERA ENERGY INC COM COM 65339F101 236 2221 SH SOLE 0 0 0 2221 ORACLE CORP COM COM 68389X105 227 5055 SH SOLE 0 0 0 5055 PERFICIENT INC COM COM 71375U101 186 10000 SH SOLE 0 0 0 10000 PIMCO EXCH TRADED FUND 1-5 YR US TIPS INDEX EXCHANGE 1-5 US TIP IDX 72201R205 245 4730 SH SOLE 0 0 0 4730 PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF ENHAN SHRT MA AC 72201R833 246 2435 SH SOLE 0 0 0 2435 POWERSHARES QQQ TR UNIT SER 1 UNIT SER 1 73935A104 256 2480 SH SOLE 0 0 0 2480 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BUYBACK ACHIEVERS PORT DYNA BUYBK ACH 73935X286 914 19029 SH SOLE 0 0 0 19029 POWERSHARES EXCHANGE TRADED FD TR FTSE RAFI US 1500 SMALL MID PORT FTSE US1500 SM 73935X567 760 7548 SH SOLE 0 0 0 7548 POWERSHARES EXCHANGE-TRADED FD TR FTSE RAFI US 1000 PORT FTSE RAFI 1000 73935X583 1671 18281 SH SOLE 0 0 0 18281 POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI EMERGING MARKETS PORT EMER MRKT PORT 73936T763 296 15908 SH SOLE 0 0 0 15908 POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI DEVELOPED MARKETS EX US SMALL PORT EX US SML PORT 73936T771 512 19689 SH SOLE 0 0 0 19689 POWERSHARES GLOBAL EXH TRD FD TR FTSE DEVELOPED MARKETS EX U S PORT DEV MKTS EX-US 73936T789 499 12640 SH SOLE 0 0 0 12640 PROSHARES TR ULTRA RUSSELL 3000 UL RUS3000 ETF 74347X104 602 5945 SH SOLE 0 0 0 5945 RYDEX ETF TR GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF GUG S&P MC400 PG 78355W601 398 3266 SH SOLE 0 0 0 3266 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 420 2043 SH SOLE 0 0 0 2043 SPDR GOLD TR GOLD SHS GOLD SHS 78463V107 383 3376 SH SOLE 0 0 0 3376 SPDR INDEX SHARES FUND DOW JONES GLOBAL REAL ESTATE ETF DJ GLB RL ES ETF 78463X749 4582 95991 SH SOLE 0 0 0 95991 SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF DJ INTL RL ETF 78463X863 1061 25528 SH SOLE 0 0 0 25528 SPDR SER TR S&P 600 SMALL CAP VALUE ETF S&P 600 SMCP VAL 78464A300 963 9111 SH SOLE 0 0 0 9111 SPDR SER TR BARCLAYS HIGH YIELD BD ETF BRC HGH YLD BD 78464A417 569 14747 SH SOLE 0 0 0 14747 SPDR SER TR BARCLAYS TIIPS ETF BARCLYS TIPS ETF 78464A656 241 4305 SH SOLE 0 0 0 4305 SPDR SER TR BARCLAYS 1-3 T BILL ETF BRCLYS 1-3MT ETF 78464A680 207 4532 SH SOLE 0 0 0 4532 SPDR SER TR S&P DIVID ETF S&P DIVID ETF 78464A763 1416 17964 SH SOLE 0 0 0 17964 SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT UTSER1 S&PDCRP 78467Y107 318 1203 SH SOLE 0 0 0 1203 3M CO COM COM 88579Y101 697 4239 SH SOLE 0 0 0 4239 UNITEDHEALTH GROUP INC COM COM 91324P102 410 4060 SH SOLE 0 0 0 4060 VANGUARD WORLD FDS VANGUARD MATLS ETF MATERIALS ETF 92204A801 608 5661 SH SOLE 0 0 0 5661 VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FD ETF SHS SHTRM GVT BD ETF 92206C102 582 9558 SH SOLE 0 0 0 9558 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD SHRT TRM CORP BD 92206C409 1399 17569 SH SOLE 0 0 0 17569 VERIZON COMMUNICATIONS INC COM COM 92343V104 691 14779 SH SOLE 0 0 0 14779 VISA INC COM CL A COM CL A 92826C839 341 1300 SH SOLE 0 0 0 1300 VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR SPNSR ADR NO PAR 92857W308 549 16080 SH SOLE 0 0 0 16080 WISDOMTREE TR LARGECAP DIVID FD LARGECAP DIVID 97717W307 1538 20744 SH SOLE 0 0 0 20744 WISDOMTREE TR EMERGING MKTS EQUITY INCOME FD EQUITY EMERG MKTS ETF 97717W315 328 7769 SH SOLE 0 0 0 7769 WISDOMTREE TR TOTAL EARNINGS FD TTL EARNING FD 97717W596 889 11950 SH SOLE 0 0 0 11950 WISDOMTREE TR DEFA FD DEFA FD 97717W703 212 4281 SH SOLE 0 0 0 4281 ASSURED GUARANTY LTD COM ISIN#BMG0585R1060 COM G0585R106 4449 171200 SH SOLE 0 0 0 171200 ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 SHS CLASS A G1151C101 1015 11367 SH SOLE 0 0 0 11367 JAZZ PHARMACEUTICALS PLC SHS USD ISIN#IE00B4Q5ZN47 SHS USD G50871105 364 2221 SH SOLE 0 0 0 2221 VANTAGE DRILLING CO ORD SHS ISIN#KYG932051132 ORD SHS G93205113 9 19000 SH SOLE 0 0 0 19000 VANGUARD INDEX FDS VANGUARD VALUE ETF VALUE ETF 922908744 448 5300 SH SOLE 0 0 0 5300